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RFC1716 - Towards Requirements for IP Routers

王朝other·作者佚名  2008-05-31
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Network Working Group P. Almquist, Author

Request for Comments: 1716 Consultant

Category: Informational F. Kastenholz, Editor

FTP Software, Inc.

November 1994

Towards Requirements for IP Routers

Status of this Memo

This memo provides information for the Internet community. This memo

does not specify an Internet standard of any kind. Distribution of

this memo is unlimited.

Table of Contents

0. PREFACE ....................................................... 1

1. INTRODUCTION .................................................. 2

1.1 Reading this Document ........................................ 4

1.1.1 Organization ............................................... 4

1.1.2 Requirements ............................................... 5

1.1.3 Compliance ................................................. 6

1.2 Relationships to Other Standards ............................. 7

1.3 General Considerations ....................................... 8

1.3.1 Continuing Internet Evolution .............................. 8

1.3.2 Robustness Principle ....................................... 9

1.3.3 Error Logging .............................................. 9

1.3.4 Configuration .............................................. 10

1.4 Algorithms ................................................... 11

2. INTERNET ARCHITECTURE ......................................... 13

2.1 Introduction ................................................. 13

2.2 Elements of the Architecture ................................. 14

2.2.1 Protocol Layering .......................................... 14

2.2.2 Networks ................................................... 16

2.2.3 Routers .................................................... 17

2.2.4 Autonomous Systems ......................................... 18

2.2.5 Addresses and Subnets ...................................... 18

2.2.6 IP Multicasting ............................................ 20

2.2.7 Unnumbered Lines and Networks and Subnets .................. 20

2.2.8 Notable Oddities ........................................... 22

2.2.8.1 Embedded Routers ......................................... 22

2.2.8.2 Transparent Routers ...................................... 23

2.3 Router Characteristics ....................................... 24

2.4 Architectural Assumptions .................................... 27

3. LINK LAYER .................................................... 29

3.1 INTRODUCTION ................................................. 29

3.2 LINK/INTERNET LAYER INTERFACE ................................ 29

3.3 SPECIFIC ISSUES .............................................. 30

3.3.1 Trailer Encapsulation ...................................... 30

3.3.2 Address Resolution Protocol - ARP .......................... 31

3.3.3 Ethernet and 802.3 Coexistence ............................. 31

3.3.4 Maximum Transmission Unit - MTU ............................ 31

3.3.5 Point-to-Point Protocol - PPP .............................. 32

3.3.5.1 Introduction ............................................. 32

3.3.5.2 Link Control Protocol (LCP) Options ...................... 33

3.3.5.3 IP Control Protocol (ICP) Options ........................ 34

3.3.6 Interface Testing .......................................... 35

4. INTERNET LAYER - PROTOCOLS .................................... 36

4.1 INTRODUCTION ................................................. 36

4.2 INTERNET PROTOCOL - IP ....................................... 36

4.2.1 INTRODUCTION ............................................... 36

4.2.2 PROTOCOL WALK-THROUGH ...................................... 37

4.2.2.1 Options: RFC-791 Section 3.2 ............................. 37

4.2.2.2 Addresses in Options: RFC-791 Section 3.1 ................ 40

4.2.2.3 Unused IP Header Bits: RFC-791 Section 3.1 ............... 40

4.2.2.4 Type of Service: RFC-791 Section 3.1 ..................... 41

4.2.2.5 Header Checksum: RFC-791 Section 3.1 ..................... 41

4.2.2.6 Unrecognized Header Options: RFC-791 Section 3.1 ......... 41

4.2.2.7 Fragmentation: RFC-791 Section 3.2 ....................... 42

4.2.2.8 Reassembly: RFC-791 Section 3.2 .......................... 43

4.2.2.9 Time to Live: RFC-791 Section 3.2 ........................ 43

4.2.2.10 Multi-subnet Broadcasts: RFC-922 ........................ 43

4.2.2.11 Addressing: RFC-791 Section 3.2 ......................... 43

4.2.3 SPECIFIC ISSUES ............................................ 47

4.2.3.1 IP Broadcast Addresses ................................... 47

4.2.3.2 IP Multicasting .......................................... 48

4.2.3.3 Path MTU Discovery ....................................... 48

4.2.3.4 Subnetting ............................................... 49

4.3 INTERNET CONTROL MESSAGE PROTOCOL - ICMP ..................... 50

4.3.1 INTRODUCTION ............................................... 50

4.3.2 GENERAL ISSUES ............................................. 50

4.3.2.1 Unknown Message Types .................................... 50

4.3.2.2 ICMP Message TTL ......................................... 51

4.3.2.3 Original Message Header .................................. 51

4.3.2.4 ICMP Message Source Address .............................. 51

4.3.2.5 TOS and Precedence ....................................... 51

4.3.2.6 Source Route ............................................. 52

4.3.2.7 When Not to Send ICMP Errors ............................. 53

4.3.2.8 Rate Limiting ............................................ 54

4.3.3 SPECIFIC ISSUES ............................................ 55

4.3.3.1 Destination Unreachable .................................. 55

4.3.3.2 Redirect ................................................. 55

4.3.3.3 Source Quench ............................................ 56

4.3.3.4 Time Exceeded ............................................ 56

4.3.3.5 Parameter Problem ........................................ 57

4.3.3.6 Echo Request/Reply ....................................... 57

4.3.3.7 Information Request/Reply ................................ 58

4.3.3.8 Timestamp and Timestamp Reply ............................ 58

4.3.3.9 Address Mask Request/Reply ............................... 59

4.3.3.10 Router Advertisement and Solicitations .................. 61

4.4 INTERNET GROUP MANAGEMENT PROTOCOL - IGMP .................... 61

5. INTERNET LAYER - FORWARDING ................................... 62

5.1 INTRODUCTION ................................................. 62

5.2 FORWARDING WALK-THROUGH ...................................... 62

5.2.1 Forwarding Algorithm ....................................... 62

5.2.1.1 General .................................................. 63

5.2.1.2 Unicast .................................................. 64

5.2.1.3 Multicast ................................................ 65

5.2.2 IP Header Validation ....................................... 66

5.2.3 Local Delivery Decision .................................... 68

5.2.4 Determining the Next Hop Address ........................... 70

5.2.4.1 Immediate Destination Address ............................ 71

5.2.4.2 Local/Remote Decision .................................... 71

5.2.4.3 Next Hop Address ......................................... 72

5.2.4.4 Administrative Preference ................................ 77

5.2.4.6 Load Splitting ........................................... 78

5.2.5 Unused IP Header Bits: RFC-791 Section 3.1 ................. 79

5.2.6 Fragmentation and Reassembly: RFC-791 Section 3.2 .......... 79

5.2.7 Internet Control Message Protocol - ICMP ................... 80

5.2.7.1 Destination Unreachable .................................. 80

5.2.7.2 Redirect ................................................. 82

5.2.7.3 Time Exceeded ............................................ 84

5.2.8 INTERNET GROUP MANAGEMENT PROTOCOL - IGMP .................. 84

5.3 SPECIFIC ISSUES .............................................. 84

5.3.1 Time to Live (TTL) ......................................... 84

5.3.2 Type of Service (TOS) ...................................... 85

5.3.3 IP Precedence .............................................. 87

5.3.3.1 Precedence-Ordered Queue Service ......................... 88

5.3.3.2 Lower Layer Precedence Mappings .......................... 88

5.3.3.3 Precedence Handling For All Routers ...................... 89

5.3.4 Forwarding of Link Layer Broadcasts ........................ 92

5.3.5 Forwarding of Internet Layer Broadcasts .................... 92

5.3.5.1 Limited Broadcasts ....................................... 94

5.3.5.2 Net-directed Broadcasts .................................. 94

5.3.5.3 All-subnets-directed Broadcasts .......................... 95

5.3.5.4 Subnet-directed Broadcasts ............................... 97

5.3.6 Congestion Control ......................................... 97

5.3.7 Martian Address Filtering .................................. 99

5.3.8 Source Address Validation .................................. 99

5.3.9 Packet Filtering and Access Lists .......................... 100

5.3.10 Multicast Routing ......................................... 101

5.3.11 Controls on Forwarding .................................... 101

5.3.12 State Changes ............................................. 101

5.3.12.1 When a Router Ceases Forwarding ......................... 102

5.3.12.2 When a Router Starts Forwarding ......................... 102

5.3.12.3 When an Interface Fails or is Disabled .................. 103

5.3.12.4 When an Interface is Enabled ............................ 103

5.3.13 IP Options ................................................ 103

5.3.13.1 Unrecognized Options .................................... 103

5.3.13.2 Security Option ......................................... 104

5.3.13.3 Stream Identifier Option ................................ 104

5.3.13.4 Source Route Options .................................... 104

5.3.13.5 Record Route Option ..................................... 104

5.3.13.6 Timestamp Option ........................................ 105

6. TRANSPORT LAYER ............................................... 106

6.1 USER DATAGRAM PROTOCOL - UDP ................................. 106

6.2 TRANSMISSION CONTROL PROTOCOL - TCP .......................... 106

7. APPLICATION LAYER - ROUTING PROTOCOLS ......................... 109

7.1 INTRODUCTION ................................................. 109

7.1.1 Routing Security Considerations ............................ 109

7.1.2 Precedence ................................................. 110

7.2 INTERIOR GATEWAY PROTOCOLS ................................... 110

7.2.1 INTRODUCTION ............................................... 110

7.2.2 OPEN SHORTEST PATH FIRST - OSPF ............................ 111

7.2.2.1 Introduction ............................................. 111

7.2.2.2 Specific Issues .......................................... 111

7.2.2.3 New Version of OSPF ...................................... 112

7.2.3 INTERMEDIATE SYSTEM TO INTERMEDIATE SYSTEM - DUAL IS-IS

.............................................................. 112

7.2.4 ROUTING INFORMATION PROTOCOL - RIP ......................... 113

7.2.4.1 Introduction ............................................. 113

7.2.4.2 Protocol Walk-Through .................................... 113

7.2.4.3 Specific Issues .......................................... 118

7.2.5 GATEWAY TO GATEWAY PROTOCOL - GGP .......................... 119

7.3 EXTERIOR GATEWAY PROTOCOLS ................................... 119

7.3.1 INTRODUCTION ............................................... 119

7.3.2 BORDER GATEWAY PROTOCOL - BGP .............................. 120

7.3.2.1 Introduction ............................................. 120

7.3.2.2 Protocol Walk-through .................................... 120

7.3.3 EXTERIOR GATEWAY PROTOCOL - EGP ............................ 121

7.3.3.1 Introduction ............................................. 121

7.3.3.2 Protocol Walk-through .................................... 122

7.3.4 INTER-AS ROUTING WITHOUT AN EXTERIOR PROTOCOL .............. 124

7.4 STATIC ROUTING ............................................... 125

7.5 FILTERING OF ROUTING INFORMATION ............................. 127

7.5.1 Route Validation ........................................... 127

7.5.2 Basic Route Filtering ...................................... 127

7.5.3 Advanced Route Filtering ................................... 128

7.6 INTER-ROUTING-PROTOCOL INFORMATION EXCHANGE .................. 129

8. APPLICATION LAYER - NETWORK MANAGEMENT PROTOCOLS .............. 131

8.1 The Simple Network Management Protocol - SNMP ................ 131

8.1.1 SNMP Protocol Elements ..................................... 131

8.2 Community Table .............................................. 132

8.3 Standard MIBS ................................................ 133

8.4 Vendor Specific MIBS ......................................... 134

8.5 Saving Changes ............................................... 135

9. APPLICATION LAYER - MISCELLANEOUS PROTOCOLS ................... 137

9.1 BOOTP ........................................................ 137

9.1.1 Introduction ............................................... 137

9.1.2 BOOTP Relay Agents ......................................... 137

10. OPERATIONS AND MAINTENANCE ................................... 139

10.1 Introduction ................................................ 139

10.2 Router Initialization ....................................... 140

10.2.1 Minimum Router Configuration .............................. 140

10.2.2 Address and Address Mask Initialization ................... 141

10.2.3 Network Booting using BOOTP and TFTP ...................... 142

10.3 Operation and Maintenance ................................... 143

10.3.1 Introduction .............................................. 143

10.3.2 Out Of Band Access ........................................ 144

10.3.2 Router O&M Functions ...................................... 144

10.3.2.1 Maintenance - Hardware Diagnosis ........................ 144

10.3.2.2 Control - Dumping and Rebooting ......................... 145

10.3.2.3 Control - Configuring the Router ........................ 145

10.3.2.4 Netbooting of System Software ........................... 146

10.3.2.5 Detecting and responding to misconfiguration ............ 146

10.3.2.6 Minimizing Disruption ................................... 147

10.3.2.7 Control - Troubleshooting Problems ...................... 148

10.4 Security Considerations ..................................... 149

10.4.1 Auditing and Audit Trails ................................. 149

10.4.2 Configuration Control ..................................... 150

11. REFERENCES ................................................... 152

APPENDIX A. REQUIREMENTS FOR SOURCE-ROUTING HOSTS ................ 162

APPENDIX B. GLOSSARY ............................................. 164

APPENDIX C. FUTURE DIRECTIONS .................................... 169

APPENDIX D. Multicast Routing Protocols .......................... 172

D.1 Introduction ................................................. 172

D.2 Distance Vector Multicast Routing Protocol - DVMRP ........... 172

D.3 Multicast Extensions to OSPF - MOSPF ......................... 173

APPENDIX E Additional Next-Hop Selection Algorithms .............. 174

E.1. Some Historical Perspective .................................. 174

E.2. Additional Pruning Rules ..................................... 176

E.3 Some Route Lookup Algorithms ................................. 177

E.3.1 The Revised Classic Algorithm ............................... 178

E.3.2 The Variant Router Requirements Algorithm ................... 179

E.3.3 The OSPF Algorithm .......................................... 179

E.3.4 The Integrated IS-IS Algorithm .............................. 180

Security Considerations ........................................... 182

Acknowledgments ................................................... 183

Editor's Address .................................................. 186

0. PREFACE

This document is a snapshot of the work of the Router Requirements

working group as of November 1991. At that time, the working group had

essentially finished its task. There were some final technical matters

to be nailed down, and a great deal of editing needed to be done in

order to get the document ready for publication. Unfortunately, these

tasks were never completed.

At the request of the Internet Area Director, the current editor took

the last draft of the document and, after consulting the mailing list

archives, meeting minutes, notes, and other members of the working

group, edited the document to its current form. This effort included

the following tasks: 1) Deleting all the parenthetical material (such as

editor's comments). Useful information was turned into DISCUSSION

sections, the rest was deleted. 2) Completing the tasks listed in the

last draft's To be Done sections. As a part of this task, a new "to be

done" list was developed and included as an appendix to the current

document. 3) Rolling Philip Almquist's "Ruminations on the Next Hop"

and "Ruminations on Route Leaking" into this document. These represent

significant work and should be kept. 4) Fulfilling the last intents of

the working group as determined from the archival material. The intent

of this effort was to get the document into a form suitable for

publication as an Historical RFCso that the significant work which went

into the creation of this document would be preserved.

The content and form of this document are due, in large part, to the

working group's chair, and document's original editor and author: Philip

Almquist. Without his efforts, this document would not exist.

1. INTRODUCTION

The goal of this work is to replace RFC-1009, Requirements for Internet

Gateways ([INTRO:1]) with a new document.

This memo is an intermediate step toward that goal. It defines and

discusses requirements for devices which perform the network layer

forwarding function of the Internet protocol suite. The Internet

community usually refers to such devices as IP routers or simply

routers; The OSI community refers to such devices as intermediate

systems. Many older Internet documents refer to these devices as

gateways, a name which more recently has largely passed out of favor to

avoid confusion with application gateways.

An IP router can be distinguished from other sorts of packet switching

devices in that a router examines the IP protocol header as part of the

switching process. It generally has to modify the IP header and to

strip off and replace the Link Layer framing.

The authors of this memo recognize, as should its readers, that many

routers support multiple protocol suites, and that support for multiple

protocol suites will be required in increasingly large parts of the

Internet in the future. This memo, however, does not attempt to specify

Internet requirements for protocol suites other than TCP/IP.

This document enumerates standard protocols that a router connected to

the Internet must use, and it incorporates by reference the RFCs and

other documents describing the current specifications for these

protocols. It corrects errors in the referenced documents and adds

additional discussion and guidance for an implementor.

For each protocol, this final version of this memo also contains an

eXPlicit set of requirements, recommendations, and options. The reader

must understand that the list of requirements in this memo is incomplete

by itself; the complete set of requirements for an Internet protocol

router is primarily defined in the standard protocol specification

documents, with the corrections, amendments, and supplements contained

in this memo.

This memo should be read in conjunction with the Requirements for

Internet Hosts RFCs ([INTRO:2] and [INTRO:3]). Internet hosts and

routers must both be capable of originating IP datagrams and receiving

IP datagrams destined for them. The major distinction between Internet

hosts and routers is that routers are required to implement forwarding

algorithms and Internet hosts do not require forwarding capabilities.

Any Internet host acting as a router must adhere to the requirements

contained in the final version of this memo.

The goal of open system interconnection dictates that routers must

function correctly as Internet hosts when necessary. To achieve this,

this memo provides guidelines for such instances. For simplification

and ease of document updates, this memo tries to avoid overlapping

discussions of host requirements with [INTRO:2] and [INTRO:3] and

incorporates the relevant requirements of those documents by reference.

In some cases the requirements stated in [INTRO:2] and [INTRO:3] are

superseded by the final version of this document.

A good-faith implementation of the protocols produced after careful

reading of the RFCs, with some interaction with the Internet technical

community, and that follows good communications software engineering

practices, should differ from the requirements of this memo in only

minor ways. Thus, in many cases, the requirements in this document are

already stated or implied in the standard protocol documents, so that

their inclusion here is, in a sense, redundant. However, they were

included because some past implementation has made the wrong choice,

causing problems of interoperability, performance, and/or robustness.

This memo includes discussion and explanation of many of the

requirements and recommendations. A simple list of requirements would

be dangerous, because:

o Some required features are more important than others, and some

features are optional.

o Some features are critical in some applications of routers but

irrelevant in others.

o There may be valid reasons why particular vendor products that are

designed for restricted contexts might choose to use different

specifications.

However, the specifications of this memo must be followed to meet the

general goal of arbitrary router interoperation across the diversity and

complexity of the Internet. Although most current implementations fail

to meet these requirements in various ways, some minor and some major,

this specification is the ideal towards which we need to move.

These requirements are based on the current level of Internet

architecture. This memo will be updated as required to provide

additional clarifications or to include additional information in those

areas in which specifications are still evolving.

1.1 Reading this Document

1.1.1 Organization

This memo emulates the layered organization used by [INTRO:2] and

[INTRO:3]. Thus, Chapter 2 describes the layers found in the

Internet architecture. Chapter 3 covers the Link Layer. Chapters

4 and 5 are concerned with the Internet Layer protocols and

forwarding algorithms. Chapter 6 covers the Transport Layer.

Upper layer protocols are divided between Chapter 7, which

discusses the protocols which routers use to exchange routing

information with each other, Chapter 8, which discusses network

management, and Chapter 9, which discusses other upper layer

protocols. The final chapter covers operations and maintenance

features. This organization was chosen for simplicity, clarity,

and consistency with the Host Requirements RFCs. Appendices to

this memo include a bibliography, a glossary, and some conjectures

about future directions of router standards.

In describing the requirements, we assume that an implementation

strictly mirrors the layering of the protocols. However, strict

layering is an imperfect model, both for the protocol suite and

for recommended implementation approaches. Protocols in different

layers interact in complex and sometimes suBTle ways, and

particular functions often involve multiple layers. There are

many design choices in an implementation, many of which involve

creative breaking of strict layering. Every implementor is urged

to read [INTRO:4] and [INTRO:5].

In general, each major section of this memo is organized into the

following subsections:

(1) Introduction

(2) Protocol Walk-Through - considers the protocol specification

documents section-by-section, correcting errors, stating

requirements that may be ambiguous or ill-defined, and

providing further clarification or explanation.

(3) Specific Issues - discusses protocol design and

implementation issues that were not included in the walk-

through.

Under many of the individual topics in this memo, there is

parenthetical material labeled DISCUSSION or IMPLEMENTATION. This

material is intended to give a justification, clarification or

explanation to the preceding requirements text. The

implementation material contains suggested approaches that an

implementor may want to consider. The DISCUSSION and

IMPLEMENTATION sections are not part of the standard.

1.1.2 Requirements

In this memo, the Words that are used to define the significance

of each particular requirement are capitalized. These words are:

o MUST

This word means that the item is an absolute requirement of the

specification.

o MUST IMPLEMENT

This phrase means that this specification requires that the

item be implemented, but does not require that it be enabled by

default.

o MUST NOT

This phrase means that the item is an absolute prohibition of

the specification.

o SHOULD

This word means that there may exist valid reasons in

particular circumstances to ignore this item, but the full

implications should be understood and the case carefully

weighed before choosing a different course.

o SHOULD IMPLEMENT

This phrase is similar in meaning to SHOULD, but is used when

we recommend that a particular feature be provided but does not

necessarily recommend that it be enabled by default.

o SHOULD NOT

This phrase means that there may exist valid reasons in

particular circumstances when the described behavior is

acceptable or even useful, but the full implications should be

understood and the case carefully weighed before implementing

any behavior described with this label.

o MAY

This word means that this item is truly optional. One vendor

may choose to include the item because a particular marketplace

requires it or because it enhances the product, for example;

another vendor may omit the same item.

1.1.3 Compliance

Some requirements are applicable to all routers. Other

requirements are applicable only to those which implement

particular features or protocols. In the following paragraphs,

Relevant refers to the union of the requirements applicable to all

routers and the set of requirements applicable to a particular

router because of the set of features and protocols it has

implemented.

Note that not all Relevant requirements are stated directly in

this memo. Various parts of this memo incorporate by reference

sections of the Host Requirements specification, [INTRO:2] and

[INTRO:3]. For purposes of determining compliance with this memo,

it does not matter whether a Relevant requirement is stated

directly in this memo or merely incorporated by reference from one

of those documents.

An implementation is said to be conditionally compliant if it

satisfies all of the Relevant MUST, MUST IMPLEMENT, and MUST NOT

requirements. An implementation is said to be unconditionally

compliant if it is conditionally compliant and also satisfies all

of the Relevant SHOULD, SHOULD IMPLEMENT, and SHOULD NOT

requirements. An implementation is not compliant if it is not

conditionally compliant (i.e., it fails to satisfy one or more of

the Relevant MUST, MUST IMPLEMENT, or MUST NOT requirements).

For any of the SHOULD and SHOULD NOT requirements, a router may

provide a configuration option that will cause the router to act

other than as specified by the requirement. Having such a

configuration option does not void a router's claim to

unconditional compliance as long as the option has a default

setting, and that leaving the option at its default setting causes

the router to operate in a manner which conforms to the

requirement.

Likewise, routers may provide, except where explicitly prohibited

by this memo, options which cause them to violate MUST or MUST NOT

requirements. A router which provides such options is compliant

(either fully or conditionally) if and only if each such option

has a default setting which causes the router to conform to the

requirements of this memo. Please note that the authors of this

memo, although aware of market realities, strongly recommend

against provision of such options. Requirements are labeled MUST

or MUST NOT because experts in the field have judged them to be

particularly important to interoperability or proper functioning

in the Internet. Vendors should weigh carefully the customer

support costs of providing options which violate those rules.

Of course, this memo is not a complete specification of an IP

router, but rather is closer to what in the OSI world is called a

profile. For example, this memo requires that a number of

protocols be implemented. Although most of the contents of their

protocol specifications are not repeated in this memo,

implementors are nonetheless required to implement the protocols

according to those specifications.

1.2 Relationships to Other Standards

There are several reference documents of interest in checking the

current status of protocol specifications and standardization:

o INTERNET OFFICIAL PROTOCOL STANDARDS

This document describes the Internet standards process and lists

the standards status of the protocols. As of this writing, the

current version of this document is STD 1, RFC1610, [ARCH:7].

This document is periodically re-issued. You should always

consult an RFCrepository and use the latest version of this

document.

o Assigned Numbers

This document lists the assigned values of the parameters used

in the various protocols. For example, IP protocol codes, TCP

port numbers, Telnet Option Codes, ARP hardware types, and

Terminal Type names. As of this writing, the current version of

this document is STD 2, RFC1700, [INTRO:7]. This document is

periodically re-issued. You should always consult an RFC

repository and use the latest version of this document.

o Host Requirements

This pair of documents reviews the specifications that apply to

hosts and supplies guidance and clarification for any

ambiguities. Note that these requirements also apply to

routers, except where otherwise specified in this memo. As of

this writing (December, 1993) the current versions of these

documents are RFC1122 and RFC1123, (STD 3) [INTRO:2], and

[INTRO:3] respectively.

o Router Requirements (formerly Gateway Requirements)

This memo.

Note that these documents are revised and updated at different

times; in case of differences between these documents, the most

recent must prevail.

These and other Internet protocol documents may be obtained from

the:

The InterNIC

DS.INTERNIC.NET

InterNIC Directory and Database Service

+1 (800) 444-4345 or +1 (619) 445-4600

info@internic.net

1.3 General Considerations

There are several important lessons that vendors of Internet software

have learned and which a new vendor should consider seriously.

1.3.1 Continuing Internet Evolution

The enormous growth of the Internet has revealed problems of

management and scaling in a large datagram-based packet

communication system. These problems are being addressed, and as

a result there will be continuing evolution of the specifications

described in this memo. New routing protocols, algorithms, and

architectures are constantly being developed. New and additional

internet-layer protocols are also constantly being devised.

Because routers play such a crucial role in the Internet, and

because the number of routers deployed in the Internet is much

smaller than the number of hosts, vendors should expect that

router standards will continue to evolve much more quickly than

host standards. These changes will be carefully planned and

controlled since there is extensive participation in this planning

by the vendors and by the organizations responsible for operation

of the networks.

Development, evolution, and revision are characteristic of

computer network protocols today, and this situation will persist

for some years. A vendor who develops computer communications

software for the Internet protocol suite (or any other protocol

suite!) and then fails to maintain and update that software for

changing specifications is going to leave a trail of unhappy

customers. The Internet is a large communication network, and the

users are in constant contact through it. Experience has shown

that knowledge of deficiencies in vendor software propagates

quickly through the Internet technical community.

1.3.2 Robustness Principle

At every layer of the protocols, there is a general rule (from

[TRANS:2] by Jon Postel) whose application can lead to enormous

benefits in robustness and interoperability:

Be conservative in what you do,

be liberal in what you accept from others.

Software should be written to deal with every conceivable error,

no matter how unlikely; sooner or later a packet will come in with

that particular combination of errors and attributes, and unless

the software is prepared, chaos can ensue. In general, it is best

to assume that the network is filled with malevolent entities that

will send packets designed to have the worst possible effect.

This assumption will lead to suitably protective design. The most

serious problems in the Internet have been caused by unforeseen

mechanisms triggered by low probability events; mere human malice

would never have taken so devious a course!

Adaptability to change must be designed into all levels of router

software. As a simple example, consider a protocol specification

that contains an enumeration of values for a particular header

field - e.g., a type field, a port number, or an error code; this

enumeration must be assumed to be incomplete. If the protocol

specification defines four possible error codes, the software must

not break when a fifth code shows up. An undefined code might be

logged, but it must not cause a failure.

The second part of the principle is almost as important: software

on hosts or other routers may contain deficiencies that make it

unwise to exploit legal but obscure protocol features. It is

unwise to stray far from the obvious and simple, lest untoward

effects result elsewhere. A corollary of this is watch out for

misbehaving hosts; router software should be prepared to survive

in the presence of misbehaving hosts. An important function of

routers in the Internet is to limit the amount of disruption such

hosts can inflict on the shared communication facility.

1.3.3 Error Logging

The Internet includes a great variety of systems, each

implementing many protocols and protocol layers, and some of these

contain bugs and misfeatures in their Internet protocol software.

As a result of complexity, diversity, and distribution of

function, the diagnosis of problems is often very difficult.

Problem diagnosis will be aided if routers include a carefully

designed facility for logging erroneous or strange events. It is

important to include as much diagnostic information as possible

when an error is logged. In particular, it is often useful to

record the header(s) of a packet that caused an error. However,

care must be taken to ensure that error logging does not consume

prohibitive amounts of resources or otherwise interfere with the

operation of the router.

There is a tendency for abnormal but harmless protocol events to

overflow error logging files; this can be avoided by using a

circular log, or by enabling logging only while diagnosing a known

failure. It may be useful to filter and count duplicate

successive messages. One strategy that seems to work well is to

both:

o Always count abnormalities and make such counts accessible

through the management protocol (see Chapter 8); and

o Allow the logging of a great variety of events to be

selectively enabled. For example, it might useful to be able

to log everything or to log everything for host X.

This topic is further discussed in [MGT:5].

1.3.4 Configuration

In an ideal world, routers would be easy to configure, and perhaps

even entirely self-configuring. However, practical experience in

the real world suggests that this is an impossible goal, and that

in fact many attempts by vendors to make configuration easy

actually cause customers more grief than they prevent. As an

extreme example, a router designed to come up and start routing

packets without requiring any configuration information at all

would almost certainly choose some incorrect parameter, possibly

causing serious problems on any networks unfortunate enough to be

connected to it.

Often this memo requires that a parameter be a configurable

option. There are several reasons for this. In a few cases there

currently is some uncertainty or disagreement about the best value

and it may be necessary to update the recommended value in the

future. In other cases, the value really depends on external

factors - e.g., the distribution of its communication load, or the

speeds and topology of nearby networks - and self-tuning

algorithms are unavailable and may be insufficient. In some

cases, configurability is needed because of administrative

requirements.

Finally, some configuration options are required to communicate

with obsolete or incorrect implementations of the protocols,

distributed without sources, that persist in many parts of the

Internet. To make correct systems coexist with these faulty

systems, administrators must occasionally misconfigure the correct

systems. This problem will correct itself gradually as the faulty

systems are retired, but cannot be ignored by vendors.

When we say that a parameter must be configurable, we do not

intend to require that its value be explicitly read from a

configuration file at every boot time. For many parameters, there

is one value that is appropriate for all but the most unusual

situations. In such cases, it is quite reasonable that the

parameter default to that value if not explicitly set.

This memo requires a particular value for such defaults in some

cases. The choice of default is a sensitive issue when the

configuration item controls accommodation of existing, faulty,

systems. If the Internet is to converge successfully to complete

interoperability, the default values built into implementations

must implement the official protocol, not misconfigurations to

accommodate faulty implementations. Although marketing

considerations have led some vendors to choose misconfiguration

defaults, we urge vendors to choose defaults that will conform to

the standard.

Finally, we note that a vendor needs to provide adequate

documentation on all configuration parameters, their limits and

effects.

1.4 Algorithms

In several places in this memo, specific algorithms that a router

ought to follow are specified. These algorithms are not, per se,

required of the router. A router need not implement each algorithm

as it is written in this document. Rather, an implementation must

present a behavior to the external world that is the same as a

strict, literal, implementation of the specified algorithm.

Algorithms are described in a manner that differs from the way a good

implementor would implement them. For expository purposes, a style

that emphasizes conciseness, clarity, and independence from

implementation details has been chosen. A good implementor will

choose algorithms and implementation methods which produce the same

results as these algorithms, but may be more efficient or less

general.

We note that the art of efficient router implementation is outside of

the scope of this memo.

2. INTERNET ARCHITECTURE

This chapter does not contain any requirements. However, it does

contain useful background information on the general architecture of the

Internet and of routers.

General background and discussion on the Internet architecture and

supporting protocol suite can be found in the DDN Protocol Handbook

[ARCH:1]; for background see for example [ARCH:2], [ARCH:3], and

[ARCH:4]. The Internet architecture and protocols are also covered in

an ever-growing number of textbooks, such as [ARCH:5] and [ARCH:6].

2.1 Introduction

The Internet system consists of a number of interconnected packet

networks supporting communication among host computers using the

Internet protocols. These protocols include the Internet Protocol

(IP), the Internet Control Message Protocol (ICMP), the Internet

Group Management Protocol (IGMP), and a variety transport and

application protocols that depend upon them. As was described in

Section [1.2], the Internet Engineering Steering Group periodically

releases an Official Protocols memo listing all of the Internet

protocols.

All Internet protocols use IP as the basic data transport mechanism.

IP is a datagram, or connectionless, internetwork service and

includes provision for addressing, type-of-service specification,

fragmentation and reassembly, and security. ICMP and IGMP are

considered integral parts of IP, although they are architecturally

layered upon IP. ICMP provides error reporting, flow control,

first-hop router redirection, and other maintenance and control

functions. IGMP provides the mechanisms by which hosts and routers

can join and leave IP multicast groups.

Reliable data delivery is provided in the Internet protocol suite by

Transport Layer protocols such as the Transmission Control Protocol

(TCP), which provides end-end retransmission, resequencing and

connection control. Transport Layer connectionless service is

provided by the User Datagram Protocol (UDP).

2.2 Elements of the Architecture

2.2.1 Protocol Layering

To communicate using the Internet system, a host must implement

the layered set of protocols comprising the Internet protocol

suite. A host typically must implement at least one protocol from

each layer.

The protocol layers used in the Internet architecture are as

follows [ARCH:7]:

o Application Layer

The Application Layer is the top layer of the Internet protocol

suite. The Internet suite does not further subdivide the

Application Layer, although some application layer protocols do

contain some internal sub-layering. The application layer of

the Internet suite essentially combines the functions of the

top two layers - Presentation and Application - of the OSI

Reference Model [ARCH:8]. The Application Layer in the

Internet protocol suite also includes some of the function

relegated to the Session Layer in the OSI Reference Model.

We distinguish two categories of application layer protocols:

user protocols that provide service directly to users, and

support protocols that provide common system functions. The

most common Internet user protocols are:

- Telnet (remote login)

- FTP (file transfer)

- SMTP (electronic mail delivery)

There are a number of other standardized user protocols and

many private user protocols.

Support protocols, used for host name mapping, booting, and

management, include SNMP, BOOTP, TFTP, the Domain Name System

(DNS) protocol, and a variety of routing protocols.

Application Layer protocols relevant to routers are discussed

in chapters 7, 8, and 9 of this memo.

o Transport Layer

The Transport Layer provides end-to-end communication services.

This layer is roughly equivalent to the Transport Layer in the

OSI Reference Model, except that it also incorporates some of

OSI's Session Layer establishment and destruction functions.

There are two primary Transport Layer protocols at present:

- Transmission Control Protocol (TCP)

- User Datagram Protocol (UDP)

TCP is a reliable connection-oriented transport service that

provides end-to-end reliability, resequencing, and flow

control. UDP is a connectionless (datagram) transport service.

Other transport protocols have been developed by the research

community, and the set of official Internet transport protocols

may be expanded in the future.

Transport Layer protocols relevant to routers are discussed in

Chapter 6.

o Internet Layer

All Internet transport protocols use the Internet Protocol (IP)

to carry data from source host to destination host. IP is a

connectionless or datagram internetwork service, providing no

end-to-end delivery guarantees. IP datagrams may arrive at the

destination host damaged, duplicated, out of order, or not at

all. The layers above IP are responsible for reliable delivery

service when it is required. The IP protocol includes

provision for addressing, type-of-service specification,

fragmentation and reassembly, and security.

The datagram or connectionless nature of IP is a fundamental

and characteristic feature of the Internet architecture.

The Internet Control Message Protocol (ICMP) is a control

protocol that is considered to be an integral part of IP,

although it is architecturally layered upon IP, i.e., it uses

IP to carry its data end-to-end. ICMP provides error

reporting, congestion reporting, and first-hop router

redirection.

The Internet Group Management Protocol (IGMP) is an Internet

layer protocol used for establishing dynamic host groups for IP

multicasting.

The Internet layer protocols IP, ICMP, and IGMP are discussed

in chapter 4.

o Link Layer

To communicate on its directly-connected network, a host must

implement the communication protocol used to interface to that

network. We call this a Link Layer layer protocol.

Some older Internet documents refer to this layer as the

Network Layer, but it is not the same as the Network Layer in

the OSI Reference Model.

This layer contains everything below the Internet Layer.

Protocols in this Layer are generally outside the scope of

Internet standardization; the Internet (intentionally) uses

existing standards whenever possible. Thus, Internet Link

Layer standards usually address only address resolution and

rules for transmitting IP packets over specific Link Layer

protocols. Internet Link Layer standards are discussed in

chapter 3.

2.2.2 Networks

The constituent networks of the Internet system are required to

provide only packet (connectionless) transport. According to the

IP service specification, datagrams can be delivered out of order,

be lost or duplicated, and/or contain errors.

For reasonable performance of the protocols that use IP (e.g.,

TCP), the loss rate of the network should be very low. In

networks providing connection-oriented service, the extra

reliability provided by virtual circuits enhances the end-end

robustness of the system, but is not necessary for Internet

operation.

Constituent networks may generally be divided into two classes:

o Local-Area Networks (LANs)

LANs may have a variety of designs. In general, a LAN will

cover a small geographical area (e.g., a single building or

plant site) and provide high bandwidth with low delays. LANs

may be passive (similar to Ethernet) or they may be active

(such as ATM).

o Wide-Area Networks (WANs)

Geographically-dispersed hosts and LANs are interconnected by

wide-area networks, also called long-haul networks. These

networks may have a complex internal structure of lines and

packet-switches, or they may be as simple as point-to-point

lines.

2.2.3 Routers

In the Internet model, constituent networks are connected together

by IP datagram forwarders which are called routers or IP routers.

In this document, every use of the term router is equivalent to IP

router. Many older Internet documents refer to routers as

gateways.

Historically, routers have been realized with packet-switching

software executing on a general-purpose CPU. However, as custom

hardware development becomes cheaper and as higher throughput is

required, but special-purpose hardware is becoming increasingly

common. This specification applies to routers regardless of how

they are implemented.

A router is connected to two or more networks, appearing to each

of these networks as a connected host. Thus, it has (at least)

one physical interface and (at least) one IP address on each of

the connected networks (this ignores the concept of un-numbered

links, which is discussed in section [2.2.7]). Forwarding an IP

datagram generally requires the router to choose the address of

the next-hop router or (for the final hop) the destination host.

This choice, called routing, depends upon a routing database

within the router. The routing database is also sometimes known

as a routing table or forwarding table.

The routing database should be maintained dynamically to reflect

the current topology of the Internet system. A router normally

accomplishes this by participating in distributed routing and

reachability algorithms with other routers.

Routers provide datagram transport only, and they seek to minimize

the state information necessary to sustain this service in the

interest of routing flexibility and robustness.

Packet switching devices may also operate at the Link Layer; such

devices are usually called bridges. Network segments which are

connected by bridges share the same IP network number, i.e., they

logically form a single IP network. These other devices are

outside of the scope of this document.

Another variation on the simple model of networks connected with

routers sometimes occurs: a set of routers may be interconnected

with only serial lines, to form a network in which the packet

switching is performed at the Internetwork (IP) Layer rather than

the Link Layer.

2.2.4 Autonomous Systems

For technical, managerial, and sometimes political reasons, the

routers of the Internet system are grouped into collections called

autonomous systems. The routers included in a single autonomous

system (AS) are expected to:

o Be under the control of a single operations and maintenance

(O&M) organization;

o Employ common routing protocols among themselves, to

dynamically maintain their routing databases.

A number of different dynamic routing protocols have been

developed (see Section [7.2]); the routing protocol within a

single AS is generically called an interior gateway protocol or

IGP.

An IP datagram may have to traverse the routers of two or more ASs

to reach its destination, and the ASs must provide each other with

topology information to allow such forwarding. An exterior

gateway protocol (generally BGP or EGP) is used for this purpose.

2.2.5 Addresses and Subnets

An IP datagram carries 32-bit source and destination addresses,

each of which is partitioned into two parts - a constituent

network number and a host number on that network. Symbolically:

IP-address ::= { <Network-number>, <Host-number> }

To finally deliver the datagram, the last router in its path must

map the Host-number (or rest) part of an IP address into the

physical address of a host connection to the constituent network.

This simple notion has been extended by the concept of subnets,

which were introduced in order to allow arbitrary complexity of

interconnected LAN structures within an organization, while

insulating the Internet system against explosive growth in network

numbers and routing complexity. Subnets essentially provide a

multi-level hierarchical routing structure for the Internet

system. The subnet extension, described in [INTERNET:2], is now a

required part of the Internet architecture. The basic idea is to

partition the <Host-number> field into two parts: a subnet number,

and a true host number on that subnet:

IP-address ::=

{ <Network-number>, <Subnet-number>, <Host-number> }

The interconnected physical networks within an organization will

be given the same network number but different subnet numbers.

The distinction between the subnets of such a subnetted network is

normally not visible outside of that network. Thus, routing in

the rest of the Internet will be based only upon the <Network-

number> part of the IP destination address; routers outside the

network will combine <Subnet-number> and <Host-number> together to

form an uninterpreted rest part of the 32-bit IP address. Within

the subnetted network, the routers must route on the basis of an

extended network number:

{ <Network-number>, <Subnet-number> }

Under certain circumstances, it may be desirable to support

subnets of a particular network being interconnected only via a

path which is not part of the subnetted network. Even though many

IGP's and no EGP's currently support this configuration

effectively, routers need to be able to support this configuration

of subnetting (see Section [4.2.3.4]). In general, routers should

not make assumptions about what are subnets and what are not, but

simply ignore the concept of Class in networks, and treat each

route as a { network, mask }-tuple.

DISCUSSION:

It is becoming clear that as the Internet grows larger and

larger, the traditional uses of Class A, B, and C networks will

be modified in order to achieve better use of IP's 32-bit

address space. Classless Interdomain Routing (CIDR)

[INTERNET:15] is a method currently being deployed in the

Internet backbones to achieve this added efficiency. CIDR

depends on the ability of assigning and routing to networks

that are not based on Class A, B, or C networks. Thus, routers

should always treat a route as a network with a mask.

Furthermore, for similar reasons, a subnetted network need not

have a consistent subnet mask through all parts of the network.

For example, one subnet may use an 8 bit subnet mask, another 10

bit, and another 6 bit. Routers need to be able to support this

type of configuration (see Section [4.2.3.4]).

The bit positions containing this extended network number are

indicated by a 32-bit mask called the subnet mask; it is

recommended but not required that the <Subnet-number> bits be

contiguous and fall between the <Network-number> and the <Host-

number> fields. No subnet should be assigned the value zero or -1

(all one bits).

Although the inventors of the subnet mechanism probably expected

that each piece of an organization's network would have only a

single subnet number, in practice it has often proven necessary or

useful to have several subnets share a single physical cable.

There are special considerations for the router when a connected

network provides a broadcast or multicast capability; these will

be discussed later.

2.2.6 IP Multicasting

IP multicasting is an extension of Link Layer multicast to IP

internets. Using IP multicasts, a single datagram can be

addressed to multiple hosts. This collection of hosts is called a

multicast group. Each multicast group is represented as a Class D

IP address. An IP datagram sent to the group is to be delivered

to each group member with the same best-effort delivery as that

provided for unicast IP traffic. The sender of the datagram does

not itself need to be a member of the destination group.

The semantics of IP multicast group membership are defined in

[INTERNET:4]. That document describes how hosts and routers join

and leave multicast groups. It also defines a protocol, the

Internet Group Management Protocol (IGMP), that monitors IP

multicast group membership.

Forwarding of IP multicast datagrams is accomplished either

through static routing information or via a multicast routing

protocol. Devices that forward IP multicast datagrams are called

multicast routers. They may or may not also forward IP unicasts.

In general, multicast datagrams are forwarded on the basis of both

their source and destination addresses. Forwarding of IP

multicast packets is described in more detail in Section [5.2.1].

Appendix D discusses multicast routing protocols.

2.2.7 Unnumbered Lines and Networks and Subnets

Traditionally, each network interface on an IP host or router has

its own IP address. Over the years, people have observed that

this can cause inefficient use of the scarce IP address space,

since it forces allocation of an IP network number, or at least a

subnet number, to every point-to-point link.

To solve this problem, a number of people have proposed and

implemented the concept of unnumbered serial lines. An unnumbered

serial line does not have any IP network or subnet number

associated with it. As a consequence, the network interfaces

connected to an unnumbered serial line do not have IP addresses.

Because the IP architecture has traditionally assumed that all

interfaces had IP addresses, these unnumbered interfaces cause

some interesting dilemmas. For example, some IP options (e.g.

Record Route) specify that a router must insert the interface

address into the option, but an unnumbered interface has no IP

address. Even more fundamental (as we shall see in chapter 5) is

that routes contain the IP address of the next hop router. A

router expects that that IP address will be on an IP (sub)net that

the router is connected to. That assumption is of course violated

if the only connection is an unnumbered serial line.

To get around these difficulties, two schemes have been invented.

The first scheme says that two routers connected by an unnumbered

serial line aren't really two routers at all, but rather two

half-routers which together make up a single (virtual) router.

The unnumbered serial line is essentially considered to be an

internal bus in the virtual router. The two halves of the virtual

router must coordinate their activities in such a way that they

act exactly like a single router.

This scheme fits in well with the IP architecture, but suffers

from two important drawbacks. The first is that, although it

handles the common case of a single unnumbered serial line, it is

not readily extensible to handle the case of a mesh of routers and

unnumbered serial lines. The second drawback is that the

interactions between the half routers are necessarily complex and

are not standardized, effectively precluding the connection of

equipment from different vendors using unnumbered serial lines.

Because of these drawbacks, this memo has adopted an alternative

scheme, which has been invented multiple times but which is

probably originally attributable to Phil Karn. In this scheme, a

router which has unnumbered serial lines also has a special IP

address, called a router-id in this memo. The router-id is one of

the router's IP addresses (a router is required to have at least

one IP address). This router-id is used as if it is the IP

address of all unnumbered interfaces.

2.2.8 Notable Oddities

2.2.8.1 Embedded Routers

A router may be a stand-alone computer system, dedicated to its

IP router functions. Alternatively, it is possible to embed

router functions within a host operating system which supports

connections to two or more networks. The best-known example of

an operating system with embedded router code is the Berkeley

BSD system. The embedded router feature seems to make

internetting easy, but it has a number of hidden pitfalls:

(1) If a host has only a single constituent-network interface,

it should not act as a router.

For example, hosts with embedded router code that

gratuitously forward broadcast packets or datagrams on the

same net often cause packet avalanches.

(2) If a (multihomed) host acts as a router, it must implement

ALL the relevant router requirements contained in this

document.

For example, the routing protocol issues and the router

control and monitoring problems are as hard and important

for embedded routers as for stand-alone routers.

Since Internet router requirements and specifications may

change independently of operating system changes, an

administration that operates an embedded router in the

Internet is strongly advised to have the ability to

maintain and update the router code (e.g., this might

require router code source).

(3) Once a host runs embedded router code, it becomes part of

the Internet system. Thus, errors in software or

configuration can hinder communication between other

hosts. As a consequence, the host administrator must lose

some autonomy.

In many circumstances, a host administrator will need to

disable router code embedded in the operating system, and

any embedded router code must be organized so that it can

be easily disabled.

(4) If a host running embedded router code is concurrently

used for other services, the O&M (Operation and

Maintenance) requirements for the two modes of use may be

in serious conflict.

For example, router O&M will in many cases be performed

remotely by an operations center; this may require

privileged system access which the host administrator

would not normally want to distribute.

2.2.8.2 Transparent Routers

There are two basic models for interconnecting local-area

networks and wide-area (or long-haul) networks in the Internet.

In the first, the local-area network is assigned a network

number and all routers in the Internet must know how to route

to that network. In the second, the local-area network shares

(a small part of) the address space of the wide-area network.

Routers that support this second model are called address

sharing routers or transparent routers. The focus of this memo

is on routers that support the first model, but this is not

intended to exclude the use of transparent routers.

The basic idea of a transparent router is that the hosts on the

local-area network behind such a router share the address space

of the wide-area network in front of the router. In certain

situations this is a very useful approach and the limitations

do not present significant drawbacks.

The words in front and behind indicate one of the limitations

of this approach: this model of interconnection is suitable

only for a geographically (and topologically) limited stub

environment. It requires that there be some form of logical

addressing in the network level addressing of the wide-area

network. All of the IP addresses in the local environment map

to a few (usually one) physical address in the wide-area

network. This mapping occurs in a way consistent with the { IP

address <-> network address } mapping used throughout the

wide-area network.

Multihoming is possible on one wide-area network, but may

present routing problems if the interfaces are geographically

or topologically separated. Multihoming on two (or more)

wide-area networks is a problem due to the confusion of

addresses.

The behavior that hosts see from other hosts in what is

apparently the same network may differ if the transparent

router cannot fully emulate the normal wide-area network

service. For example, the ARPANET used a Link Layer protocol

that provided a Destination Dead indication in response to an

attempt to send to a host which was powered off. However, if

there were a transparent router between the ARPANET and an

Ethernet, a host on the ARPANET would not receive a Destination

Dead indication if it sent a datagram to a host that was

powered off and was connected to the ARPANET via the

transparent router instead of directly.

2.3 Router Characteristics

An Internet router performs the following functions:

(1) Conforms to specific Internet protocols specified in this

document, including the Internet Protocol (IP), Internet Control

Message Protocol (ICMP), and others as necessary.

(2) Interfaces to two or more packet networks. For each connected

network the router must implement the functions required by that

network. These functions typically include:

o Encapsulating and decapsulating the IP datagrams with the

connected network framing (e.g., an Ethernet header and

checksum),

o Sending and receiving IP datagrams up to the maximum size

supported by that network, this size is the network's Maximum

Transmission Unit or MTU,

o Translating the IP destination address into an appropriate

network-level address for the connected network (e.g., an

Ethernet hardware address), if needed, and

o Responding to the network flow control and error indication,

if any.

See chapter 3 (Link Layer).

(3) Receives and forwards Internet datagrams. Important issues in

this process are buffer management, congestion control, and

fairness.

o Recognizes various error conditions and generates ICMP error

and information messages as required.

o Drops datagrams whose time-to-live fields have reached zero.

o Fragments datagrams when necessary to fit into the MTU of the

next network.

See chapter 4 (Internet Layer - Protocols) and chapter 5

(Internet Layer - Forwarding) for more information.

(4) Chooses a next-hop destination for each IP datagram, based on

the information in its routing database. See chapter 5

(Internet Layer - Forwarding) for more information.

(5) (Usually) supports an interior gateway protocol (IGP) to carry

out distributed routing and reachability algorithms with the

other routers in the same autonomous system. In addition, some

routers will need to support an exterior gateway protocol (EGP)

to exchange topological information with other autonomous

systems. See chapter 7 (Application Layer - Routing Protocols)

for more information.

(6) Provides network management and system support facilities,

including loading, debugging, status reporting, exception

reporting and control. See chapter 8 (Application Layer -

Network Management Protocols) and chapter 10 (Operation and

Maintenance) for more information.

A router vendor will have many choices on power, complexity, and

features for a particular router product. It may be helpful to

observe that the Internet system is neither homogeneous nor fully-

connected. For reasons of technology and geography it is growing

into a global interconnect system plus a fringe of LANs around the

edge. More and more these fringe LANs are becoming richly

interconnected, thus making them less out on the fringe and more

demanding on router requirements.

o The global interconnect system is comprised of a number of wide-

area networks to which are attached routers of several Autonomous

Systems (AS); there are relatively few hosts connected directly to

the system.

o Most hosts are connected to LANs. Many organizations have

clusters of LANs interconnected by local routers. Each such

cluster is connected by routers at one or more points into the

global interconnect system. If it is connected at only one point,

a LAN is known as a stub network.

Routers in the global interconnect system generally require:

o Advanced Routing and Forwarding Algorithms

These routers need routing algorithms which are highly dynamic and

also offer type-of-service routing. Congestion is still not a

completely resolved issue (see Section [5.3.6]). Improvements in

these areas are expected, as the research community is actively

working on these issues.

o High Availability

These routers need to be highly reliable, providing 24 hours a

day, 7 days a week service. Equipment and software faults can

have a wide-spread (sometimes global) effect. In case of failure,

they must recover quickly. In any environment, a router must be

highly robust and able to operate, possibly in a degraded state,

under conditions of extreme congestion or failure of network

resources.

o Advanced O&M Features

Internet routers normally operate in an unattended mode. They

will typically be operated remotely from a centralized monitoring

center. They need to provide sophisticated means for monitoring

and measuring traffic and other events and for diagnosing faults.

o High Performance

Long-haul lines in the Internet today are most frequently 56 Kbps,

DS1 (1.4Mbps), and DS3 (45Mbps) speeds. LANs are typically

Ethernet (10Mbps) and, to a lesser degree, FDDI (100Mbps).

However, network media technology is constantly advancing and even

higher speeds are likely in the future. Full-duplex operation is

provided at all of these speeds.

The requirements for routers used in the LAN fringe (e.g., campus

networks) depend greatly on the demands of the local networks. These

may be high or medium-performance devices, probably competitively

procured from several different vendors and operated by an internal

organization (e.g., a campus computing center). The design of these

routers should emphasize low average latency and good burst

performance, together with delay and type-of-service sensitive

resource management. In this environment there may be less formal O&M

but it will not be less important. The need for the routing

mechanism to be highly dynamic will become more important as networks

become more complex and interconnected. Users will demand more out

of their local connections because of the speed of the global

interconnects.

As networks have grown, and as more networks have become old enough

that they are phasing out older equipment, it has become increasingly

imperative that routers interoperate with routers from other vendors.

Even though the Internet system is not fully interconnected, many

parts of the system need to have redundant connectivity. Rich

connectivity allows reliable service despite failures of

communication lines and routers, and it can also improve service by

shortening Internet paths and by providing additional capacity.

Unfortunately, this richer topology can make it much more difficult

to choose the best path to a particular destination.

2.4 Architectural Assumptions

The current Internet architecture is based on a set of assumptions

about the communication system. The assumptions most relevant to

routers are as follows:

o The Internet is a network of networks.

Each host is directly connected to some particular network(s); its

connection to the Internet is only conceptual. Two hosts on the

same network communicate with each other using the same set of

protocols that they would use to communicate with hosts on distant

networks.

o Routers don't keep connection state information.

To improve the robustness of the communication system, routers are

designed to be stateless, forwarding each IP packet independently

of other packets. As a result, redundant paths can be exploited

to provide robust service in spite of failures of intervening

routers and networks.

All state information required for end-to-end flow control and

reliability is implemented in the hosts, in the transport layer or

in application programs. All connection control information is

thus co-located with the end points of the communication, so it

will be lost only if an end point fails. Routers effect flow

control only indirectly, by dropping packets or increasing network

delay.

Note that future protocol developments may well end up putting

some more state into routers. This is especially likely for

resource reservation and flows.

o Routing complexity should be in the routers.

Routing is a complex and difficult problem, and ought to be

performed by the routers, not the hosts. An important objective

is to insulate host software from changes caused by the inevitable

evolution of the Internet routing architecture.

o The system must tolerate wide network variation.

A basic objective of the Internet design is to tolerate a wide

range of network characteristics - e.g., bandwidth, delay, packet

loss, packet reordering, and maximum packet size. Another

objective is robustness against failure of individual networks,

routers, and hosts, using whatever bandwidth is still available.

Finally, the goal is full open system interconnection: an Internet

router must be able to interoperate robustly and effectively with

any other router or Internet host, across diverse Internet paths.

Sometimes implementors have designed for less ambitious goals.

For example, the LAN environment is typically much more benign

than the Internet as a whole; LANs have low packet loss and delay

and do not reorder packets. Some vendors have fielded

implementations that are adequate for a simple LAN environment,

but work badly for general interoperation. The vendor justifies

such a product as being economical within the restricted LAN

market. However, isolated LANs seldom stay isolated for long;

they are soon connected to each other, to organization-wide

internets, and eventually to the global Internet system. In the

end, neither the customer nor the vendor is served by incomplete

or substandard routers.

The requirements spelled out in this document are designed for a

full-function router. It is intended that fully compliant routers

will be usable in almost any part of the Internet.

3. LINK LAYER

Although [INTRO:1] covers Link Layer standards (IP over foo, ARP,

etc.), this document anticipates that Link-Layer material will be

covered in a separate Link Layer Requirements document. A Link-Layer

requirements document would be applicable to both hosts and routers.

Thus, this document will not obsolete the parts of [INTRO:1] that deal

with link-layer issues.

3.1 INTRODUCTION

Routers have essentially the same Link Layer protocol requirements as

other sorts of Internet systems. These requirements are given in

chapter 3 of Requirements for Internet Gateways [INTRO:1]. A router

MUST comply with its requirements and SHOULD comply with its

recommendations. Since some of the material in that document has

become somewhat dated, some additional requirements and explanations

are included below.

DISCUSSION:

It is expected that the Internet community will produce a

Requirements for Internet Link Layer standard which will supersede

both this chapter and chapter 3 of [INTRO:1].

3.2 LINK/INTERNET LAYER INTERFACE

Although this document does not attempt to specify the interface

between the Link Layer and the upper layers, it is worth noting here

that other parts of this document, particularly chapter 5, require

various sorts of information to be passed across this layer boundary.

This section uses the following definitions:

o Source physical address

The source physical address is the Link Layer address of the host

or router from which the packet was received.

o Destination physical address

The destination physical address is the Link Layer address to

which the packet was sent.

The information that must pass from the Link Layer to the

Internetwork Layer for each received packet is:

(1) The IP packet [5.2.2],

(2) The length of the data portion (i.e., not including the Link-

Layer framing) of the Link Layer frame [5.2.2],

(3) The identity of the physical interface from which the IP packet

was received [5.2.3], and

(4) The classification of the packet's destination physical address

as a Link Layer unicast, broadcast, or multicast [4.3.2],

[5.3.4].

In addition, the Link Layer also should provide:

(5) The source physical address.

The information that must pass from the Internetwork Layer to the

Link Layer for each transmitted packet is:

(1) The IP packet [5.2.1]

(2) The length of the IP packet [5.2.1]

(3) The destination physical interface [5.2.1]

(4) The next hop IP address [5.2.1]

In addition, the Internetwork Layer also should provide:

(5) The Link Layer priority value [5.3.3.2]

The Link Layer must also notify the Internetwork Layer if the packet

to be transmitted causes a Link Layer precedence-related error

[5.3.3.3].

3.3 SPECIFIC ISSUES

3.3.1 Trailer Encapsulation

Routers which can connect to 10Mb Ethernets MAY be able to receive

and forward Ethernet packets encapsulated using the trailer

encapsulation described in [LINK:1]. However, a router SHOULD NOT

originate trailer encapsulated packets. A router MUST NOT

originate trailer encapsulated packets without first verifying,

using the mechanism described in section 2.3.1 of [INTRO:2], that

the immediate destination of the packet is willing and able to

accept trailer-encapsulated packets. A router SHOULD NOT agree

(using these same mechanisms) to accept trailer-encapsulated

packets.

3.3.2 Address Resolution Protocol - ARP

Routers which implement ARP MUST be compliant and SHOULD be

unconditionally compliant with the requirements in section 2.3.2

of [INTRO:2].

The link layer MUST NOT report a Destination Unreachable error to

IP solely because there is no ARP cache entry for a destination.

A router MUST not believe any ARP reply which claims that the Link

Layer address of another host or router is a broadcast or

multicast address.

3.3.3 Ethernet and 802.3 Coexistence

Routers which can connect to 10Mb Ethernets MUST be compliant and

SHOULD be unconditionally compliant with the requirements of

Section [2.3.3] of [INTRO:2].

3.3.4 Maximum Transmission Unit - MTU

The MTU of each logical interface MUST be configurable.

Many Link Layer protocols define a maximum frame size that may be

sent. In such cases, a router MUST NOT allow an MTU to be set

which would allow sending of frames larger than those allowed by

the Link Layer protocol. However, a router SHOULD be willing to

receive a packet as large as the maximum frame size even if that

is larger than the MTU.

DISCUSSION:

Note that this is a stricter requirement than imposed on hosts

by [INTRO:2], which requires that the MTU of each physical

interface be configurable.

If a network is using an MTU smaller than the maximum frame

size for the Link Layer, a router may receive packets larger

than the MTU from hosts which are in the process of

initializing themselves, or which have been misconfigured.

In general, the Robustness Principle indicates that these

packets should be successfully received, if at all possible.

3.3.5 Point-to-Point Protocol - PPP

Contrary to [INTRO:1], the Internet does have a standard serial

line protocol: the Point-to-Point Protocol (PPP), defined in

[LINK:2], [LINK:3], [LINK:4], and [LINK:5].

A serial line interface is any interface which is designed to send

data over a telephone, leased, dedicated or direct line (either 2

or 4 wire) using a standardized modem or bit serial interface

(such as RS-232, RS-449 or V.35), using either synchronous or

asynchronous clocking.

A general purpose serial interface is a serial line interface

which is not solely for use as an access line to a network for

which an alternative IP link layer specification exists (such as

X.25 or Frame Relay).

Routers which contain such general purpose serial interfaces MUST

implement PPP.

PPP MUST be supported on all general purpose serial interfaces on

a router. The router MAY allow the line to be configured to use

serial line protocols other than PPP, all general purpose serial

interfaces MUST default to using PPP.

3.3.5.1 Introduction

This section provides guidelines to router implementors so that

they can ensure interoperability with other routers using PPP

over either synchronous or asynchronous links.

It is critical that an implementor understand the semantics of

the option negotiation mechanism. Options are a means for a

local device to indicate to a remote peer what the local device

will *accept* from the remote peer, not what it wishes to send.

It is up to the remote peer to decide what is most convenient

to send within the confines of the set of options that the

local device has stated that it can accept. Therefore it is

perfectly acceptable and normal for a remote peer to ACK all

the options indicated in an LCP Configuration Request (CR) even

if the remote peer does not support any of those options.

Again, the options are simply a mechanism for either device to

indicate to its peer what it will accept, not necessarily what

it will send.

3.3.5.2 Link Control Protocol (LCP) Options

The PPP Link Control Protocol (LCP) offers a number of options

that may be negotiated. These options include (among others)

address and control field compression, protocol field

compression, asynchronous character map, Maximum Receive Unit

(MRU), Link Quality Monitoring (LQM), magic number (for

loopback detection), Password Authentication Protocol (PAP),

Challenge Handshake Authentication Protocol (CHAP), and the

32-bit Frame Check Sequence (FCS).

A router MAY do address/control field compression on either

synchronous or asynchronous links. A router MAY do protocol

field compression on either synchronous or asynchronous links.

A router MAY indicate that it can accept these compressions,

but MUST be able to accept uncompressed PPP header information

even if it has indicated a willingness to receive compressed

PPP headers.

DISCUSSION:

These options control the appearance of the PPP header.

Normally the PPP header consists of the address field (one

byte containing the value 0xff), the control field (one byte

containing the value 0x03), and the two-byte protocol field

that identifies the contents of the data area of the frame.

If a system negotiates address and control field compression

it indicates to its peer that it will accept PPP frames that

have or do not have these fields at the front of the header.

It does not indicate that it will be sending frames with

these fields removed. The protocol field may also be

compressed from two to one byte in most cases.

IMPLEMENTATION:

Some hardware does not deal well with variable length header

information. In those cases it makes most sense for the

remote peer to send the full PPP header. Implementations

may ensure this by not sending the address/control field and

protocol field compression options to the remote peer. Even

if the remote peer has indicated an ability to receive

compressed headers there is no requirement for the local

router to send compressed headers.

A router MUST negotiate the Async Control Character Map (ACCM)

for asynchronous PPP links, but SHOULD NOT negotiate the ACCM

for synchronous links. If a router receives an attempt to

negotiate the ACCM over a synchronous link, it MUST ACKnowledge

the option and then ignore it.

DISCUSSION:

There are implementations that offer both sync and async

modes of operation and may use the same code to implement

the option negotiation. In this situation it is possible

that one end or the other may send the ACCM option on a

synchronous link.

A router SHOULD properly negotiate the maximum receive unit

(MRU). Even if a system negotiates an MRU smaller than 1,500

bytes, it MUST be able to receive a 1,500 byte frame.

A router SHOULD negotiate and enable the link quality

monitoring (LQM) option.

DISCUSSION:

This memo does not specify a policy for deciding whether the

link's quality is adequate. However, it is important (see

Section [3.3.6]) that a router disable failed links.

A router SHOULD implement and negotiate the magic number option

for loopback detection.

A router MAY support the authentication options (PAP - password

authentication protocol, and/or CHAP - challenge handshake

authentication protocol).

A router MUST support 16-bit CRC frame check sequence (FCS) and

MAY support the 32-bit CRC.

3.3.5.3 IP Control Protocol (ICP) Options

A router MAY offer to perform IP address negotiation. A router

MUST accept a refusal (REJect) to perform IP address

negotiation from the peer.

A router SHOULD NOT perform Van Jacobson header compression of

TCP/IP packets if the link speed is in excess of 64 Kbps.

Below that speed the router MAY perform Van Jacobson (VJ)

header compression. At link speeds of 19,200 bps or less the

router SHOULD perform VJ header compression.

3.3.6 Interface Testing

A router MUST have a mechanism to allow routing software to

determine whether a physical interface is available to send

packets or not. A router SHOULD have a mechanism to allow routing

software to judge the quality of a physical interface. A router

MUST have a mechanism for informing the routing software when a

physical interface becomes available or unavailable to send

packets because of administrative action. A router MUST have a

mechanism for informing the routing software when it detects a

Link level interface has become available or unavailable, for any

reason.

DISCUSSION:

It is crucial that routers have workable mechanisms for

determining that their network connections are functioning

properly, since failure to do so (or failure to take the proper

actions when a problem is detected) can lead to black holes.

The mechanisms available for detecting problems with network

connections vary considerably, depending on the Link Layer

protocols in use and also in some cases on the interface

hardware chosen by the router manufacturer. The intent is to

maximize the capability to detect failures within the Link-

Layer constraints.

4. INTERNET LAYER - PROTOCOLS

4.1 INTRODUCTION

This chapter and chapter 5 discuss the protocols used at the Internet

Layer: IP, ICMP, and IGMP. Since forwarding is obviously a crucial

topic in a document discussing routers, chapter 5 limits itself to

the ASPects of the protocols which directly relate to forwarding.

The current chapter contains the remainder of the discussion of the

Internet Layer protocols.

4.2 INTERNET PROTOCOL - IP

4.2.1 INTRODUCTION

Routers MUST implement the IP protocol, as defined by

[INTERNET:1]. They MUST also implement its mandatory extensions:

subnets (defined in [INTERNET:2]), and IP broadcast (defined in

[INTERNET:3]).

A router MUST be compliant, and SHOULD be unconditionally

compliant, with the requirements of sections 3.2.1 and 3.3 of

[INTRO:2], except that:

o Section 3.2.1.1 may be ignored, since it duplicates

requirements found in this memo.

o Section 3.2.1.2 may be ignored, since it duplicates

requirements found in this memo.

o Section 3.2.1.3 should be ignored, since it is superseded by

Section [4.2.2.11] of this memo.

o Section 3.2.1.4 may be ignored, since it duplicates

requirements found in this memo.

o Section 3.2.1.6 should be ignored, since it is superseded by

Section [4.2.2.4] of this memo.

o Section 3.2.1.8 should be ignored, since it is superseded by

Section [4.2.2.1] of this memo.

In the following, the action specified in certain cases is to

silently discard a received datagram. This means that the

datagram will be discarded without further processing and that the

router will not send any ICMP error message (see Section [4.3]) as

a result. However, for diagnosis of problems a router SHOULD

provide the capability of logging the error (see Section [1.3.3]),

including the contents of the silently-discarded datagram, and

SHOULD record the event in a statistics counter.

4.2.2 PROTOCOL WALK-THROUGH

RFC791 is [INTERNET:1], the specification for the Internet

Protocol.

4.2.2.1 Options: RFC-791 Section 3.2

In datagrams received by the router itself, the IP layer MUST

interpret those IP options that it understands and preserve the

rest unchanged for use by higher layer protocols.

Higher layer protocols may require the ability to set IP

options in datagrams they send or examine IP options in

datagrams they receive. Later sections of this document

discuss specific IP option support required by higher layer

protocols.

DISCUSSION:

Neither this memo nor [INTRO:2] define the order in which a

receiver must process multiple options in the same IP

header. Hosts and routers originating datagrams containing

multiple options must be aware that this introduces an

ambiguity in the meaning of certain options when combined

with a source-route option.

Here are the requirements for specific IP options:

(a) Security Option

Some environments require the Security option in every

packet originated or received. Routers SHOULD IMPLEMENT

the revised security option described in [INTERNET:5].

DISCUSSION:

Note that the security options described in

[INTERNET:1] and RFC1038 ([INTERNET:16]) are obsolete.

(b) Stream Identifier Option

This option is obsolete; routers SHOULD NOT place this

option in a datagram that the router originates. This

option MUST be ignored in datagrams received by the

router.

(c) Source Route Options

A router MUST be able to act as the final destination of a

source route. If a router receives a packet containing a

completed source route (i.e., the pointer points beyond

the last field and the destination address in the IP

header addresses the router), the packet has reached its

final destination; the option as received (the recorded

route) MUST be passed up to the transport layer (or to

ICMP message processing).

In order to respond correctly to source-routed datagrams

it receives, a router MUST provide a means whereby

transport protocols and applications can reverse the

source route in a received datagram and insert the

reversed source route into datagrams they originate (see

Section 4 of [INTRO:2] for details).

Some applications in the router MAY require that the user

be able to enter a source route.

A router MUST NOT originate a datagram containing multiple

source route options. What a router should do if asked to

forward a packet containing multiple source route options

is described in Section [5.2.4.1].

When a source route option is created, it MUST be

correctly formed even if it is being created by reversing

a recorded route that erroneously includes the source host

(see case (B) in the discussion below).

DISCUSSION:

Suppose a source routed datagram is to be routed from

source S to destination D via routers G1, G2, ... Gn.

Source S constructs a datagram with G1's IP address as

its destination address, and a source route option to

get the datagram the rest of the way to its

destination. However, there is an ambiguity in the

specification over whether the source route option in a

datagram sent out by S should be (A) or (B):

(A): {>>G2, G3, ... Gn, D} <--- CORRECT

(B): {S, >>G2, G3, ... Gn, D} <---- WRONG

(where >> represents the pointer). If (A) is sent, the

datagram received at D will contain the option: {G1,

G2, ... Gn >>}, with S and D as the IP source and

destination addresses. If (B) were sent, the datagram

received at D would again contain S and D as the same

IP source and destination addresses, but the option

would be: {S, G1, ...Gn >>}; i.e., the originating host

would be the first hop in the route.

(d) Record Route Option

Routers MAY support the Record Route option in datagrams

originated by the router.

(e) Timestamp Option

Routers MAY support the timestamp option in datagrams

originated by the router. The following rules apply:

o When originating a datagram containing a Timestamp

Option, a router MUST record a timestamp in the option

if

- Its Internet address fields are not pre-specified or

- Its first pre-specified address is the IP address of

the logical interface over which the datagram is

being sent (or the router's router-id if the

datagram is being sent over an unnumbered

interface).

o If the router itself receives a datagram containing a

Timestamp Option, the router MUST insert the current

timestamp into the Timestamp Option (if there is space

in the option to do so) before passing the option to

the transport layer or to ICMP for processing.

o A timestamp value MUST follow the rules given in

Section [3.2.2.8] of [INTRO:2].

IMPLEMENTATION:

To maximize the utility of the timestamps contained in

the timestamp option, it is suggested that the

timestamp inserted be, as nearly as practical, the time

at which the packet arrived at the router. For

datagrams originated by the router, the timestamp

inserted should be, as nearly as practical, the time at

which the datagram was passed to the Link Layer for

transmission.

4.2.2.2 Addresses in Options: RFC-791 Section 3.1

When a router inserts its address into a Record Route, Strict

Source and Record Route, Loose Source and Record Route, or

Timestamp, it MUST use the IP address of the logical interface

on which the packet is being sent. Where this rule cannot be

obeyed because the output interface has no IP address (i.e., is

an unnumbered interface), the router MUST instead insert its

router-id. The router's router-id is one of the router's IP

addresses. Which of the router's addresses is used as the

router-id MUST NOT change (even across reboots) unless changed

by the network manager or unless the configuration of the

router is changed such that the IP address used as the router-

id ceases to be one of the router's IP addresses. Routers with

multiple unnumbered interfaces MAY have multiple router-id's.

Each unnumbered interface MUST be associated with a particular

router-id. This association MUST NOT change (even across

reboots) without reconfiguration of the router.

DISCUSSION:

This specification does not allow for routers which do not

have at least one IP address. We do not view this as a

serious limitation, since a router needs an IP address to

meet the manageability requirements of Chapter [8] even if

the router is connected only to point-to-point links.

IMPLEMENTATION:

One possible method of choosing the router-id that fulfills

this requirement is to use the numerically smallest (or

greatest) IP address (treating the address as a 32-bit

integer) that is assigned to the router.

4.2.2.3 Unused IP Header Bits: RFC-791 Section 3.1

The IP header contains two reserved bits: one in the Type of

Service byte and the other in the Flags field. A router MUST

NOT set either of these bits to one in datagrams originated by

the router. A router MUST NOT drop (refuse to receive or

forward) a packet merely because one or more of these reserved

bits has a non-zero value.

DISCUSSION:

Future revisions to the IP protocol may make use of these

unused bits. These rules are intended to ensure that these

revisions can be deployed without having to simultaneously

upgrade all routers in the Internet.

4.2.2.4 Type of Service: RFC-791 Section 3.1

The Type-of-Service byte in the IP header is divided into three

sections: the Precedence field (high-order 3 bits), a field

that is customarily called Type of Service or TOS (next 4

bits), and a reserved bit (the low order bit).

Rules governing the reserved bit were described in Section

[4.2.2.3].

A more extensive discussion of the TOS field and its use can be

found in [ROUTE:11].

The description of the IP Precedence field is superseded by

Section [5.3.3]. RFC-795, Service Mappings, is obsolete and

SHOULD NOT be implemented.

4.2.2.5 Header Checksum: RFC-791 Section 3.1

As stated in Section [5.2.2], a router MUST verify the IP

checksum of any packet which is received. The router MUST NOT

provide a means to disable this checksum verification.

IMPLEMENTATION:

A more extensive description of the IP checksum, including

extensive implementation hints, can be found in [INTERNET:6]

and [INTERNET:7].

4.2.2.6 Unrecognized Header Options: RFC-791 Section 3.1

A router MUST ignore IP options which it does not recognize. A

corollary of this requirement is that a router MUST implement

the End of Option List option and the No Operation option,

since neither contains an explicit length.

DISCUSSION:

All future IP options will include an explicit length.

4.2.2.7 Fragmentation: RFC-791 Section 3.2

Fragmentation, as described in [INTERNET:1], MUST be supported

by a router.

When a router fragments an IP datagram, it SHOULD minimize the

number of fragments. When a router fragments an IP datagram,

it MUST send the fragments in order. A fragmentation method

which may generate one IP fragment which is significantly

smaller than the other MAY cause the first IP fragment to be

the smaller one.

DISCUSSION:

There are several fragmentation techniques in common use in

the Internet. One involves splitting the IP datagram into

IP fragments with the first being MTU sized, and the others

being approximately the same size, smaller than the MTU.

The reason for this is twofold. The first IP fragment in

the sequence will be the effective MTU of the current path

between the hosts, and the following IP fragments are sized

to hopefully minimize the further fragmentation of the IP

datagram. Another technique is to split the IP datagram

into MTU sized IP fragments, with the last fragment being

the only one smaller, as per page 26 of [INTERNET:1].

A common trick used by some implementations of TCP/IP is to

fragment an IP datagram into IP fragments that are no larger

than 576 bytes when the IP datagram is to travel through a

router. In general, this allows the resulting IP fragments

to pass the rest of the path without further fragmentation.

This would, though, create more of a load on the destination

host, since it would have a larger number of IP fragments to

reassemble into one IP datagram. It would also not be

efficient on networks where the MTU only changes once, and

stays much larger than 576 bytes (such as an 802.5 network

with a MTU of 2048 or an Ethernet network with an MTU of

1536).

One other fragmentation technique discussed was splitting

the IP datagram into approximately equal sized IP fragments,

with the size being smaller than the next hop network's MTU.

This is intended to minimize the number of fragments that

would result from additional fragmentation further down the

path.

In most cases, routers should try and create situations that

will generate the lowest number of IP fragments possible.

Work with slow machines leads us to believe that if it is

necessary to send small packets in a fragmentation scheme,

sending the small IP fragment first maximizes the chance of

a host with a slow interface of receiving all the fragments.

4.2.2.8 Reassembly: RFC-791 Section 3.2

As specified in Section 3.3.2 of [INTRO:2], a router MUST

support reassembly of datagrams which it delivers to itself.

4.2.2.9 Time to Live: RFC-791 Section 3.2

Time to Live (TTL) handling for packets originated or received

by the router is governed by [INTRO:2]. Note in particular

that a router MUST NOT check the TTL of a packet except when

forwarding it.

4.2.2.10 Multi-subnet Broadcasts: RFC-922

All-subnets broadcasts (called multi-subnet broadcasts in

[INTERNET:3]) have been deprecated. See Section [5.3.5.3].

4.2.2.11 Addressing: RFC-791 Section 3.2

There are now five classes of IP addresses: Class A through

Class E. Class D addresses are used for IP multicasting

[INTERNET:4], while Class E addresses are reserved for

experimental use.

A multicast (Class D) address is a 28-bit logical address that

stands for a group of hosts, and may be either permanent or

transient. Permanent multicast addresses are allocated by the

Internet Assigned Number Authority [INTRO:7], while transient

addresses may be allocated dynamically to transient groups.

Group membership is determined dynamically using IGMP

[INTERNET:4].

We now summarize the important special cases for Unicast (that

is class A, B, and C) IP addresses, using the following

notation for an IP address:

{ <Network-number>, <Host-number> }

or

{ <Network-number>, <Subnet-number>, <Host-number> }

and the notation -1 for a field that contains all 1 bits and

the notation 0 for a field that contains all 0 bits. This

notation is not intended to imply that the 1-bits in a subnet

mask need be contiguous.

(a) { 0, 0 }

This host on this network. It MUST NOT be used as a

source address by routers, except the router MAY use this

as a source address as part of an initialization procedure

(e.g., if the router is using BOOTP to load its

configuration information).

Incoming datagrams with a source address of { 0, 0 } which

are received for local delivery (see Section [5.2.3]),

MUST be accepted if the router implements the associated

protocol and that protocol clearly defines appropriate

action to be taken. Otherwise, a router MUST silently

discard any locally-delivered datagram whose source

address is { 0, 0 }.

DISCUSSION:

Some protocols define specific actions to take in

response to a received datagram whose source address is

{ 0, 0 }. Two examples are BOOTP and ICMP Mask

Request. The proper operation of these protocols often

depends on the ability to receive datagrams whose

source address is { 0, 0 }. For most protocols,

however, it is best to ignore datagrams having a source

address of { 0, 0 } since they were probably generated

by a misconfigured host or router. Thus, if a router

knows how to deal with a given datagram having a { 0, 0

} source address, the router MUST accept it.

Otherwise, the router MUST discard it.

See also Section [4.2.3.1] for a non-standard use of { 0,

0 }.

(b) { 0, <Host-number> }

Specified host on this network. It MUST NOT be sent by

routers except that the router MAY uses this as a source

address as part of an initialization procedure by which

the it learns its own IP address.

(c) { -1, -1 }

Limited broadcast. It MUST NOT be used as a source

address.

A datagram with this destination address will be received

by every host and router on the connected physical

network, but will not be forwarded outside that network.

(d) { <Network-number>, -1 }

Network Directed Broadcast - a broadcast directed to the

specified network. It MUST NOT be used as a source

address. A router MAY originate Network Directed

Broadcast packets. A router MUST receive Network Directed

Broadcast packets; however a router MAY have a

configuration option to prevent reception of these

packets. Such an option MUST default to allowing

reception.

(e) { <Network-number>, <Subnet-number>, -1 }

Subnetwork Directed Broadcast - a broadcast sent to the

specified subnet. It MUST NOT be used as a source

address. A router MAY originate Network Directed

Broadcast packets. A router MUST receive Network Directed

Broadcast packets; however a router MAY have a

configuration option to prevent reception of these

packets. Such an option MUST default to allowing

reception.

(f) { <Network-number>, -1, -1 }

All Subnets Directed Broadcast - a broadcast sent to all

subnets of the specified subnetted network. It MUST NOT

be used as a source address. A router MAY originate

Network Directed Broadcast packets. A router MUST receive

Network Directed Broadcast packets; however a router MAY

have a configuration option to prevent reception of these

packets. Such an option MUST default to allowing

reception.

(g) { 127, <any> }

Internal host loopback address. Addresses of this form

MUST NOT appear outside a host.

The <Network-number> is administratively assigned so that its

value will be unique in the entire world.

IP addresses are not permitted to have the value 0 or -1 for

any of the <Host-number>, <Network-number>, or <Subnet-number>

fields (except in the special cases listed above). This

implies that each of these fields will be at least two bits

long.

For further discussion of broadcast addresses, see Section

[4.2.3.1].

Since (as described in Section [4.2.1]) a router must support

the subnet extensions to IP, there will be a subnet mask of the

form: { -1, -1, 0 } associated with each of the host's local IP

addresses; see Sections [4.3.3.9], [5.2.4.2], and [10.2.2].

When a router originates any datagram, the IP source address

MUST be one of its own IP addresses (but not a broadcast or

multicast address). The only exception is during

initialization.

For most purposes, a datagram addressed to a broadcast or

multicast destination is processed as if it had been addressed

to one of the router's IP addresses; that is to say:

o A router MUST receive and process normally any packets with

a broadcast destination address.

o A router MUST receive and process normally any packets sent

to a multicast destination address which the router is

interested in.

The term specific-destination address means the equivalent

local IP address of the host. The specific-destination address

is defined to be the destination address in the IP header

unless the header contains a broadcast or multicast address, in

which case the specific-destination is an IP address assigned

to the physical interface on which the datagram arrived.

A router MUST silently discard any received datagram containing

an IP source address that is invalid by the rules of this

section. This validation could be done either by the IP layer

or by each protocol in the transport layer.

DISCUSSION:

A misaddressed datagram might be caused by a Link Layer

broadcast of a unicast datagram or by another router or host

that is confused or misconfigured.

4.2.3 SPECIFIC ISSUES

4.2.3.1 IP Broadcast Addresses

For historical reasons, there are a number of IP addresses

(some standard and some not) which are used to indicate that an

IP packet is an IP broadcast. A router

(1) MUST treat as IP broadcasts packets addressed to

255.255.255.255, { <Network-number>, -1 }, { <Network-

number>, <Subnet-number>, -1 }, and { <Network-number>,

-1, -1 }.

(2) SHOULD silently discard on receipt (i.e., don't even

deliver to applications in the router) any packet

addressed to 0.0.0.0, { <Network-number>, 0 }, {

<Network-number>, <Subnet-number>, 0 }, or { <Network-

number>, 0, 0 }; if these packets are not silently

discarded, they MUST be treated as IP broadcasts (see

Section [5.3.5]). There MAY be a configuration option to

allow receipt of these packets. This option SHOULD

default to discarding them.

(3) SHOULD (by default) use the limited broadcast address

(255.255.255.255) when originating an IP broadcast

destined for a connected network or subnet (except when

sending an ICMP Address Mask Reply, as discussed in

Section [4.3.3.9]). A router MUST receive limited

broadcasts.

(4) SHOULD NOT originate datagrams addressed to 0.0.0.0, {

<Network-number>, 0 }, { <Network-number>, <Subnet-

number>, 0 }, or { <Network-number>, 0, 0 }. There MAY be

a configuration option to allow generation of these

packets (instead of using the relevant 1s format

broadcast). This option SHOULD default to not generating

them.

DISCUSSION:

In the second bullet, the router obviously cannot recognize

addresses of the form { <Network-number>, <Subnet-number>, 0

} if the router does not know how the particular network is

subnetted. In that case, the rules of the second bullet do

not apply because, from the point of view of the router, the

packet is not an IP broadcast packet.

4.2.3.2 IP Multicasting

An IP router SHOULD satisfy the Host Requirements with respect

to IP multicasting, as specified in Section 3.3.7 of [INTRO:2].

An IP router SHOULD support local IP multicasting on all

connected networks for which a mapping from Class D IP

addresses to link-layer addresses has been specified (see the

various IP-over-xxx specifications), and on all connected

point-to-point links. Support for local IP multicasting

includes originating multicast datagrams, joining multicast

groups and receiving multicast datagrams, and leaving multicast

groups. This implies support for all of [INTERNET:4] including

IGMP (see Section [4.4]).

DISCUSSION:

Although [INTERNET:4] is entitled Host Extensions for IP

Multicasting, it applies to all IP systems, both hosts and

routers. In particular, since routers may join multicast

groups, it is correct for them to perform the host part of

IGMP, reporting their group memberships to any multicast

routers that may be present on their attached networks

(whether or not they themselves are multicast routers).

Some router protocols may specifically require support for

IP multicasting (e.g., OSPF [ROUTE:1]), or may recommend it

(e.g., ICMP Router Discovery [INTERNET:13]).

4.2.3.3 Path MTU Discovery

In order to eliminate fragmentation or minimize it, it is

desirable to know what is the path MTU along the path from the

source to destination. The path MTU is the minimum of the MTUs

of each hop in the path. [INTERNET:14] describes a technique

for dynamically discovering the maximum transmission unit (MTU)

of an arbitrary internet path. For a path that passes through

a router that does not support [INTERNET:14], this technique

might not discover the correct Path MTU, but it will always

choose a Path MTU as accurate as, and in many cases more

accurate than, the Path MTU that would be chosen by older

techniques or the current practice.

When a router is originating an IP datagram, it SHOULD use the

scheme described in [INTERNET:14] to limit the datagram's size.

If the router's route to the datagram's destination was learned

from a routing protocol that provides Path MTU information, the

scheme described in [INTERNET:14] is still used, but the Path

MTU information from the routing protocol SHOULD be used as the

initial guess as to the Path MTU and also as an upper bound on

the Path MTU.

4.2.3.4 Subnetting

Under certain circumstances, it may be desirable to support

subnets of a particular network being interconnected only via a

path which is not part of the subnetted network. This is known

as discontiguous subnetwork support.

Routers MUST support discontiguous subnetworks.

IMPLEMENTATION:

In general, a router should not make assumptions about what

are subnets and what are not, but simply ignore the concept

of Class in networks, and treat each route as a { network,

mask }-tuple.

DISCUSSION:

The Internet has been growing at a tremendous rate of late.

This has been placing severe strains on the IP addressing

technology. A major factor in this strain is the strict IP

Address class boundaries. These make it difficult to

efficiently size network numbers to their networks and

aggregate several network numbers into a single route

advertisement. By eliminating the strict class boundaries

of the IP address and treating each route as a {network

number, mask}-tuple these strains may be greatly reduced.

The technology for currently doing this is Classless

Interdomain Routing (CIDR) [INTERNET:15].

Furthermore, for similar reasons, a subnetted network need not

have a consistent subnet mask through all parts of the network.

For example, one subnet may use an 8 bit subnet mask, another

10 bit, and another 6 bit. This is known as variable subnet-

masks.

Routers MUST support variable subnet-masks.

4.3 INTERNET CONTROL MESSAGE PROTOCOL - ICMP

4.3.1 INTRODUCTION

ICMP is an auxiliary protocol, which provides routing, diagnostic

and and error functionality for IP. It is described in

[INTERNET:8]. A router MUST support ICMP.

ICMP messages are grouped in two classes which are discussed in

the following sections:

ICMP error messages:

Destination Unreachable Section 4.3.3.1

Redirect Section 4.3.3.2

Source Quench Section 4.3.3.3

Time Exceeded Section 4.3.3.4

Parameter Problem Section 4.3.3.5

ICMP query messages:

Echo Section 4.3.3.6

Information Section 4.3.3.7

Timestamp Section 4.3.3.8

Address Mask Section 4.3.3.9

Router Discovery Section 4.3.3.10

General ICMP requirements and discussion are in the next section.

4.3.2 GENERAL ISSUES

4.3.2.1 Unknown Message Types

If an ICMP message of unknown type is received, it MUST be

passed to the ICMP user interface (if the router has one) or

silently discarded (if the router doesn't have one).

4.3.2.2 ICMP Message TTL

When originating an ICMP message, the router MUST initialize

the TTL. The TTL for ICMP responses must not be taken from the

packet which triggered the response.

4.3.2.3 Original Message Header

Every ICMP error message includes the Internet header and at

least the first 8 data bytes of the datagram that triggered the

error. More than 8 bytes MAY be sent, but the resulting ICMP

datagram SHOULD have a length of less than or equal to 576

bytes. The returned IP header (and user data) MUST be

identical to that which was received, except that the router is

not required to undo any modifications to the IP header that

are normally performed in forwarding that were performed before

the error was detected (e.g., decrementing the TTL, updating

options). Note that the requirements of Section [4.3.3.5]

supersede this requirement in some cases (i.e., for a Parameter

Problem message, if the problem is in a modified field, the

router must undo the modification). See Section [4.3.3.5])

4.3.2.4 ICMP Message Source Address

Except where this document specifies otherwise, the IP source

address in an ICMP message originated by the router MUST be one

of the IP addresses associated with the physical interface over

which the ICMP message is transmitted. If the interface has no

IP addresses associated with it, the router's router-id (see

Section [5.2.5]) is used instead.

4.3.2.5 TOS and Precedence

ICMP error messages SHOULD have their TOS bits set to the same

value as the TOS bits in the packet which provoked the sending

of the ICMP error message, unless setting them to that value

would cause the ICMP error message to be immediately discarded

because it could not be routed to its destination. Otherwise,

ICMP error messages MUST be sent with a normal (i.e. zero) TOS.

An ICMP reply message SHOULD have its TOS bits set to the same

value as the TOS bits in the ICMP request that provoked the

reply.

EDITOR'S COMMENTS:

The following paragraph originally read:

ICMP error messages MUST have their IP Precedence field

set to the same value as the IP Precedence field in the

packet which provoked the sending of the ICMP error

message, except that the precedence value MUST be 6

(INTERNETWORK CONTROL) or 7 (NETWORK CONTROL), SHOULD be

7, and MAY be settable for the following types of ICMP

error messages: Unreachable, Redirect, Time Exceeded, and

Parameter Problem.

I believe that the following paragraph is equivalent and

easier for humans to parse (Source Quench is the only other

ICMP Error message). Other interpretations of the original

are sought.

ICMP Source Quench error messages MUST have their IP Precedence

field set to the same value as the IP Precedence field in the

packet which provoked the sending of the ICMP Source Quench

message. All other ICMP error messages (Destination

Unreachable, Redirect, Time Exceeded, and Parameter Problem)

MUST have their precedence value set to 6 (INTERNETWORK

CONTROL) or 7 (NETWORK CONTROL), SHOULD be 7. The IP

Precedence value for these error messages MAY be settable.

An ICMP reply message MUST have its IP Precedence field set to

the same value as the IP Precedence field in the ICMP request

that provoked the reply.

4.3.2.6 Source Route

If the packet which provokes the sending of an ICMP error

message contains a source route option, the ICMP error message

SHOULD also contain a source route option of the same type

(strict or loose), created by reversing the portion before the

pointer of the route recorded in the source route option of the

original packet UNLESS the ICMP error message is an ICMP

Parameter Problem complaining about a source route option in

the original packet.

DISCUSSION:

In environments which use the U.S. Department of Defense

security option (defined in [INTERNET:5]), ICMP messages may

need to include a security option. Detailed information on

this topic should be available from the Defense

Communications Agency.

4.3.2.7 When Not to Send ICMP Errors

An ICMP error message MUST NOT be sent as the result of

receiving:

o An ICMP error message, or

o A packet which fails the IP header validation tests

described in Section [5.2.2] (except where that section

specifically permits the sending of an ICMP error message),

or

o A packet destined to an IP broadcast or IP multicast

address, or

o A packet sent as a Link Layer broadcast or multicast, or

o A packet whose source address has a network number of zero

or is an invalid source address (as defined in Section

[5.3.7]), or

o Any fragment of a datagram other then the first fragment

(i.e., a packet for which the fragment offset in the IP

header is nonzero).

Furthermore, an ICMP error message MUST NOT be sent in any case

where this memo states that a packet is to be silently

discarded.

NOTE: THESE RESTRICTIONS TAKE PRECEDENCE OVER ANY REQUIREMENT

ELSEWHERE IN THIS DOCUMENT FOR SENDING ICMP ERROR MESSAGES.

DISCUSSION:

These rules aim to prevent the broadcast storms that have

resulted from routers or hosts returning ICMP error messages

in response to broadcast packets. For example, a broadcast

UDP packet to a non-existent port could trigger a flood of

ICMP Destination Unreachable datagrams from all devices that

do not have a client for that destination port. On a large

Ethernet, the resulting collisions can render the network

useless for a second or more.

Every packet that is broadcast on the connected network

should have a valid IP broadcast address as its IP

destination (see Section [5.3.4] and [INTRO:2]). However,

some devices violate this rule. To be certain to detect

broadcast packets, therefore, routers are required to check

for a link-layer broadcast as well as an IP-layer address.

IMPLEMENTATION:

This requires that the link layer inform the IP layer when a

link-layer broadcast packet has been received; see Section

[3.1].

4.3.2.8 Rate Limiting

A router which sends ICMP Source Quench messages MUST be able

to limit the rate at which the messages can be generated. A

router SHOULD also be able to limit the rate at which it sends

other sorts of ICMP error messages (Destination Unreachable,

Redirect, Time Exceeded, Parameter Problem). The rate limit

parameters SHOULD be settable as part of the configuration of

the router. How the limits are applied (e.g., per router or

per interface) is left to the implementor's discretion.

DISCUSSION:

Two problems for a router sending ICMP error message are:

(1) The consumption of bandwidth on the reverse path, and

(2) The use of router resources (e.g., memory, CPU time)

To help solve these problems a router can limit the

frequency with which it generates ICMP error messages. For

similar reasons, a router may limit the frequency at which

some other sorts of messages, such as ICMP Echo Replies, are

generated.

IMPLEMENTATION:

Various mechanisms have been used or proposed for limiting

the rate at which ICMP messages are sent:

(1) Count-based - for example, send an ICMP error message

for every N dropped packets overall or per given source

host. This mechanism might be appropriate for ICMP

Source Quench, but probably not for other types of ICMP

messages.

(2) Timer-based - for example, send an ICMP error message

to a given source host or overall at most once per T

milliseconds.

(3) Bandwidth-based - for example, limit the rate at which

ICMP messages are sent over a particular interface to

some fraction of the attached network's bandwidth.

4.3.3 SPECIFIC ISSUES

4.3.3.1 Destination Unreachable

If a route can not forward a packet because it has no routes at

all to the destination network specified in the packet then the

router MUST generate a Destination Unreachable, Code 0 (Network

Unreachable) ICMP message. If the router does have routes to

the destination network specified in the packet but the TOS

specified for the routes is neither the default TOS (0000) nor

the TOS of the packet that the router is attempting to route,

then the router MUST generate a Destination Unreachable, Code

11 (Network Unreachable for TOS) ICMP message.

If a packet is to be forwarded to a host on a network that is

directly connected to the router (i.e., the router is the

last-hop router) and the router has ascertained that there is

no path to the destination host then the router MUST generate a

Destination Unreachable, Code 1 (Host Unreachable) ICMP

message. If a packet is to be forwarded to a host that is on a

network that is directly connected to the router and the router

cannot forward the packet because because no route to the

destination has a TOS that is either equal to the TOS requested

in the packet or is the default TOS (0000) then the router MUST

generate a Destination Unreachable, Code 12 (Host Unreachable

for TOS) ICMP message.

DISCUSSION:

The intent is that a router generates the "generic"

host/network unreachable if it has no path at all (including

default routes) to the destination. If the router has one

or more paths to the destination, but none of those paths

have an acceptable TOS, then the router generates the

"unreachable for TOS" message.

4.3.3.2 Redirect

The ICMP Redirect message is generated to inform a host on the

same subnet that the router used by the host to route certain

packets should be changed.

Contrary to section 3.2.2.2 of [INTRO:2], a router MAY ignore

ICMP Redirects when choosing a path for a packet originated by

the router if the router is running a routing protocol or if

forwarding is enabled on the router and on the interface over

which the packet is being sent.

4.3.3.3 Source Quench

A router SHOULD NOT originate ICMP Source Quench messages. As

specified in Section [4.3.2], a router which does originate

Source Quench messages MUST be able to limit the rate at which

they are generated.

DISCUSSION:

Research seems to suggest that Source Quench consumes

network bandwidth but is an ineffective (and unfair)

antidote to congestion. See, for example, [INTERNET:9] and

[INTERNET:10]. Section [5.3.6] discusses the current

thinking on how routers ought to deal with overload and

network congestion.

A router MAY ignore any ICMP Source Quench messages it

receives.

DISCUSSION:

A router itself may receive a Source Quench as the result of

originating a packet sent to another router or host. Such

datagrams might be, e.g., an EGP update sent to another

router, or a telnet stream sent to a host. A mechanism has

been proposed ([INTERNET:11], [INTERNET:12]) to make the IP

layer respond directly to Source Quench by controlling the

rate at which packets are sent, however, this proposal is

currently experimental and not currently recommended.

4.3.3.4 Time Exceeded

When a router is forwarding a packet and the TTL field of the

packet is reduced to 0, the requirements of section [5.2.3.8]

apply.

When the router is reassembling a packet that is destined for

the router, it MUST fulfill requirements of [INTRO:2], section

[3.3.2] apply.

When the router receives (i.e., is destined for the router) a

Time Exceeded message, it MUST comply with section 3.2.2.4 of

[INTRO:2].

4.3.3.5 Parameter Problem

A router MUST generate a Parameter Problem message for any

error not specifically covered by another ICMP message. The IP

header field or IP option including the byte indicated by the

pointer field MUST be included unchanged in the IP header

returned with this ICMP message. Section [4.3.2] defines an

exception to this requirement.

A new variant of the Parameter Problem message was defined in

[INTRO:2]:

Code 1 = required option is missing.

DISCUSSION:

This variant is currently in use in the military community

for a missing security option.

4.3.3.6 Echo Request/Reply

A router MUST implement an ICMP Echo server function that

receives Echo Requests and sends corresponding Echo Replies. A

router MUST be prepared to receive, reassemble and echo an ICMP

Echo Request datagram at least as large as the maximum of 576

and the MTUs of all the connected networks.

The Echo server function MAY choose not to respond to ICMP echo

requests addressed to IP broadcast or IP multicast addresses.

A router SHOULD have a configuration option which, if enabled,

causes the router to silently ignore all ICMP echo requests; if

provided, this option MUST default to allowing responses.

DISCUSSION:

The neutral provision about responding to broadcast and

multicast Echo Requests results from the conclusions reached

in section [3.2.2.6] of [INTRO:2].

As stated in Section [10.3.3], a router MUST also implement an

user/application-layer interface for sending an Echo Request

and receiving an Echo Reply, for diagnostic purposes. All ICMP

Echo Reply messages MUST be passed to this interface.

The IP source address in an ICMP Echo Reply MUST be the same as

the specific-destination address of the corresponding ICMP Echo

Request message.

Data received in an ICMP Echo Request MUST be entirely included

in the resulting Echo Reply.

If a Record Route and/or Timestamp option is received in an

ICMP Echo Request, this option (these options) SHOULD be

updated to include the current router and included in the IP

header of the Echo Reply message, without truncation. Thus,

the recorded route will be for the entire round trip.

If a Source Route option is received in an ICMP Echo Request,

the return route MUST be reversed and used as a Source Route

option for the Echo Reply message.

4.3.3.7 Information Request/Reply

A router SHOULD NOT originate or respond to these messages.

DISCUSSION:

The Information Request/Reply pair was intended to support

self-configuring systems such as diskless workstations, to

allow them to discover their IP network numbers at boot

time. However, these messages are now obsolete. The RARP

and BOOTP protocols provide better mechanisms for a host to

discover its own IP address.

4.3.3.8 Timestamp and Timestamp Reply

A router MAY implement Timestamp and Timestamp Reply. If they

are implemented then:

o The ICMP Timestamp server function MUST return a Timestamp

Reply to every Timestamp message that is received. It

SHOULD be designed for minimum variability in delay.

o An ICMP Timestamp Request message to an IP broadcast or IP

multicast address MAY be silently discarded.

o The IP source address in an ICMP Timestamp Reply MUST be the

same as the specific-destination address of the

corresponding Timestamp Request message.

o If a Source Route option is received in an ICMP Timestamp

Request, the return route MUST be reversed and used as a

Source Route option for the Timestamp Reply message.

o If a Record Route and/or Timestamp option is received in a

Timestamp Request, this (these) option(s) SHOULD be updated

to include the current router and included in the IP header

of the Timestamp Reply message.

o If the router provides an application-layer interface for

sending Timestamp Request messages then incoming Timestamp

Reply messages MUST be passed up to the ICMP user interface.

The preferred form for a timestamp value (the standard value)

is milliseconds since midnight, Universal Time. However, it

may be difficult to provide this value with millisecond

resolution. For example, many systems use clocks that update

only at line frequency, 50 or 60 times per second. Therefore,

some latitude is allowed in a standard value:

(a) A standard value MUST be updated at least 16 times per

second (i.e., at most the six low-order bits of the value

may be undefined).

(b) The accuracy of a standard value MUST approximate that of

operator-set CPU clocks, i.e., correct within a few

minutes.

IMPLEMENTATION:

To meet the second condition, a router may need to query

some time server when the router is booted or restarted. It

is recommended that the UDP Time Server Protocol be used for

this purpose. A more advanced implementation would use the

Network Time Protocol (NTP) to achieve nearly millisecond

clock synchronization; however, this is not required.

4.3.3.9 Address Mask Request/Reply

A router MUST implement support for receiving ICMP Address Mask

Request messages and responding with ICMP Address Mask Reply

messages. These messages are defined in [INTERNET:2].

A router SHOULD have a configuration option for each logical

interface specifying whether the router is allowed to answer

Address Mask Requests for that interface; this option MUST

default to allowing responses. A router MUST NOT respond to an

Address Mask Request before the router knows the correct subnet

mask.

A router MUST NOT respond to an Address Mask Request which has

a source address of 0.0.0.0 and which arrives on a physical

interface which has associated with it multiple logical

interfaces and the subnet masks for those interfaces are not

all the same.

A router SHOULD examine all ICMP Address Mask Replies which it

receives to determine whether the information it contains

matches the router's knowledge of the subnet mask. If the ICMP

Address Mask Reply appears to be in error, the router SHOULD

log the subnet mask and the sender's IP address. A router MUST

NOT use the contents of an ICMP Address Mask Reply to determine

the correct subnet mask.

Because hosts may not be able to learn the subnet mask if a

router is down when the host boots up, a router MAY broadcast a

gratuitous ICMP Address Mask Reply on each of its logical

interfaces after it has configured its own subnet masks.

However, this feature can be dangerous in environments which

use variable length subnet masks. Therefore, if this feature

is implemented, gratuitous Address Mask Replies MUST NOT be

broadcast over any logical interface(s) which either:

o Are not configured to send gratuitous Address Mask Replies.

Each logical interface MUST have a configuration parameter

controlling this, and that parameter MUST default to not

sending the gratuitous Address Mask Replies.

o Share the same IP network number and physical interface but

have different subnet masks.

The { <Network-number>, -1, -1 } form (on subnetted networks)

or the { <Network-number>, -1 } form (on non-subnetted

networks) of the IP broadcast address MUST be used for

broadcast Address Mask Replies.

DISCUSSION:

The ability to disable sending Address Mask Replies by

routers is required at a few sites which intentionally lie

to their hosts about the subnet mask. The need for this is

expected to go away as more and more hosts become compliant

with the Host Requirements standards.

The reason for both the second bullet above and the

requirement about which IP broadcast address to use is to

prevent problems when multiple IP networks or subnets are in

use on the same physical network.

4.3.3.10 Router Advertisement and Solicitations

An IP router MUST support the router part of the ICMP Router

Discovery Protocol [INTERNET:13] on all connected networks on

which the router supports either IP multicast or IP broadcast

addressing. The implementation MUST include all of the

configuration variables specified for routers, with the

specified defaults.

DISCUSSION:

Routers are not required to implement the host part of the

ICMP Router Discovery Protocol, but might find it useful for

operation while IP forwarding is disabled (i.e., when

operating as a host).

DISCUSSION:

We note that it is quite common for hosts to use RIP as the

router discovery protocol. Such hosts listen to RIP traffic

and use and use information extracted from that traffic to

discover routers and to make decisions as to which router to

use as a first-hop router for a given destination. While

this behavior is discouraged, it is still common and

implementors should be aware of it.

4.4 INTERNET GROUP MANAGEMENT PROTOCOL - IGMP

IGMP [INTERNET:4] is a protocol used between hosts and multicast

routers on a single physical network to establish hosts' membership

in particular multicast groups. Multicast routers use this

information, in conjunction with a multicast routing protocol, to

support IP multicast forwarding across the Internet.

A router SHOULD implement the host part of IGMP.

5. INTERNET LAYER - FORWARDING

5.1 INTRODUCTION

This section describes the process of forwarding packets.

5.2 FORWARDING WALK-THROUGH

There is no separate specification of the forwarding function in IP.

Instead, forwarding is covered by the protocol specifications for the

internet layer protocols ([INTERNET:1], [INTERNET:2], [INTERNET:3],

[INTERNET:8], and [ROUTE:11]).

5.2.1 Forwarding Algorithm

Since none of the primary protocol documents describe the

forwarding algorithm in any detail, we present it here. This is

just a general outline, and omits important details, such as

handling of congestion, that are dealt with in later sections.

It is not required that an implementation follow exactly the

algorithms given in sections [5.2.1.1], [5.2.1.2], and [5.2.1.3].

Much of the challenge of writing router software is to maximize

the rate at which the router can forward packets while still

achieving the same effect of the algorithm. Details of how to do

that are beyond the scope of this document, in part because they

are heavily dependent on the architecture of the router. Instead,

we merely point out the order dependencies among the steps:

(1) A router MUST verify the IP header, as described in section

[5.2.2], before performing any actions based on the contents

of the header. This allows the router to detect and discard

bad packets before the expenditure of other resources.

(2) Processing of certain IP options requires that the router

insert its IP address into the option. As noted in Section

[5.2.4], the address inserted MUST be the address of the

logical interface on which the packet is sent or the router's

router-id if the packet is sent over an unnumbered interface.

Thus, processing of these options cannot be completed until

after the output interface is chosen.

(3) The router cannot check and decrement the TTL before checking

whether the packet should be delivered to the router itself,

for reasons mentioned in Section [4.2.2.9].

(4) More generally, when a packet is delivered locally to the

router, its IP header MUST NOT be modified in any way (except

that a router may be required to insert a timestamp into any

Timestamp options in the IP header). Thus, before the router

determines whether the packet is to be delivered locally to

the router, it cannot update the IP header in any way that it

is not prepared to undo.

5.2.1.1 General

This section covers the general forwarding algorithm. This

algorithm applies to all forms of packets to be forwarded:

unicast, multicast, and broadcast.

(1) The router receives the IP packet (plus additional

information about it, as described in Section [3.1]) from

the Link Layer.

(2) The router validates the IP header, as described in

Section [5.2.2]. Note that IP reassembly is not done,

except on IP fragments to be queued for local delivery in

step (4).

(3) The router performs most of the processing of any IP

options. As described in Section [5.2.4], some IP options

require additional processing after the routing decision

has been made.

(4) The router examines the destination IP address of the IP

datagram, as described in Section [5.2.3], to determine

how it should continue to process the IP datagram. There

are three possibilities:

o The IP datagram is destined for the router, and should

be queued for local delivery, doing reassembly if

needed.

o The IP datagram is not destined for the router, and

should be queued for forwarding.

o The IP datagram should be queued for forwarding, but (a

copy) must also be queued for local delivery.

5.2.1.2 Unicast

Since the local delivery case is well-covered by [INTRO:2], the

following assumes that the IP datagram was queued for

forwarding. If the destination is an IP unicast address:

(5) The forwarder determines the next hop IP address for the

packet, usually by looking up the packet's destination in

the router's routing table. This procedure is described

in more detail in Section [5.2.4]. This procedure also

decides which network interface should be used to send the

packet.

(6) The forwarder verifies that forwarding the packet is

permitted. The source and destination addresses should be

valid, as described in Section [5.3.7] and Section [5.3.4]

If the router supports administrative constraints on

forwarding, such as those described in Section [5.3.9],

those constraints must be satisfied.

(7) The forwarder decrements (by at least one) and checks the

packet's TTL, as described in Section [5.3.1].

(8) The forwarder performs any IP option processing that could

not be completed in step 3.

(9) The forwarder performs any necessary IP fragmentation, as

described in Section [4.2.2.7]. Since this step occurs

after outbound interface selection (step 5), all fragments

of the same datagram will be transmitted out the same

interface.

(10) The forwarder determines the Link Layer address of the

packet's next hop. The mechanisms for doing this are Link

Layer-dependent (see chapter 3).

(11) The forwarder encapsulates the IP datagram (or each of the

fragments thereof) in an appropriate Link Layer frame and

queues it for output on the interface selected in step 5.

(12) The forwarder sends an ICMP redirect if necessary, as

described in Section [4.3.3.2].

5.2.1.3 Multicast

If the destination is an IP multicast, the following steps are

taken.

Note that the main differences between the forwarding of IP

unicasts and the forwarding of IP multicasts are

o IP multicasts are usually forwarded based on both the

datagram's source and destination IP addresses,

o IP multicast uses an expanding ring search,

o IP multicasts are forwarded as Link Level multicasts, and

o ICMP errors are never sent in response to IP multicast

datagrams.

Note that the forwarding of IP multicasts is still somewhat

experimental. As a result, the algorithm presented below is not

mandatory, and is provided as an example only.

(5a) Based on the IP source and destination addresses found in

the datagram header, the router determines whether the

datagram has been received on the proper interface for

forwarding. If not, the datagram is dropped silently. The

method for determining the proper receiving interface

depends on the multicast routing algorithm(s) in use. In

one of the simplest algorithms, reverse path forwarding

(RPF), the proper interface is the one that would be used

to forward unicasts back to the datagram source.

(6a) Based on the IP source and destination addresses found in

the datagram header, the router determines the datagram's

outgoing interfaces. In order to implement IP multicast's

expanding ring search (see [INTERNET:4]) a minimum TTL

value is specified for each outgoing interface. A copy of

the multicast datagram is forwarded out each outgoing

interface whose minimum TTL value is less than or equal to

the TTL value in the datagram header, by separately

applying the remaining steps on each such interface.

(7a) The router decrements the packet's TTL by one.

(8a) The forwarder performs any IP option processing that could

not be completed in step (3).

(9a) The forwarder performs any necessary IP fragmentation, as

described in Section [4.2.2.7].

(10a) The forwarder determines the Link Layer address to use in

the Link Level encapsulation. The mechanisms for doing

this are Link Layer-dependent. On LANs a Link Level

multicast or broadcast is selected, as an algorithmic

translation of the datagrams' class D destination address.

See the various IP-over-xxx specifications for more

details.

(11a) The forwarder encapsulates the packet (or each of the

fragments thereof) in an appropriate Link Layer frame and

queues it for output on the appropriate interface.

5.2.2 IP Header Validation

Before a router can process any IP packet, it MUST perform a the

following basic validity checks on the packet's IP header to

ensure that the header is meaningful. If the packet fails any of

the following tests, it MUST be silently discarded, and the error

SHOULD be logged.

(1) The packet length reported by the Link Layer must be large

enough to hold the minimum length legal IP datagram (20

bytes).

(2) The IP checksum must be correct.

(3) The IP version number must be 4. If the version number is

not 4 then the packet may well be another version of IP, such

as ST-II.

(4) The IP header length field must be at least 5.

(5) The IP total length field must be at least 4 * IP header

length field.

A router MUST NOT have a configuration option which allows

disabling any of these tests.

If the packet passes the second and third tests, the IP header

length field is at least 4, and both the IP total length field and

the packet length reported by the Link Layer are at least 16 then,

despite the above rule, the router MAY respond with an ICMP

Parameter Problem message, whose pointer points at the IP header

length field (if it failed the fourth test) or the IP total length

field (if it failed the fifth test). However, it still MUST

discard the packet and still SHOULD log the error.

These rules (and this entire document) apply only to version 4 of

the Internet Protocol. These rules should not be construed as

prohibiting routers from supporting other versions of IP.

Furthermore, if a router can truly classify a packet as being some

other version of IP then it ought not treat that packet as an

error packet within the context of this memo.

IMPLEMENTATION:

It is desirable for purposes of error reporting, though not

always entirely possible, to determine why a header was

invalid. There are four possible reasons:

o The Link Layer truncated the IP header

o The datagram is using a version of IP other than the

standard one (version 4).

o The IP header has been corrupted in transit.

o The sender generated an illegal IP header.

It is probably desirable to perform the checks in the order

listed, since we believe that this ordering is most likely to

correctly categorize the cause of the error. For purposes of

error reporting, it may also be desirable to check if a packet

which fails these tests has an IP version number equal to 6.

If it does, the packet is probably an ST-II datagram and should

be treated as such. ST-II is described in [FORWARD:1].

Additionally, the router SHOULD verify that the packet length

reported by the Link Layer is at least as large as the IP total

length recorded in the packet's IP header. If it appears that the

packet has been truncated, the packet MUST be discarded, the error

SHOULD be logged, and the router SHOULD respond with an ICMP

Parameter Problem message whose pointer points at the IP total

length field.

DISCUSSION:

Because any higher layer protocol which concerns itself with

data corruption will detect truncation of the packet data when

it reaches its final destination, it is not absolutely

necessary for routers to perform the check suggested above in

order to maintain protocol correctness. However, by making

this check a router can simplify considerably the task of

determining which hop in the path is truncating the packets.

It will also reduce the expenditure of resources down-stream

from the router in that down-stream systems will not need to

deal with the packet.

Finally, if the destination address in the IP header is not one of

the addresses of the router, the router SHOULD verify that the

packet does not contain a Strict Source and Record Route option.

If a packet fails this test, the router SHOULD log the error and

SHOULD respond with an ICMP Parameter Problem error with the

pointer pointing at the offending packet's IP destination address.

DISCUSSION:

Some people might suggest that the router should respond with a

Bad Source Route message instead of a Parameter Problem

message. However, when a packet fails this test, it usually

indicates a protocol error by the previous hop router, whereas

Bad Source Route would suggest that the source host had

requested a nonexistent or broken path through the network.

5.2.3 Local Delivery Decision

When a router receives an IP packet, it must decide whether the

packet is addressed to the router (and should be delivered

locally) or the packet is addressed to another system (and should

be handled by the forwarder). There is also a hybrid case, where

certain IP broadcasts and IP multicasts are both delivered locally

and forwarded. A router MUST determine which of the these three

cases applies using the following rules:

o An unexpired source route option is one whose pointer value

does not point past the last entry in the source route. If the

packet contains an unexpired source route option, the pointer

in the option is advanced until either the pointer does point

past the last address in the option or else the next address is

not one of the router's own addresses. In the latter (normal)

case, the packet is forwarded (and not delivered locally)

regardless of the rules below.

o The packet is delivered locally and not considered for

forwarding in the following cases:

- The packet's destination address exactly matches one of the

router's IP addresses,

- The packet's destination address is a limited broadcast

address ({-1, -1}), and

- The packet's destination is an IP multicast address which is

limited to a single subnet (such as 224.0.0.1 or 224.0.0.2)

and (at least) one of the logical interfaces associated with

the physical interface on which the packet arrived is a

member of the destination multicast group.

o The packet is passed to the forwarder AND delivered locally in

the following cases:

- The packet's destination address is an IP broadcast address

that addresses at least one of the router's logical

interfaces but does not address any of the logical

interfaces associated with the physical interface on which

the packet arrived

- The packet's destination is an IP multicast address which is

not limited to a single subnetwork (such as 224.0.0.1 and

224.0.0.2 are) and (at least) one of the logical interfaces

associated with the physical interface on which the packet

arrived is a member of the destination multicast group.

o The packet is delivered locally if the packet's destination

address is an IP broadcast address (other than a limited

broadcast address) that addresses at least one of the logical

interfaces associated with the physical interface on which the

packet arrived. The packet is ALSO passed to the forwarder

unless the link on which the packet arrived uses an IP

encapsulation that does not encapsulate broadcasts differently

than unicasts (e.g. by using different Link Layer destination

addresses).

o The packet is passed to the forwarder in all other cases.

DISCUSSION:

The purpose of the requirement in the last sentence of the

fourth bullet is to deal with a directed broadcast to another

net or subnet on the same physical cable. Normally, this works

as expected: the sender sends the broadcast to the router as a

Link Layer unicast. The router notes that it arrived as a

unicast, and therefore must be destined for a different logical

net (or subnet) than the sender sent it on. Therefore, the

router can safely send it as a Link Layer broadcast out the

same (physical) interface over which it arrived. However, if

the router can't tell whether the packet was received as a Link

Layer unicast, the sentence ensures that the router does the

safe but wrong thing rather than the unsafe but right thing.

IMPLEMENTATION:

As described in Section [5.3.4], packets received as Link Layer

broadcasts are generally not forwarded. It may be advantageous

to avoid passing to the forwarder packets it would later

discard because of the rules in that section.

Some Link Layers (either because of the hardware or because of

special code in the drivers) can deliver to the router copies

of all Link Layer broadcasts and multicasts it transmits. Use

of this feature can simplify the implementation of cases where

a packet has to both be passed to the forwarder and delivered

locally, since forwarding the packet will automatically cause

the router to receive a copy of the packet that it can then

deliver locally. One must use care in these circumstances in

order to prevent treating a received loop-back packet as a

normal packet that was received (and then being subject to the

rules of forwarding, etc etc).

Even in the absence of such a Link Layer, it is of course

hardly necessary to make a copy of an entire packet in order to

queue it both for forwarding and for local delivery, though

care must be taken with fragments, since reassembly is

performed on locally delivered packets but not on forwarded

packets. One simple scheme is to associate a flag with each

packet on the router's output queue which indicates whether it

should be queued for local delivery after it has been sent.

5.2.4 Determining the Next Hop Address

When a router is going to forward a packet, it must determine

whether it can send it directly to its destination, or whether it

needs to pass it through another router. If the latter, it needs

to determine which router to use. This section explains how these

determinations are made.

This section makes use of the following definitions:

o LSRR - IP Loose Source and Record Route option

o SSRR - IP Strict Source and Record Route option

o Source Route Option - an LSRR or an SSRR

o Ultimate Destination Address - where the packet is being sent

to: the last address in the source route of a source-routed

packet, or the destination address in the IP header of a non-

source-routed packet

o Adjacent - reachable without going through any IP routers

o Next Hop Address - the IP address of the adjacent host or

router to which the packet should be sent next

o Immediate Destination Address - the ultimate destination

address, except in source routed packets, where it is the next

address specified in the source route

o Immediate Destination - the node, system, router, end-system,

or whatever that is addressed by the Immediate Destination

Address.

5.2.4.1 Immediate Destination Address

If the destination address in the IP header is one of the

addresses of the router and the packet contains a Source Route

Option, the Immediate Destination Address is the address

pointed at by the pointer in that option if the pointer does

not point past the end of the option. Otherwise, the Immediate

Destination Address is the same as the IP destination address

in the IP header.

A router MUST use the Immediate Destination Address, not the

Ultimate Destination Address, when determining how to handle a

packet.

It is an error for more than one source route option to appear

in a datagram. If it receives one, it SHOULD discard the

packet and reply with an ICMP Parameter Problem message whose

pointer points at the beginning of the second source route

option.

5.2.4.2 Local/Remote Decision

After it has been determined that the IP packet needs to be

forwarded in accordance with the rules specified in Section

[5.2.3], the following algorithm MUST be used to determine if

the Immediate Destination is directly accessible (see

[INTERNET:2]):

(1) For each network interface that has not been assigned any

IP address (the unnumbered lines as described in Section

[2.2.7]), compare the router-id of the other end of the

line to the Immediate Destination Address. If they are

exactly equal, the packet can be transmitted through this

interface.

DISCUSSION:

In other words, the router or host at the remote end of

the line is the destination of the packet or is the

next step in the source route of a source routed

packet.

(2) If no network interface has been selected in the first

step, for each IP address assigned to the router:

(a) Apply the subnet mask associated with the address to

this IP address.

IMPLEMENTATION:

The result of this operation will usually have

been computed and saved during initialization.

(b) Apply the same subnet mask to the Immediate

Destination Address of the packet.

(c) Compare the resulting values. If they are equal to

each other, the packet can be transmitted through the

corresponding network interface.

(3) If an interface has still not been selected, the Immediate

Destination is accessible only through some other router.

The selection of the router and the next hop IP address is

described in Section [5.2.4.3].

5.2.4.3 Next Hop Address

EDITOR'S COMMENTS:

Note that this section has been extensively rewritten. The

original document indicated that Phil Almquist wished to

revise this section to conform to his "Ruminations on the

Next Hop" document. I am under the assumption that the

working group generally agreed with this goal; there was an

editor's note from Phil that remained in this document to

that effect, and the RoNH document contains a "mandatory

RRWG algorithm".

So, I have taken said algorithm from RoNH and moved it into

here.

Additional useful or interesting information from RoNH has

been extracted and placed into an appendix to this note.

The router applies the algorithm in the previous section to

determine if the Immediate Destination Address is adjacent. If

so, the next hop address is the same as the Immediate

Destination Address. Otherwise, the packet must be forwarded

through another router to reach its Immediate Destination. The

selection of this router is the topic of this section.

If the packet contains an SSRR, the router MUST discard the

packet and reply with an ICMP Bad Source Route error.

Otherwise, the router looks up the Immediate Destination

Address in its routing table to determine an appropriate next

hop address.

DISCUSSION:

Per the IP specification, a Strict Source Route must specify

a sequence of nodes through which the packet must traverse;

the packet must go from one node of the source route to the

next, traversing intermediate networks only. Thus, if the

router is not adjacent to the next step of the source route,

the source route can not be fulfilled. Therefore, the ICMP

Bad Source Route error.

The goal of the next-hop selection process is to examine the

entries in the router's Forwarding Information Base (FIB) and

select the best route (if there is one) for the packet from

those available in the FIB.

Conceptually, any route lookup algorithm starts out with a set

of candidate routes which consists of the entire contents of

the FIB. The algorithm consists of a series of steps which

discard routes from the set. These steps are referred to as

Pruning Rules. Normally, when the algorithm terminates there

is exactly one route remaining in the set. If the set ever

becomes empty, the packet is discarded because the destination

is unreachable. It is also possible for the algorithm to

terminate when more than one route remains in the set. In this

case, the router may arbitrarily discard all but one of them,

or may perform "load-splitting" by choosing whichever of the

routes has been least recently used.

With the exception of rule 3 (Weak TOS), a router MUST use the

following Pruning Rules when selecting a next hop for a packet.

If a router does consider TOS when making next-hop decisions,

the Rule 3 must be applied in the order indicated below. These

rules MUST be (conceptually) applied to the FIB in the order

that they are presented. (For some historical perspective,

additional pruning rules, and other common algorithms in use,

see Appendix E).

DISCUSSION:

Rule 3 is optional in that Section [5.3.2] says that a

router only SHOULD consider TOS when making forwarding

decisions.

(1) Basic Match

This rule discards any routes to destinations other than

the Immediate Destination Address of the packet. For

example, if a packet's Immediate Destination Address is

36.144.2.5, this step would discard a route to net

128.12.0.0 but would retain any routes to net 36.0.0.0,

any routes to subnet 36.144.0.0, and any default routes.

More precisely, we assume that each route has a

destination attribute, called route.dest, and a

corresponding mask, called route.mask, to specify which

bits of route.dest are significant. The Immediate

Destination Address of the packet being forwarded is

ip.dest. This rule discards all routes from the set of

candidate routes except those for which (route.dest &

route.mask) = (ip.dest & route.mask).

(2) Longest Match

Longest Match is a refinement of Basic Match, described

above. After Basic Match pruning is performed, the

remaining routes are examined to determine the maximum

number of bits set in any of their route.mask attributes.

The step then discards from the set of candidate routes

any routes which have fewer than that maximum number of

bits set in their route.mask attributes.

For example, if a packet's Immediate Destination Address

is 36.144.2.5 and there are {route.dest, route.mask}

pairs of {36.144.2.0, 255.255.255.0}, {36.144.0.5,

255.255.0.255}, {36.144.0.0, 255.255.0.0}, and {36.0.0.0,

255.0.0.0}, then this rule would keep only the first two

pairs; {36.144.2.0, 255.255.255.0} and {36.144.0.5,

255.255.0.255}.

(3) Weak TOS

Each route has a type of service attribute, called

route.tos, whose possible values are assumed to be

identical to those used in the TOS field of the IP header.

Routing protocols which distribute TOS information fill in

route.tos appropriately in routes they add to the FIB;

routes from other routing protocols are treated as if they

have the default TOS (0000). The TOS field in the IP

header of the packet being routed is called ip.tos.

The set of candidate routes is examined to determine if it

contains any routes for which route.tos = ip.tos. If so,

all routes except those for which route.tos = ip.tos are

discarded. If not, all routes except those for which

route.tos = 0000 are discarded from the set of candidate

routes.

Additional discussion of routing based on Weak TOS may be

found in [ROUTE:11].

DISCUSSION:

The effect of this rule is to select only those routes

which have a TOS that matches the TOS requested in the

packet. If no such routes exist then routes with the

default TOS are considered. Routes with a non-default

TOS that is not the TOS requested in the packet are

never used, even if such routes are the only available

routes that go to the packet's destination.

(4) Best Metric

Each route has a metric attribute, called route.metric,

and a routing domain identifier, called route.domain.

Each member of the set of candidate routes is compared

with each other member of the set. If route.domain is

equal for the two routes and route.metric is strictly

inferior for one when compared with the other, then the

one with the inferior metric is discarded from the set.

The determination of inferior is usually by a simple

arithmetic comparison, though some protocols may have

structured metrics requiring more complex comparisons.

(5) Vendor Policy

Vendor Policy is sort of a catch-all to make up for the

fact that the previously listed rules are often inadequate

to chose from among the possible routes. Vendor Policy

pruning rules are extremely vendor-specific. See section

[5.2.4.4].

This algorithm has two distinct disadvantages. Presumably, a

router implementor might develop techniques to deal with these

disadvantages and make them a part of the Vendor Policy pruning

rule.

(1) IS-IS and OSPF route classes are not directly handled.

(2) Path properties other than type of service (e.g. MTU) are

ignored.

It is also worth noting a deficiency in the way that TOS is

supported: routing protocols which support TOS are implicitly

preferred when forwarding packets which have non-zero TOS

values.

The Basic Match and Longest Match pruning rules generalize the

treatment of a number of particular types of routes. These

routes are selected in the following, decreasing, order of

preference:

(1) Host Route: This is a route to a specific end system.

(2) Subnetwork Route: This is a route to a particular subnet

of a network.

(3) Default Subnetwork Route: This is a route to all subnets

of a particular net for which there are not (explicit)

subnet routes.

(4) Network Route: This is a route to a particular network.

(5) Default Network Route (also known as the default route):

This is a route to all networks for which there are no

explicit routes to the net or any of its subnets.

If, after application of the pruning rules, the set of routes

is empty (i.e., no routes were found), the packet MUST be

discarded and an appropriate ICMP error generated (ICMP Bad

Source Route if the Immediate Destination Address came from a

source route option; otherwise, whichever of ICMP Destination

Host Unreachable or Destination Network Unreachable is

appropriate, as described in Section [4.3.3.1]).

5.2.4.4 Administrative Preference

One suggested mechanism for the Vendor Policy Pruning Rule is

to use administrative preference.

Each route has associated with it a preference value, based on

various attributes of the route (specific mechanisms for

assignment of preference values are suggested below). This

preference value is an integer in the range [0..255], with zero

being the most preferred and 254 being the least preferred.

255 is a special value that means that the route should never

be used. The first step in the Vendor Policy pruning rule

discards all but the most preferable routes (and always

discards routes whose preference value is 255).

This policy is not safe in that it can easily be misused to

create routing loops. Since no protocol ensures that the

preferences configured for a router are consistent with the

preferences configured in its neighbors, network managers must

exercise care in configuring preferences.

o Address Match

It is useful to be able to assign a single preference value

to all routes (learned from the same routing domain) to any

of a specified set of destinations, where the set of

destinations is all destinations that match a specified

address/mask pair.

o Route Class

For routing protocols which maintain the distinction, it is

useful to be able to assign a single preference value to all

routes (learned from the same routing domain) which have a

particular route class (intra-area, inter-area, external

with internal metrics, or external with external metrics).

o Interface

It is useful to be able to assign a single preference value

to all routes (learned from a particular routing domain)

that would cause packets to be routed out a particular

logical interface on the router (logical interfaces

generally map one-to-one onto the router's network

interfaces, except that any network interface which has

multiple IP addresses will have multiple logical interfaces

associated with it).

o Source router

It is useful to be able to assign a single preference value

to all routes (learned from the same routing domain) which

were learned from any of a set of routers, where the set of

routers are those whose updates have a source address which

match a specified address/mask pair.

o Originating AS

For routing protocols which provide the information, it is

useful to be able to assign a single preference value to all

routes (learned from a particular routing domain) which

originated in another particular routing domain. For BGP

routes, the originating AS is the first AS listed in the

route's AS_PATH attribute. For OSPF external routes, the

originating AS may be considered to be the low order 16 bits

of the route's external route tag if the tag's Automatic bit

is set and the tag's PathLength is not equal to 3.

o External route tag

It is useful to be able to assign a single preference value

to all OSPF external routes (learned from the same routing

domain) whose external route tags match any of a list of

specified values. Because the external route tag may

contain a structured value, it may be useful to provide the

ability to match particular subfields of the tag.

o AS path

It may be useful to be able to assign a single preference

value to all BGP routes (learned from the same routing

domain) whose AS path "matches" any of a set of specified

values. It is not yet clear exactly what kinds of matches

are most useful. A simple option would be to allow matching

of all routes for which a particular AS number appears (or

alternatively, does not appear) anywhere in the route's

AS_PATH attribute. A more general but somewhat more

difficult alternative would be to allow matching all routes

for which the AS path matches a specified regular

expression.

5.2.4.6 Load Splitting

At the end of the Next-hop selection process, multiple routes

may still remain. A router has several options when this

occurs. It may arbitrarily discard some of the routes. It may

reduce the number of candidate routes by comparing metrics of

routes from routing domains which are not considered

equivalent. It may retain more than one route and employ a

load-splitting mechanism to divide traffic among them. Perhaps

the only thing that can be said about the relative merits of

the options is that load-splitting is useful in some situations

but not in others, so a wise implementor who implements load-

splitting will also provide a way for the network manager to

disable it.

5.2.5 Unused IP Header Bits: RFC-791 Section 3.1

The IP header contains several reserved bits, in the Type of

Service field and in the Flags field. Routers MUST NOT drop

packets merely because one or more of these reserved bits has a

non-zero value.

Routers MUST ignore and MUST pass through unchanged the values of

these reserved bits. If a router fragments a packet, it MUST copy

these bits into each fragment.

DISCUSSION:

Future revisions to the IP protocol may make use of these

unused bits. These rules are intended to ensure that these

revisions can be deployed without having to simultaneously

upgrade all routers in the Internet.

5.2.6 Fragmentation and Reassembly: RFC-791 Section 3.2

As was discussed in Section [4.2.2.7], a router MUST support IP

fragmentation.

A router MUST NOT reassemble any datagram before forwarding it.

DISCUSSION:

A few people have suggested that there might be some topologies

where reassembly of transit datagrams by routers might improve

performance. In general, however, the fact that fragments may

take different paths to the destination precludes safe use of

such a feature.

Nothing in this section should be construed to control or limit

fragmentation or reassembly performed as a link layer function

by the router.

5.2.7 Internet Control Message Protocol - ICMP

General requirements for ICMP were discussed in Section [4.3].

This section discusses ICMP messages which are sent only by

routers.

5.2.7.1 Destination Unreachable

The ICMP Destination Unreachable message is sent by a router in

response to a packet which it cannot forward because the

destination (or next hop) is unreachable or a service is

unavailable

A router MUST be able to generate ICMP Destination Unreachable

messages and SHOULD choose a response code that most closely

matches the reason why the message is being generated.

The following codes are defined in [INTERNET:8] and [INTRO:2]:

0 = Network Unreachable - generated by a router if a

forwarding path (route) to the destination network is not

available;

1 = Host Unreachable - generated by a router if a forwarding

path (route) to the destination host on a directly

connected network is not available;

2 = Protocol Unreachable - generated if the transport protocol

designated in a datagram is not supported in the transport

layer of the final destination;

3 = Port Unreachable - generated if the designated transport

protocol (e.g. UDP) is unable to demultiplex the datagram

in the transport layer of the final destination but has no

protocol mechanism to inform the sender;

4 = Fragmentation Needed and DF Set - generated if a router

needs to fragment a datagram but cannot since the DF flag

is set;

5 = Source Route Failed - generated if a router cannot forward

a packet to the next hop in a source route option;

6 = Destination Network Unknown - This code SHOULD NOT be

generated since it would imply on the part of the router

that the destination network does not exist (net

unreachable code 0 SHOULD be used in place of code 6);

7 = Destination Host Unknown - generated only when a router

can determine (from link layer advice) that the

destination host does not exist;

11 = Network Unreachable For Type Of Service - generated by a

router if a forwarding path (route) to the destination

network with the requested or default TOS is not

available;

12 = Host Unreachable For Type Of Service - generated if a

router cannot forward a packet because its route(s) to the

destination do not match either the TOS requested in the

datagram or the default TOS (0).

The following additional codes are hereby defined:

13 = Communication Administratively Prohibited - generated if a

router cannot forward a packet due to administrative

filtering;

14 = Host Precedence Violation. Sent by the first hop router

to a host to indicate that a requested precedence is not

permitted for the particular combination of

source/destination host or network, upper layer protocol,

and source/destination port;

15 = Precedence cutoff in effect. The network operators have

imposed a minimum level of precedence required for

operation, the datagram was sent with a precedence below

this level;

NOTE: [INTRO:2] defined Code 8 for source host isolated.

Routers SHOULD NOT generate Code 8; whichever of Codes 0

(Network Unreachable) and 1 (Host Unreachable) is appropriate

SHOULD be used instead. [INTRO:2] also defined Code 9 for

communication with destination network administratively

prohibited and Code 10 for communication with destination host

administratively prohibited. These codes were intended for use

by end-to-end encryption devices used by U.S military agencies.

Routers SHOULD use the newly defined Code 13 (Communication

Administratively Prohibited) if they administratively filter

packets.

Routers MAY have a configuration option that causes Code 13

(Communication Administratively Prohibited) messages not to be

generated. When this option is enabled, no ICMP error message

is sent in response to a packet which is dropped because its

forwarding is administratively prohibited.

Similarly, routers MAY have a configuration option that causes

Code 14 (Host Precedence Violation) and Code 15 (Precedence

Cutoff in Effect) messages not to be generated. When this

option is enabled, no ICMP error message is sent in response to

a packet which is dropped because of a precedence violation.

Routers MUST use Host Unreachable or Destination Host Unknown

codes whenever other hosts on the same destination network

might be reachable; otherwise, the source host may erroneously

conclude that all hosts on the network are unreachable, and

that may not be the case.

[INTERNET:14] describes a slight modification the form of

Destination Unreachable messages containing Code 4

(Fragmentation needed and DF set). A router MUST use this

modified form when originating Code 4 Destination Unreachable

messages.

5.2.7.2 Redirect

The ICMP Redirect message is generated to inform a host on the

same subnet that the router used by the host to route certain

packets should be changed.

Routers MUST NOT generate the Redirect for Network or Redirect

for Network and Type of Service messages (Codes 0 and 2)

specified in [INTERNET:8]. Routers MUST be able to generate

the Redirect for Host message (Code 1) and SHOULD be able to

generate the Redirect for Type of Service and Host message

(Code 3) specified in [INTERNET:8].

DISCUSSION:

If the directly-connected network is not subnetted, a router

can normally generate a network Redirect which applies to

all hosts on a specified remote network. Using a network

rather than a host Redirect may economize slightly on

network traffic and on host routing table storage. However,

the savings are not significant, and subnets create an

ambiguity about the subnet mask to be used to interpret a

network Redirect. In a general subnet environment, it is

difficult to specify precisely the cases in which network

Redirects can be used. Therefore, routers must send only

host (or host and type of service) Redirects.

A Code 3 (Redirect for Host and Type of Service) message is

generated when the packet provoking the redirect has a

destination for which the path chosen by the router would

depend (in part) on the TOS requested.

Routers which can generate Code 3 redirects (Host and Type of

Service) MUST have a configuration option (which defaults to

on) to enable Code 1 (Host) redirects to be substituted for

Code 3 redirects. A router MUST send a Code 1 Redirect in

place of a Code 3 Redirect if it has been configured to do so.

If a router is not able to generate Code 3 Redirects then it

MUST generate Code 1 Redirects in situations where a Code 3

Redirect is called for.

Routers MUST NOT generate a Redirect Message unless all of the

following conditions are met:

o The packet is being forwarded out the same physical

interface that it was received from,

o The IP source address in the packet is on the same Logical

IP (sub)network as the next-hop IP address, and

o The packet does not contain an IP source route option.

The source address used in the ICMP Redirect MUST belong to the

same logical (sub)net as the destination address.

A router using a routing protocol (other than static routes)

MUST NOT consider paths learned from ICMP Redirects when

forwarding a packet. If a router is not using a routing

protocol, a router MAY have a configuration which, if set,

allows the router to consider routes learned via ICMP Redirects

when forwarding packets.

DISCUSSION:

ICMP Redirect is a mechanism for routers to convey routing

information to hosts. Routers use other mechanisms to learn

routing information, and therefore have no reason to obey

redirects. Believing a redirect which contradicted the

router's other information would likely create routing

loops.

On the other hand, when a router is not acting as a router,

it MUST comply with the behavior required of a host.

5.2.7.3 Time Exceeded

A router MUST generate a Time Exceeded message Code 0 (In

Transit) when it discards a packet due to an expired TTL field.

A router MAY have a per-interface option to disable origination

of these messages on that interface, but that option MUST

default to allowing the messages to be originated.

5.2.8 INTERNET GROUP MANAGEMENT PROTOCOL - IGMP

IGMP [INTERNET:4] is a protocol used between hosts and multicast

routers on a single physical network to establish hosts'

membership in particular multicast groups. Multicast routers use

this information, in conjunction with a multicast routing

protocol, to support IP multicast forwarding across the Internet.

A router SHOULD implement the multicast router part of IGMP.

5.3 SPECIFIC ISSUES

5.3.1 Time to Live (TTL)

The Time-to-Live (TTL) field of the IP header is defined to be a

timer limiting the lifetime of a datagram. It is an 8-bit field

and the units are seconds. Each router (or other module) that

handles a packet MUST decrement the TTL by at least one, even if

the elapsed time was much less than a second. Since this is very

often the case, the TTL is effectively a hop count limit on how

far a datagram can propagate through the Internet.

When a router forwards a packet, it MUST reduce the TTL by at

least one. If it holds a packet for more than one second, it MAY

decrement the TTL by one for each second.

If the TTL is reduced to zero (or less), the packet MUST be

discarded, and if the destination is not a multicast address the

router MUST send an ICMP Time Exceeded message, Code 0 (TTL

Exceeded in Transit) message to the source. Note that a router

MUST NOT discard an IP unicast or broadcast packet with a non-zero

TTL merely because it can predict that another router on the path

to the packet's final destination will decrement the TTL to zero.

However, a router MAY do so for IP multicasts, in order to more

efficiently implement IP multicast's expanding ring search

algorithm (see [INTERNET:4]).

DISCUSSION:

The IP TTL is used, somewhat schizophrenically, as both a hop

count limit and a time limit. Its hop count function is

critical to ensuring that routing problems can't melt down the

network by causing packets to loop infinitely in the network.

The time limit function is used by transport protocols such as

TCP to ensure reliable data transfer. Many current

implementations treat TTL as a pure hop count, and in parts of

the Internet community there is a strong sentiment that the

time limit function should instead be performed by the

transport protocols that need it.

In this specification, we have reluctantly decided to follow

the strong belief among the router vendors that the time limit

function should be optional. They argued that implementation

of the time limit function is difficult enough that it is

currently not generally done. They further pointed to the lack

of documented cases where this shortcut has caused TCP to

corrupt data (of course, we would expect the problems created

to be rare and difficult to reproduce, so the lack of

documented cases provides little reassurance that there haven't

been a number of undocumented cases).

IP multicast notions such as the expanding ring search may not

work as expected unless the TTL is treated as a pure hop count.

The same thing is somewhat true of traceroute.

ICMP Time Exceeded messages are required because the traceroute

diagnostic tool depends on them.

Thus, the tradeoff is between severely crippling, if not

eliminating, two very useful tools vs. a very rare and

transient data transport problem (which may not occur at all).

5.3.2 Type of Service (TOS)

The Type-of-Service byte in the IP header is divided into three

sections: the Precedence field (high-order 3 bits), a field that

is customarily called Type of Service or "TOS (next 4 bits), and a

reserved bit (the low order bit). Rules governing the reserved

bit were described in Section [4.2.2.3]. The Precedence field

will be discussed in Section [5.3.3]. A more extensive discussion

of the TOS field and its use can be found in [ROUTE:11].

A router SHOULD consider the TOS field in a packet's IP header

when deciding how to forward it. The remainder of this section

describes the rules that apply to routers that conform to this

requirement.

A router MUST maintain a TOS value for each route in its routing

table. Routes learned via a routing protocol which does not

support TOS MUST be assigned a TOS of zero (the default TOS).

To choose a route to a destination, a router MUST use an algorithm

equivalent to the following:

(1) The router locates in its routing table all available routes

to the destination (see Section [5.2.4]).

(2) If there are none, the router drops the packet because the

destination is unreachable. See section [5.2.4].

(3) If one or more of those routes have a TOS that exactly

matches the TOS specified in the packet, the router chooses

the route with the best metric.

(4) Otherwise, the router repeats the above step, except looking

at routes whose TOS is zero.

(5) If no route was chosen above, the router drops the packet

because the destination is unreachable. The router returns

an ICMP Destination Unreachable error specifying the

appropriate code: either Network Unreachable with Type of

Service (code 11) or Host Unreachable with Type of Service

(code 12).

DISCUSSION:

Although TOS has been little used in the past, its use by hosts

is now mandated by the Requirements for Internet Hosts RFCs

([INTRO:2] and [INTRO:3]). Support for TOS in routers may

become a MUST in the future, but is a SHOULD for now until we

get more experience with it and can better judge both its

benefits and its costs.

Various people have proposed that TOS should affect other

aspects of the forwarding function. For example:

(1) A router could place packets which have the Low Delay bit

set ahead of other packets in its output queues.

(2) a router is forced to discard packets, it could try to

avoid discarding those which have the High Reliability bit

set.

These ideas have been explored in more detail in [INTERNET:17]

but we don't yet have enough experience with such schemes to

make requirements in this area.

5.3.3 IP Precedence

This section specifies requirements and guidelines for appropriate

processing of the IP Precedence field in routers. Precedence is a

scheme for allocating resources in the network based on the

relative importance of different traffic flows. The IP

specification defines specific values to be used in this field for

various types of traffic.

The basic mechanisms for precedence processing in a router are

preferential resource allocation, including both precedence-

ordered queue service and precedence-based congestion control, and

selection of Link Layer priority features. The router also

selects the IP precedence for routing, management and control

traffic it originates. For a more extensive discussion of IP

Precedence and its implementation see [FORWARD:6].

Precedence-ordered queue service, as discussed in this section,

includes but is not limited to the queue for the forwarding

process and queues for outgoing links. It is intended that a

router supporting precedence should also use the precedence

indication at whatever points in its processing are concerned with

allocation of finite resources, such as packet buffers or Link

Layer connections. The set of such points is implementation-

dependent.

DISCUSSION:

Although the Precedence field was originally provided for use

in DOD systems where large traffic surges or major damage to

the network are viewed as inherent threats, it has useful

applications for many non-military IP networks. Although the

traffic handling capacity of networks has grown greatly in

recent years, the traffic generating ability of the users has

also grown, and network overload conditions still occur at

times. Since IP-based routing and management protocols have

become more critical to the successful operation of the

Internet, overloads present two additional risks to the

network:

(1) High delays may result in routing protocol packets being

lost. This may cause the routing protocol to falsely

deduce a topology change and propagate this false

information to other routers. Not only can this cause

routes to oscillate, but an extra processing burden may be

placed on other routers.

(2) High delays may interfere with the use of network

management tools to analyze and perhaps correct or relieve

the problem in the network that caused the overload

condition to occur.

Implementation and appropriate use of the Precedence mechanism

alleviates both of these problems.

5.3.3.1 Precedence-Ordered Queue Service

Routers SHOULD implement precedence-ordered queue service.

Precedence-ordered queue service means that when a packet is

selected for output on a (logical) link, the packet of highest

precedence that has been queued for that link is sent. Routers

that implement precedence-ordered queue service MUST also have

a configuration option to suppress precedence-ordered queue

service in the Internet Layer.

Any router MAY implement other policy-based throughput

management procedures that result in other than strict

precedence ordering, but it MUST be configurable to suppress

them (i.e., use strict ordering).

As detailed in Section [5.3.6], routers that implement

precedence-ordered queue service discard low precedence packets

before discarding high precedence packets for congestion

control purposes.

Preemption (interruption of processing or transmission of a

packet) is not envisioned as a function of the Internet Layer.

Some protocols at other layers may provide preemption features.

5.3.3.2 Lower Layer Precedence Mappings

Routers that implement precedence-ordered queueing MUST

IMPLEMENT, and other routers SHOULD IMPLEMENT, Lower Layer

Precedence Mapping.

A router which implements Lower Layer Precedence Mapping:

o MUST be able to map IP Precedence to Link Layer priority

mechanisms for link layers that have such a feature defined.

o MUST have a configuration option to select the Link Layer's

default priority treatment for all IP traffic

o SHOULD be able to configure specific nonstandard mappings of

IP precedence values to Link Layer priority values for each

interface.

DISCUSSION:

Some research questions the workability of the priority

features of some Link Layer protocols, and some networks may

have faulty implementations of the link layer priority

mechanism. It seems prudent to provide an escape mechanism

in case such problems show up in a network.

On the other hand, there are proposals to use novel queueing

strategies to implement special services such as low-delay

service. Special services and queueing strategies to

support them need further research and experimentation

before they are put into widespread use in the Internet.

Since these requirements are intended to encourage (but not

force) the use of precedence features in the hope of

providing better Internet service to all users, routers

supporting precedence-ordered queue service should default

to maintaining strict precedence ordering regardless of the

type of service requested.

Implementors may wish to consider that correct link layer

mapping of IP precedence is required by DOD policy for

TCP/IP systems used on DOD networks.

5.3.3.3 Precedence Handling For All Routers

A router (whether or not it employs precedence-ordered queue

service):

(1) MUST accept and process incoming traffic of all precedence

levels normally, unless it has been administratively

configured to do otherwise.

(2) MAY implement a validation filter to administratively

restrict the use of precedence levels by particular

traffic sources. If provided, this filter MUST NOT filter

out or cut off the following sorts of ICMP error messages:

Destination Unreachable, Redirect, Time Exceeded, and

Parameter Problem. If this filter is provided, the

procedures required for packet filtering by addresses are

required for this filter also.

DISCUSSION:

Precedence filtering should be applicable to specific

source/destination IP Address pairs, specific

protocols, specific ports, and so on.

An ICMP Destination Unreachable message with code 14

SHOULD be sent when a packet is dropped by the validation

filter, unless this has been suppressed by configuration

choice.

(3) MAY implement a cutoff function which allows the router to

be set to refuse or drop traffic with precedence below a

specified level. This function may be activated by

management actions or by some implementation dependent

heuristics, but there MUST be a configuration option to

disable any heuristic mechanism that operates without

human intervention. An ICMP Destination Unreachable

message with code 15 SHOULD be sent when a packet is

dropped by the cutoff function, unless this has been

suppressed by configuration choice.

A router MUST NOT refuse to forward datagrams with IP

precedence of 6 (Internetwork Control) or 7 (Network

Control) solely due to precedence cutoff. However, other

criteria may be used in conjunction with precedence cutoff

to filter high precedence traffic.

DISCUSSION:

Unrestricted precedence cutoff could result in an

unintentional cutoff of routing and control traffic.

In general, host traffic should be restricted to a

value of 5 (CRITIC/ECP) or below although this is not a

requirement and may not be valid in certain systems.

(4) MUST NOT change precedence settings on packets it did not

originate.

(5) SHOULD be able to configure distinct precedence values to

be used for each routing or management protocol supported

(except for those protocols, such as OSPF, which specify

which precedence value must be used).

(6) MAY be able to configure routing or management traffic

precedence values independently for each peer address.

(7) MUST respond appropriately to Link Layer precedence-

related error indications where provided. An ICMP

Destination Unreachable message with code 15 SHOULD be

sent when a packet is dropped because a link cannot accept

it due to a precedence-related condition, unless this has

been suppressed by configuration choice.

DISCUSSION:

The precedence cutoff mechanism described in (3) is

somewhat controversial. Depending on the topological

location of the area affected by the cutoff, transit

traffic may be directed by routing protocols into the

area of the cutoff, where it will be dropped. This is

only a problem if another path which is unaffected by

the cutoff exists between the communicating points.

Proposed ways of avoiding this problem include

providing some minimum bandwidth to all precedence

levels even under overload conditions, or propagating

cutoff information in routing protocols. In the

absence of a widely accepted (and implemented) solution

to this problem, great caution is recommended in

activating cutoff mechanisms in transit networks.

A transport layer relay could legitimately provide the

function prohibited by (4) above. Changing precedence

levels may cause subtle interactions with TCP and

perhaps other protocols; a correct design is a non-

trivial task.

The intent of (5) and (6) (and the discussion of IP

Precedence in ICMP messages in Section [4.3.2]) is that

the IP precedence bits should be appropriately set,

whether or not this router acts upon those bits in any

other way. We expect that in the future specifications

for routing protocols and network management protocols

will specify how the IP Precedence should be set for

messages sent by those protocols.

The appropriate response for (7) depends on the link

layer protocol in use. Typically, the router should

stop trying to send offensive traffic to that

destination for some period of time, and should return

an ICMP Destination Unreachable message with code 15

(service not available for precedence requested) to the

traffic source. It also should not try to reestablish

a preempted Link Layer connection for some period of

time.

5.3.4 Forwarding of Link Layer Broadcasts

The encapsulation of IP packets in most Link Layer protocols

(except PPP) allows a receiver to distinguish broadcasts and

multicasts from unicasts simply by examining the Link Layer

protocol headers (most commonly, the Link Layer destination

address). The rules in this section which refer to Link Layer

broadcasts apply only to Link Layer protocols which allow

broadcasts to be distinguished; likewise, the rules which refer to

Link Layer multicasts apply only to Link Layer protocols which

allow multicasts to be distinguished.

A router MUST NOT forward any packet which the router received as

a Link Layer broadcast (even if the IP destination address is also

some form of broadcast address) unless the packet is an all-

subnets-directed broadcast being forwarded as specified in

[INTERNET:3].

DISCUSSION:

As noted in Section [5.3.5.3], forwarding of all-subnets-

directed broadcasts in accordance with [INTERNET:3] is optional

and is not something that routers do by default.

A router MUST NOT forward any packet which the router received as

a Link Layer multicast unless the packet's destination address is

an IP multicast address.

A router SHOULD silently discard a packet that is received via a

Link Layer broadcast but does not specify an IP multicast or IP

broadcast destination address.

When a router sends a packet as a Link Layer broadcast, the IP

destination address MUST be a legal IP broadcast or IP multicast

address.

5.3.5 Forwarding of Internet Layer Broadcasts

There are two major types of IP broadcast addresses; limited

broadcast and directed broadcast. In addition, there are three

subtypes of directed broadcast; a broadcast directed to a

specified network, a broadcast directed to a specified subnetwork,

and a broadcast directed to all subnets of a specified network.

Classification by a router of a broadcast into one of these

categories depends on the broadcast address and on the router's

understanding (if any) of the subnet structure of the destination

network. The same broadcast will be classified differently by

different routers.

A limited IP broadcast address is defined to be all-ones: { -1, -1

} or 255.255.255.255.

A net-directed broadcast is composed of the network portion of the

IP address with a local part of all-ones, { <Network-number>, -1

}. For example, a Class A net broadcast address is

net.255.255.255, a Class B net broadcast address is

net.net.255.255 and a Class C net broadcast address is

net.net.net.255 where net is a byte of the network address.

An all-subnets-directed broadcast is composed of the network part

of the IP address with a subnet and a host part of all-ones, {

<Network-number>, -1, -1 }. For example, an all-subnets broadcast

on a subnetted class B network is net.net.255.255. A network must

be known to be subnetted and the subnet part must be all-ones

before a broadcast can be classified as all-subnets-directed.

A subnet-directed broadcast address is composed of the network and

subnet part of the IP address with a host part of all-ones, {

<Network-number>, <Subnet-number>, -1 }. For example, a subnet-

directed broadcast to subnet 2 of a class B network might be

net.net.2.255 (if the subnet mask was 255.255.255.0) or

net.net.1.127 (if the subnet mask was 255.255.255.128). A network

must be known to be subnetted and the net and subnet part must not

be all-ones before an IP broadcast can be classified as subnet-

directed.

As was described in Section [4.2.3.1], a router may encounter

certain non-standard IP broadcast addresses:

o 0.0.0.0 is an obsolete form of the limited broadcast address

o { broadcast address.

o { broadcast address.

o { form of a subnet-directed broadcast address.

As was described in that section, packets addressed to any of

these addresses SHOULD be silently discarded, but if they are not,

they MUST be treated in accordance with the same rules that apply

to packets addressed to the non-obsolete forms of the broadcast

addresses described above. These rules are described in the next

few sections.

5.3.5.1 Limited Broadcasts

Limited broadcasts MUST NOT be forwarded. Limited broadcasts

MUST NOT be discarded. Limited broadcasts MAY be sent and

SHOULD be sent instead of directed broadcasts where limited

broadcasts will suffice.

DISCUSSION:

Some routers contain UDP servers which function by resending

the requests (as unicasts or directed broadcasts) to other

servers. This requirement should not be interpreted as

prohibiting such servers. Note, however, that such servers

can easily cause packet looping if misconfigured. Thus,

providers of such servers would probably be well-advised to

document their setup carefully and to consider carefully the

TTL on packets which are sent.

5.3.5.2 Net-directed Broadcasts

A router MUST classify as net-directed broadcasts all valid,

directed broadcasts destined for a remote network or an

attached nonsubnetted network. A router MUST forward net-

directed broadcasts. Net-directed broadcasts MAY be sent.

A router MAY have an option to disable receiving net-directed

broadcasts on an interface and MUST have an option to disable

forwarding net-directed broadcasts. These options MUST default

to permit receiving and forwarding net-directed broadcasts.

DISCUSSION:

There has been some debate about forwarding or not

forwarding directed broadcasts. In this memo we have made

the forwarding decision depend on the router's knowledge of

the subnet mask for the destination network. Forwarding

decisions for subnetted networks should be made by routers

with an understanding of the subnet structure. Therefore,

in general, routers must forward directed broadcasts for

networks they are not attached to and for which they do not

understand the subnet structure. One router may interpret

and handle the same IP broadcast packet differently than

another, depending on its own understanding of the structure

of the destination (sub)network.

5.3.5.3 All-subnets-directed Broadcasts

A router MUST classify as all-subnets-directed broadcasts all

valid directed broadcasts destined for a directly attached

subnetted network which have all-ones in the subnet part of the

address. If the destination network is not subnetted, the

broadcast MUST be treated as a net-directed broadcast.

A router MUST forward an all-subnets-directed broadcast as a

link level broadcast out all physical interfaces connected to

the IP network addressed by the broadcast, except that:

o A router MUST NOT forward an all-subnet-directed broadcast

that was received by the router as a Link Layer broadcast,

unless the router is forwarding the broadcast in accordance

with [INTERNET:3] (see below).

o If a router receives an all-subnets-directed broadcast over

a network which does not indicate via Link Layer framing

whether the frame is a broadcast or a unicast, the packet

MUST NOT be forwarded to any network which likewise does not

indicate whether a frame is a broadcast.

o A router MUST NOT forward an all-subnets-directed broadcast

if the router is configured not to forward such broadcasts.

A router MUST have a configuration option to deny forwarding

of all-subnets-directed broadcasts. The configuration

option MUST default to permit forwarding of all-subnets-

directed broadcasts.

EDITOR'S COMMENTS:

The algorithm presented here is broken. The working group

explicitly desired this algorithm, knowing its failures.

The second bullet, above, prevents All Subnets Directed

Broadcasts from traversing more than one PPP (or other

serial) link in a row. Such a topology is easily conceived.

Suppose that some corporation builds its corporate backbone

out of PPP links, connecting routers at geographically

dispersed locations. Suppose that this corporation has 3

sites (S1, S2, and S3) and there is a router at each site

(R1, R2, and R3). At each site there are also several LANs

connected to the local router. Let there be a PPP link

connecting S1 to S2 and one connecting S2 to S3 (i.e. the

links are R1-R2 and R2-R3). So, if a host on a LAN at S1

sends a All Subnets Directed Broadcast, R1 will forward the

broadcast over the R1-R2 link to R2. R2 will forward the

broadcast to the LAN(s) connected to R2. Since the PPP does

not differentiate broadcast from non-broadcast frames, R2

will NOT forward the broadcast onto the R2-R3 link.

Therefore, the broadcast will not reach S3.

[INTERNET:3] describes an alternative set of rules for

forwarding of all-subnets-directed broadcasts (called multi-

subnet-broadcasts in that document). A router MAY IMPLEMENT

that alternative set of rules, but MUST use the set of rules

described above unless explicitly configured to use the

[INTERNET:3] rules. If routers will do [INTERNET:3]-style

forwarding, then the router MUST have a configuration option

which MUST default to doing the rules presented in this

document.

DISCUSSION:

As far as we know, the rules for multi-subnet broadcasts

described in [INTERNET:3] have never been implemented,

suggesting that either they are too complex or the utility

of multi-subnet broadcasts is low. The rules described in

this section match current practice. In the future, we

expect that IP multicast (see [INTERNET:4]) will be used to

better solve the sorts of problems that multi-subnets

broadcasts were intended to address.

We were also concerned that hosts whose system managers

neglected to configure with a subnet mask could

unintentionally send multi-subnet broadcasts.

A router SHOULD NOT originate all-subnets broadcasts, except as

required by Section [4.3.3.9] when sending ICMP Address Mask

Replies on subnetted networks.

DISCUSSION:

The current intention is to decree that (like 0-filled IP

broadcasts) the notion of the all-subnets broadcast is

obsolete. It should be treated as a directed broadcast to

the first subnet of the net in question that it appears on.

Routers may implement a switch (default off) which if turned

on enables the [INTERNET:3] behavior for all-subnets

broadcasts.

If a router has a configuration option to allow for

forwarding all-subnet broadcasts, it should use a spanning

tree, RPF, or other multicast forwarding algorithm (which

may be computed for other purposes such as bridging or OSPF)

to distribute the all-subnets broadcast efficiently. In

general, it is better to use an IP multicast address rather

than an all-subnets broadcast.

5.3.5.4 Subnet-directed Broadcasts

A router MUST classify as subnet-directed broadcasts all valid

directed broadcasts destined for a directly attached subnetted

network in which the subnet part is not all-ones. If the

destination network is not subnetted, the broadcast MUST be

treated as a net-directed broadcast.

A router MUST forward subnet-directed broadcasts.

A router MUST have a configuration option to prohibit

forwarding of subnet-directed broadcasts. Its default setting

MUST permit forwarding of subnet-directed broadcasts.

A router MAY have a configuration option to prohibit forwarding

of subnet-directed broadcasts from a source on a network on

which the router has an interface. If such an option is

provided, its default setting MUST permit forwarding of

subnet-directed broadcasts.

5.3.6 Congestion Control

Congestion in a network is loosely defined as a condition where

demand for resources (usually bandwidth or CPU time) exceeds

capacity. Congestion avoidance tries to prevent demand from

exceeding capacity, while congestion recovery tries to restore an

operative state. It is possible for a router to contribute to

both of these mechanisms. A great deal of effort has been spent

studying the problem. The reader is encouraged to read

[FORWARD:2] for a survey of the work. Important papers on the

subject include [FORWARD:3], [FORWARD:4], [FORWARD:5], and

[INTERNET:10], among others.

The amount of storage that router should have available to handle

peak instantaneous demand when hosts use reasonable congestion

policies, such as described in [FORWARD:5], is a function of the

product of the bandwidth of the link times the path delay of the

flows using the link, and therefore storage should increase as

this Bandwidth*Delay product increases. The exact function

relating storage capacity to probability of discard is not known.

When a router receives a packet beyond its storage capacity it

must (by definition, not by decree) discard it or some other

packet or packets. Which packet to discard is the subject of much

study but, unfortunately, little agreement so far.

A router MAY discard the packet it has just received; this is the

simplest but not the best policy. It is considered better policy

to randomly pick some transit packet on the queue and discard it

(see [FORWARD:2]). A router MAY use this Random Drop algorithm to

determine which packet to discard.

If a router implements a discard policy (such as Random Drop)

under which it chooses a packet to discard from among a pool of

eligible packets:

o If precedence-ordered queue service (described in Section

[5.3.3.1]) is implemented and enabled, the router MUST NOT

discard a packet whose IP precedence is higher than that of a

packet which is not discarded.

o A router MAY protect packets whose IP headers request the

maximize reliability TOS, except where doing so would be in

violation of the previous rule.

o A router MAY protect fragmented IP packets, on the theory that

dropping a fragment of a datagram may increase congestion by

causing all fragments of the datagram to be retransmitted by

the source.

o To help prevent routing perturbations or disruption of

management functions, the router MAY protect packets used for

routing control, link control, or network management from being

discarded. Dedicated routers (i.e.. routers which are not also

general purpose hosts, terminal servers, etc.) can achieve an

approximation of this rule by protecting packets whose source

or destination is the router itself.

Advanced methods of congestion control include a notion of

fairness, so that the 'user' that is penalized by losing a packet

is the one that contributed the most to the congestion. No matter

what mechanism is implemented to deal with bandwidth congestion

control, it is important that the CPU effort expended be

sufficiently small that the router is not driven into CPU

congestion also.

As described in Section [4.3.3.3], this document recommends that a

router should not send a Source Quench to the sender of the packet

that it is discarding. ICMP Source Quench is a very weak

mechanism, so it is not necessary for a router to send it, and

host software should not use it exclusively as an indicator of

congestion.

5.3.7 Martian Address Filtering

An IP source address is invalid if it is an IP broadcast address

or is not a class A, B, or C address.

An IP destination address is invalid if it is not a class A, B, C,

or D address.

A router SHOULD NOT forward any packet which has an invalid IP

source address or a source address on network 0. A router SHOULD

NOT forward, except over a loopback interface, any packet which

has a source address on network 127. A router MAY have a switch

which allows the network manager to disable these checks. If such

a switch is provided, it MUST default to performing the checks.

A router SHOULD NOT forward any packet which has an invalid IP

destination address or a destination address on network 0. A

router SHOULD NOT forward, except over a loopback interface, any

packet which has a destination address on network 127. A router

MAY have a switch which allows the network manager to disable

these checks. If such a switch is provided, it MUST default to

performing the checks.

If a router discards a packet because of these rules, it SHOULD

log at least the IP source address, the IP destination address,

and, if the problem was with the source address, the physical

interface on which the packet was received and the Link Layer

address of the host or router from which the packet was received.

5.3.8 Source Address Validation

A router SHOULD IMPLEMENT the ability to filter traffic based on a

comparison of the source address of a packet and the forwarding

table for a logical interface on which the packet was received.

If this filtering is enabled, the router MUST silently discard a

packet if the interface on which the packet was received is not

the interface on which a packet would be forwarded to reach the

address contained in the source address. In simpler terms, if a

router wouldn't route a packet containing this address through a

particular interface, it shouldn't believe the address if it

appears as a source address in a packet read from this interface.

If this feature is implemented, it MUST be disabled by default.

DISCUSSION:

This feature can provide useful security improvements in some

situations, but can erroneously discard valid packets in

situations where paths are asymmetric.

5.3.9 Packet Filtering and Access Lists

As a means of providing security and/or limiting traffic through

portions of a network a router SHOULD provide the ability to

selectively forward (or filter) packets. If this capability is

provided, filtering of packets MUST be configurable either to

forward all packets or to selectively forward them based upon the

source and destination addresses. Each source and destination

address SHOULD allow specification of an arbitrary mask.

If supported, a router MUST be configurable to allow one of an

o Include list - specification of a list of address pairs to be

forwarded, or an

o Exclude list - specification of a list of address pairs NOT to

be forwarded.

A router MAY provide a configuration switch which allows a choice

between specifying an include or an exclude list.

A value matching any address (e.g. a keyword any or an address

with a mask of all 0's) MUST be allowed as a source and/or

destination address.

In addition to address pairs, the router MAY allow any combination

of transport and/or application protocol and source and

destination ports to be specified.

The router MUST allow packets to be silently discarded (i.e..

discarded without an ICMP error message being sent).

The router SHOULD allow an appropriate ICMP unreachable message to

be sent when a packet is discarded. The ICMP message SHOULD

specify Communication Administratively Prohibited (code 13) as the

reason for the destination being unreachable.

The router SHOULD allow the sending of ICMP destination

unreachable messages (code 13) to be configured for each

combination of address pairs, protocol types, and ports it allows

to be specified.

The router SHOULD count and SHOULD allow selective logging of

packets not forwarded.

5.3.10 Multicast Routing

An IP router SHOULD support forwarding of IP multicast packets,

based either on static multicast routes or on routes dynamically

determined by a multicast routing protocol (e.g., DVMRP

[ROUTE:9]). A router that forwards IP multicast packets is called

a multicast router.

5.3.11 Controls on Forwarding

For each physical interface, a router SHOULD have a configuration

option which specifies whether forwarding is enabled on that

interface. When forwarding on an interface is disabled, the

router:

o MUST silently discard any packets which are received on that

interface but are not addressed to the router

o MUST NOT send packets out that interface, except for datagrams

originated by the router

o MUST NOT announce via any routing protocols the availability of

paths through the interface

DISCUSSION:

This feature allows the network manager to essentially turn off

an interface but leaves it accessible for network management.

Ideally, this control would apply to logical rather than

physical interfaces, but cannot because there is no known way

for a router to determine which logical interface a packet

arrived on when there is not a one-to-one correspondence

between logical and physical interfaces.

5.3.12 State Changes

During the course of router operation, interfaces may fail or be

manually disabled, or may become available for use by the router.

Similarly, forwarding may be disabled for a particular interface

or for the entire router or may be (re)enabled. While such

transitions are (usually) uncommon, it is important that routers

handle them correctly.

5.3.12.1 When a Router Ceases Forwarding

When a router ceases forwarding it MUST stop advertising all

routes, except for third party routes. It MAY continue to

receive and use routes from other routers in its routing

domains. If the forwarding database is retained, the router

MUST NOT cease timing the routes in the forwarding database.

If routes that have been received from other routers are

remembered, the router MUST NOT cease timing the routes which

it has remembered. It MUST discard any routes whose timers

expire while forwarding is disabled, just as it would do if

forwarding were enabled.

DISCUSSION:

When a router ceases forwarding, it essentially ceases being

a router. It is still a host, and must follow all of the

requirements of Host Requirements [INTRO: 2]. The router

may still be a passive member of one or more routing

domains, however. As such, it is allowed to maintain its

forwarding database by listening to other routers in its

routing domain. It may not, however, advertise any of the

routes in its forwarding database, since it itself is doing

no forwarding. The only exception to this rule is when the

router is advertising a route which uses only some other

router, but which this router has been asked to advertise.

A router MAY send ICMP destination unreachable (host

unreachable) messages to the senders of packets that it is

unable to forward. It SHOULD NOT send ICMP redirect messages.

DISCUSSION:

Note that sending an ICMP destination unreachable (host

unreachable) is a router action. This message should not be

sent by hosts. This exception to the rules for hosts is

allowed so that packets may be rerouted in the shortest

possible time, and so that black holes are avoided.

5.3.12.2 When a Router Starts Forwarding

When a router begins forwarding, it SHOULD expedite the sending

of new routing information to all routers with which it

normally exchanges routing information.

5.3.12.3 When an Interface Fails or is Disabled

If an interface fails or is disabled a router MUST remove and

stop advertising all routes in its forwarding database which

make use of that interface. It MUST disable all static routes

which make use of that interface. If other routes to the same

destination and TOS are learned or remembered by the router,

the router MUST choose the best alternate, and add it to its

forwarding database. The router SHOULD send ICMP destination

unreachable or ICMP redirect messages, as appropriate, in reply

to all packets which it is unable to forward due to the

interface being unavailable.

5.3.12.4 When an Interface is Enabled

If an interface which had not been available becomes available,

a router MUST reenable any static routes which use that

interface. If routes which would use that interface are

learned by the router, then these routes MUST be evaluated

along with all of the other learned routes, and the router MUST

make a decision as to which routes should be placed in the

forwarding database. The implementor is referred to Chapter

[7], Application Layer - Routing Protocols for further

information on how this decision is made.

A router SHOULD expedite the sending of new routing information

to all routers with which it normally exchanges routing

information.

5.3.13 IP Options

Several options, such as Record Route and Timestamp, contain slots

into which a router inserts its address when forwarding the

packet. However, each such option has a finite number of slots,

and therefore a router may find that there is not free slot into

which it can insert its address. No requirement listed below

should be construed as requiring a router to insert its address

into an option that has no remaining slot to insert it into.

Section [5.2.5] discusses how a router must choose which of its

addresses to insert into an option.

5.3.13.1 Unrecognized Options

Unrecognized IP options in forwarded packets MUST be passed

through unchanged.

5.3.13.2 Security Option

Some environments require the Security option in every packet;

such a requirement is outside the scope of this document and

the IP standard specification. Note, however, that the

security options described in [INTERNET:1] and [INTERNET:16]

are obsolete. Routers SHOULD IMPLEMENT the revised security

option described in [INTERNET:5].

5.3.13.3 Stream Identifier Option

This option is obsolete. If the Stream Identifier option is

present in a packet forwarded by the router, the option MUST be

ignored and passed through unchanged.

5.3.13.4 Source Route Options

A router MUST implement support for source route options in

forwarded packets. A router MAY implement a configuration

option which, when enabled, causes all source-routed packets to

be discarded. However, such an option MUST NOT be enabled by

default.

DISCUSSION:

The ability to source route datagrams through the Internet

is important to various network diagnostic tools. However,

in a few rare cases, source routing may be used to bypass

administrative and security controls within a network.

Specifically, those cases where manipulation of routing

tables is used to provide administrative separation in lieu

of other methods such as packet filtering may be vulnerable

through source routed packets.

5.3.13.5 Record Route Option

Routers MUST support the Record Route option in forwarded

packets.

A router MAY provide a configuration option which, if enabled,

will cause the router to ignore (i.e. pass through unchanged)

Record Route options in forwarded packets. If provided, such

an option MUST default to enabling the record-route. This

option does not affect the processing of Record Route options

in datagrams received by the router itself (in particular,

Record Route options in ICMP echo requests will still be

processed in accordance with Section [4.3.3.6]).

DISCUSSION:

There are some people who believe that Record Route is a

security problem because it discloses information about the

topology of the network. Thus, this document allows it to

be disabled.

5.3.13.6 Timestamp Option

Routers MUST support the timestamp option in forwarded packets.

A timestamp value MUST follow the rules given in Section

[3.2.2.8] of [INTRO:2].

If the flags field = 3 (timestamp and prespecified address),

the router MUST add its timestamp if the next prespecified

address matches any of the router's IP addresses. It is not

necessary that the prespecified address be either the address

of the interface on which the packet arrived or the address of

the interface over which it will be sent.

IMPLEMENTATION:

To maximize the utility of the timestamps contained in the

timestamp option, it is suggested that the timestamp

inserted be, as nearly as practical, the time at which the

packet arrived at the router. For datagrams originated by

the router, the timestamp inserted should be, as nearly as

practical, the time at which the datagram was passed to the

network layer for transmission.

A router MAY provide a configuration option which, if enabled,

will cause the router to ignore (i.e. pass through unchanged)

Timestamp options in forwarded datagrams when the flag word is

set to zero (timestamps only) or one (timestamp and registering

IP address). If provided, such an option MUST default to off

(that is, the router does not ignore the timestamp). This

option does not affect the processing of Timestamp options in

datagrams received by the router itself (in particular, a

router will insert timestamps into Timestamp options in

datagrams received by the router, and Timestamp options in ICMP

echo requests will still be processed in accordance with

Section [4.3.3.6]).

DISCUSSION:

Like the Record Route option, the Timestamp option can

reveal information about a network's topology. Some people

consider this to be a security concern.

6. TRANSPORT LAYER

A router is not required to implement any Transport Layer protocols

except those required to support Application Layer protocols supported

by the router. In practice, this means that most routers implement both

the Transmission Control Protocol (TCP) and the User Datagram Protocol

(UDP).

6.1 USER DATAGRAM PROTOCOL - UDP

The User Datagram Protocol (UDP) is specified in [TRANS:1].

A router which implements UDP MUST be compliant, and SHOULD be

unconditionally compliant, with the requirements of section 4.1.3 of

[INTRO:2], except that:

o This specification does not specify the interfaces between the

various protocol layers. Thus, a router need not comply with

sections 4.1.3.2, 4.1.3.3, and 4.1.3.5 of [INTRO:2] (except of

course where compliance is required for proper functioning of

Application Layer protocols supported by the router).

o Contrary to section 4.1.3.4 of [INTRO:2], an application MUST NOT

be able to disable to generation of UDP checksums.

DISCUSSION:

Although a particular application protocol may require that UDP

datagrams it receives must contain a UDP checksum, there is no

general requirement that received UDP datagrams contain UDP

checksums. Of course, if a UDP checksum is present in a received

datagram, the checksum must be verified and the datagram discarded

if the checksum is incorrect.

6.2 TRANSMISSION CONTROL PROTOCOL - TCP

The Transmission Control Protocol (TCP) is specified in [TRANS:2].

A router which implements TCP MUST be compliant, and SHOULD be

unconditionally compliant, with the requirements of section 4.2 of

[INTRO:2], except that:

o This specification does not specify the interfaces between the

various protocol layers. Thus, a router need not comply with the

following requirements of [INTRO:2] (except of course where

compliance is required for proper functioning of Application Layer

protocols supported by the router):

Section 4.2.2.2:

Passing a received PSH flag to the application layer is now

OPTIONAL.

Section 4.2.2.4:

A TCP MUST inform the application layer asynchronously

whenever it receives an Urgent pointer and there was

previously no pending urgent data, or whenever the Urgent

pointer advances in the data stream. There MUST be a way for

the application to learn how much urgent data remains to be

read from the connection, or at least to determine whether or

not more urgent data remains to be read.

Section 4.2.3.5:

An application MUST be able to set the value for R2 for a

particular connection. For example, an interactive

application might set R2 to ``infinity,'' giving the user

control over when to disconnect.

Section 4.2.3.7:

If an application on a multihomed host does not specify the

local IP address when actively opening a TCP connection, then

the TCP MUST ask the IP layer to select a local IP address

before sending the (first) SYN. See the function

GET_SRCADDR() in Section 3.4.

Section 4.2.3.8:

An application MUST be able to specify a source route when it

actively opens a TCP connection, and this MUST take

precedence over a source route received in a datagram.

o For similar reasons, a router need not comply with any of the

requirements of section 4.2.4 of [INTRO:2].

o The requirements of section 4.2.2.6 of [INTRO:2] are amended as

follows: a router which implements the host portion of MTU

discovery (discussed in Section [4.2.3.3] of this memo) uses 536

as the default value of SendMSS only if the path MTU is unknown;

if the path MTU is known, the default value for SendMSS is the

path MTU - 40.

o The requirements of section 4.2.2.6 of [INTRO:2] are amended as

follows: ICMP Destination Unreachable codes 11 and 12 are

additional soft error conditions. Therefore, these message MUST

NOT cause TCP to abort a connection.

DISCUSSION:

It should particularly be noted that a TCP implementation in a

router must conform to the following requirements of [INTRO:2]:

o Providing a configurable TTL. [4.2.2.1]

o Providing an interface to configure keep-alive behavior, if

keep-alives are used at all. [4.2.3.6]

o Providing an error reporting mechanism, and the ability to

manage it. [4.2.4.1]

o Specifying type of service. [4.2.4.2]

The general paradigm applied is that if a particular interface is

visible outside the router, then all requirements for the

interface must be followed. For example, if a router provides a

telnet function, then it will be generating traffic, likely to be

routed in the external networks. Therefore, it must be able to

set the type of service correctly or else the telnet traffic may

not get through.

7. APPLICATION LAYER - ROUTING PROTOCOLS

7.1 INTRODUCTION

An Autonomous System (AS) is defined as a set of routers all

belonging under the same authority and all subject to a consistent

set of routing policies. Interior gateway protocols (IGPs) are used

to distribute routing information inside of an AS (i.e. intra-AS

routing). Exterior gateway protocols are used to exchange routing

information between ASs (i.e. inter-AS routing).

7.1.1 Routing Security Considerations

Routing is one of the few places where the Robustness Principle

(be liberal in what you accept) does not apply. Routers should be

relatively suspicious in accepting routing data from other routing

systems.

A router SHOULD provide the ability to rank routing information

sources from most trustworthy to least trustworthy and to accept

routing information about any particular destination from the most

trustworthy sources first. This was implicit in the original

core/stub autonomous system routing model using EGP and various

interior routing protocols. It is even more important with the

demise of a central, trusted core.

A router SHOULD provide a mechanism to filter out obviously

invalid routes (such as those for net 127).

Routers MUST NOT by default redistribute routing data they do not

themselves use, trust or otherwise consider invalid. In rare

cases, it may be necessary to redistribute suspicious information,

but this should only happen under direct intercession by some

human agency.

In general, routers must be at least a little paranoid about

accepting routing data from anyone, and must be especially careful

when they distribute routing information provided to them by

another party. See below for specific guidelines.

Routers SHOULD IMPLEMENT peer-to-peer authentication for those

routing protocols that support them.

7.1.2 Precedence

Except where the specification for a particular routing protocol

specifies otherwise, a router SHOULD set the IP Precedence value

for IP datagrams carrying routing traffic it originates to 6

(INTERNETWORK CONTROL).

DISCUSSION:

Routing traffic with VERY FEW exceptions should be the highest

precedence traffic on any network. If a system's routing

traffic can't get through, chances are nothing else will.

7.2 INTERIOR GATEWAY PROTOCOLS

7.2.1 INTRODUCTION

An Interior Gateway Protocol (IGP) is used to distribute routing

information between the various routers in a particular AS.

Independent of the algorithm used to implement a particular IGP,

it should perform the following functions:

(1) Respond quickly to changes in the internal topology of an AS

(2) Provide a mechanism such that circuit flapping does not cause

continuous routing updates

(3) Provide quick convergence to loop-free routing

(4) Utilize minimal bandwidth

(5) Provide equal cost routes to enable load-splitting

(6) Provide a means for authentication of routing updates

Current IGPs used in the internet today are characterized as

either being being based on a distance-vector or a link-state

algorithm.

Several IGPs are detailed in this section, including those most

commonly used and some recently developed protocols which may be

widely used in the future. Numerous other protocols intended for

use in intra-AS routing exist in the Internet community.

A router which implements any routing protocol (other than static

routes) MUST IMPLEMENT OSPF (see Section [7.2.2]) and MUST

IMPLEMENT RIP (see Section [7.2.4]). A router MAY implement

additional IGPs.

7.2.2 OPEN SHORTEST PATH FIRST - OSPF

7.2.2.1 Introduction

Shortest Path First (SPF) based routing protocols are a class

of link-state algorithms which are based on the shortest-path

algorithm of Dijkstra. Although SPF based algorithms have been

around since the inception of the ARPANet, it is only recently

that they have achieved popularity both inside both the IP and

the OSI communities. In an SPF based system, each router

obtains an exact replica of the entire topology database via a

process known as flooding. Flooding insures a reliable

transfer of the information. Each individual router then runs

the SPF algorithm on its database to build the IP routing

table. The OSPF routing protocol is an implementation of an

SPF algorithm. The current version, OSPF version 2, is

specified in [ROUTE:1]. Note that RFC-1131, which describes

OSPF version 1, is obsolete.

Note that to comply with Section [8.3] of this memo, a router

which implements OSPF MUST implement the OSPF MIB [MGT:14].

7.2.2.2 Specific Issues

Virtual Links

There is a minor error in the specification that can cause

routing loops when all of the following conditions are

simultaneously true:

(1) A virtual link is configured through a transit area,

(2) Two separate paths exist, each having the same

endpoints, but one utilizing only non-virtual

backbone links, and the other using links in the

transit area, and

(3) The latter path is part of the (underlying physical

representation of the) configured virtual link,

routing loops may occur.

To prevent this, an implementation of OSPF SHOULD invoke

the calculation in Section 16.3 of [ROUTE:1] whenever any

part of the path to the destination is a virtual link (the

specification only says this is necessary when the first

hop is a virtual link).

7.2.2.3 New Version of OSPF

As of this writing (4/4/94) there is a new version of the OSPF

specification that is winding its way through the Internet

standardization process. A prudent implementor will be aware

of this and develop an implementation accordingly.

The new version fixes several errors in the current

specification [ROUTE:1]. For this reason, implementors and

vendors ought to expect to upgrade to the new version

relatively soon. In particular, the following problems exist

in [ROUTE:1] that the new version fixes:

o In [ROUTE:1], certain configurations of virtual links can

lead to incorrect routing and/or routing loops. A fix for

this is specified in the new specification.

o In [ROUTE:1], OSPF external routes to For example, a router

cannot import into an OSPF domain external routes both for

192.2.0.0, 255.255.0.0 and 192.2.0.0, 255.255.255.0. Routes

such as these may become common with the deployment of CIDR

[INTERNET:15]. This has been addressed in the new OSPF

specification.

o In [ROUTE:1], OSPF Network-LSAs originated before a router

changes its OSPF Router ID can confuse the Dijkstra

calculation if the router again becomes Designated Router

for the network. This has been fixed.

7.2.3 INTERMEDIATE SYSTEM TO INTERMEDIATE SYSTEM - DUAL IS-IS

The American National Standards Institute (ANSI) X3S3.3 committee

has defined an intra-domain routing protocol. This protocol is

titled Intermediate System to Intermediate System Routeing

Exchange Protocol.

Its application to an IP network has been defined in [ROUTE:2],

and is referred to as Dual IS-IS (or sometimes as Integrated IS-

IS). IS-IS is based on a link-state (SPF) routing algorithm and

shares all the advantages for this class of protocols.

7.2.4 ROUTING INFORMATION PROTOCOL - RIP

7.2.4.1 Introduction

RIP is specified in [ROUTE:3]. Although RIP is still quite

important in the Internet, it is being replaced in

sophisticated applications by more modern IGPs such as the ones

described above.

Another common use for RIP is as a router discovery protocol.

Section [4.3.3.10] briefly touches upon this subject.

7.2.4.2 Protocol Walk-Through

Dealing with changes in topology: [ROUTE:3], pp. 11

An implementation of RIP MUST provide a means for timing

out routes. Since messages are occasionally lost,

implementations MUST NOT invalidate a route based on a

single missed update.

Implementations MUST by default wait six times the update

interval before invalidating a route. A router MAY have

configuration options to alter this value.

DISCUSSION:

It is important to routing stability that all routers

in a RIP autonomous system use similar timeout value

for invalidating routes, and therefore it is important

that an implementation default to the timeout value

specified in the RIP specification. However, that

timeout value is overly conservative in environments

where packet loss is reasonably rare. In such an

environment, a network manager may wish to be able to

decrease the timeout period in order to promote faster

recovery from failures.

IMPLEMENTATION:

There is a very simple mechanism which a router may use

to meet the requirement to invalidate routes promptly

after they time out. Whenever the router scans the

routing table to see if any routes have timed out, it

also notes the age of the least recently updated route

which has not yet timed out. Subtracting this age from

the timeout period gives the amount of time until the

router again needs to scan the table for timed out

routes.

Split Horizon: [ROUTE:3], pp. 14-15

An implementation of RIP MUST implement split horizon, a

scheme used for avoiding problems caused by including

routes in updates sent to the router from which they were

learned.

An implementation of RIP SHOULD implement Split horizon

with poisoned reverse, a variant of split horizon which

includes routes learned from a router sent to that router,

but sets their metric to infinity. Because of the routing

overhead which may be incurred by implementing split

horizon with poisoned reverse, implementations MAY include

an option to select whether poisoned reverse is in effect.

An implementation SHOULD limit the period of time in which

it sends reverse routes at an infinite metric.

IMPLEMENTATION:

Each of the following algorithms can be used to limit

the period of time for which poisoned reverse is

applied to a route. The first algorithm is more

complex but does a more complete job of limiting

poisoned reverse to only those cases where it is

necessary.

The goal of both algorithms is to ensure that poison

reverse is done for any destination whose route has

changed in the last Route Lifetime (typically 180

seconds), unless it can be sure that the previous route

used the same output interface. The Route Lifetime is

used because that is the amount of time RIP will keep

around an old route before declaring it stale.

The time intervals (and derived variables) used in the

following algorithms are as follows:

Tu The Update Timer; the number of seconds between

RIP updates. This typically defaults to 30

seconds.

Rl The Route Lifetime, in seconds. This is the

amount of time that a route is presumed to be

good, without requiring an update. This typically

defaults to 180 seconds.

Ul The Update Loss; the number of consecutive updates

that have to be lost or fail to mention a route

before RIP deletes the route. Ul is calculated to

be (Rl/Tu)+1. The +1 is to account for the fact

that the first time the ifcounter is decremented

will be less than Tu seconds after it is

initialized. Typically, Ul will be 7: (180/30)+1.

In The value to set ifcounter to when a destination

is newly learned. This value is Ul-4, where the 4

is RIP's garbage collection timer/30

The first algorithm is:

- Associated with each destination is a counter, called

the ifcounter below. Poison reverse is done for any

route whose destination's ifcounter is greater than

zero.

- After a regular (not triggered or in response to a

request) update is sent, all of the non-zero

ifcounters are decremented by one.

- When a route to a destination is created, its

ifcounter is set as follows:

- If the new route is superseding a valid route, and

the old route used a different (logical) output

interface, then the ifcounter is set to Ul.

- If the new route is superseding a stale route, and

the old route used a different (logical) output

interface, then the ifcounter is set to MAX(0, Ul

- INT(seconds that the route has been stale/Ut).

- If there was no previous route to the destination,

the ifcounter is set to In.

- Otherwise, the ifcounter is set to zero

- RIP also maintains a timer, called the resettimer

below. Poison reverse is done on all routes

whenever resettimer has not expired (regardless of

the ifcounter values).

- When RIP is started, restarted, reset, or otherwise

has its routing table cleared, it sets the

resettimer to go off in Rl seconds.

The second algorithm is identical to the first except

that:

- The rules which set the ifcounter to non-zero values

are changed to always set it to Rl/Tu, and

- The resettimer is eliminated.

Triggered updates: [ROUTE:3], pp. 15-16; pp. 29

Triggered updates (also called flash updates) are a

mechanism for immediately notifying a router's

neighbors when the router adds or deletes routes or

changes their metrics. A router MUST send a triggered

update when routes are deleted or their metrics are

increased. A router MAY send a triggered update when

routes are added or their metrics decreased.

Since triggered updates can cause excessive routing

overhead, implementations MUST use the following

mechanism to limit the frequency of triggered updates:

(1) When a router sends a triggered update, it sets a

timer to a random time between one and five

seconds in the future. The router must not

generate additional triggered updates before this

timer expires.

(2) If the router would generate a triggered update

during this interval it sets a flag indicating

that a triggered update is desired. The router

also logs the desired triggered update.

(3) When the triggered update timer expires, the

router checks the triggered update flag. If the

flag is set then the router sends a single

triggered update which includes all of the changes

that were logged. The router then clears the flag

and, since a triggered update was sent, restarts

this algorithm.

(4) The flag is also cleared whenever a regular update

is sent.

Triggered updates SHOULD include all routes that have

changed since the most recent regular (non-triggered)

update. Triggered updates MUST NOT include routes that

have not changed since the most recent regular update.

DISCUSSION:

Sending all routes, whether they have changed

recently or not, is unacceptable in triggered

updates because the tremendous size of many Internet

routing tables could otherwise result in

considerable bandwidth being wasted on triggered

updates.

Use of UDP: [ROUTE:3], pp. 18-19.

RIP packets sent to an IP broadcast address SHOULD have

their initial TTL set to one.

Note that to comply with Section [6.1] of this memo, a

router MUST use UDP checksums in RIP packets which it

originates, MUST discard RIP packets received with

invalid UDP checksums, but MUST not discard received

RIP packets simply because they do not contain UDP

checksums.

Addressing Considerations: [ROUTE:3], pp. 22

A RIP implementation SHOULD support host routes. If it

does not, it MUST (as described on page 27 of

[ROUTE:3]) ignore host routes in received updates. A

router MAY log ignored hosts routes.

The special address 0.0.0.0 is used to describe a

default route. A default route is used as the route of

last resort (i.e. when a route to the specific net does

not exist in the routing table). The router MUST be

able to create a RIP entry for the address 0.0.0.0.

Input Processing - Response: [ROUTE:3], pp. 26

When processing an update, the following validity

checks MUST be performed:

o The response MUST be from UDP port 520.

o The source address MUST be on a directly connected

subnet (or on a directly connected, non-subnetted

network) to be considered valid.

o The source address MUST NOT be one of the router's

addresses.

DISCUSSION:

Some networks, media, and interfaces allow a

sending node to receive packets that it

broadcasts. A router must not accept its own

packets as valid routing updates and process

them. The last requirement prevents a router

from accepting its own routing updates and

processing them (on the assumption that they were

sent by some other router on the network).

An implementation MUST NOT replace an existing route if

the metric received is equal to the existing metric

except in accordance with the following heuristic.

An implementation MAY choose to implement the following

heuristic to deal with the above situation. Normally,

it is useless to change the route to a network from one

router to another if both are advertised at the same

metric. However, the route being advertised by one of

the routers may be in the process of timing out.

Instead of waiting for the route to timeout, the new

route can be used after a specified amount of time has

elapsed. If this heuristic is implemented, it MUST wait

at least halfway to the expiration point before the new

route is installed.

7.2.4.3 Specific Issues

RIP Shutdown

An implementation of RIP SHOULD provide for a graceful

shutdown using the following steps:

(1) Input processing is terminated,

(2) Four updates are generated at random intervals of

between two and four seconds, These updates contain

all routes that were previously announced, but with

some metric changes. Routes that were being

announced at a metric of infinity should continue to

use this metric. Routes that had been announced with

a non-infinite metric should be announced with a

metric of 15 (infinity - 1).

DISCUSSION:

The metric used for the above really ought to be

16 (infinity); setting it to 15 is a kludge to

avoid breaking certain old hosts which wiretap the

RIP protocol. Such a host will (erroneously)

abort a TCP connection if it tries to send a

datagram on the connection while the host has no

route to the destination (even if the period when

the host has no route lasts only a few seconds

while RIP chooses an alternate path to the

destination).

RIP Split Horizon and Static Routes

Split horizon SHOULD be applied to static routes by

default. An implementation SHOULD provide a way to

specify, per static route, that split horizon should not

be applied to this route.

7.2.5 GATEWAY TO GATEWAY PROTOCOL - GGP

The Gateway to Gateway protocol is considered obsolete and SHOULD

NOT be implemented.

7.3 EXTERIOR GATEWAY PROTOCOLS

7.3.1 INTRODUCTION

Exterior Gateway Protocols are utilized for inter-Autonomous

System routing to exchange reachability information for a set of

networks internal to a particular autonomous system to a

neighboring autonomous system.

The area of inter-AS routing is a current topic of research inside

the Internet Engineering Task Force. The Exterior Gateway

Protocol (EGP) described in Section [7.3.3] has traditionally been

the inter-AS protocol of choice. The Border Gateway Protocol

(BGP) eliminates many of the restrictions and limitations of EGP,

and is therefore growing rapidly in popularity. A router is not

required to implement any inter-AS routing protocol. However, if

a router does implement EGP it also MUST IMPLEMENT BGP.

Although it was not designed as an exterior gateway protocol, RIP

(described in Section [7.2.4]) is sometimes used for inter-AS

routing.

7.3.2 BORDER GATEWAY PROTOCOL - BGP

7.3.2.1 Introduction

The Border Gateway Protocol (BGP) is an inter-AS routing

protocol which exchanges network reachability information with

other BGP speakers. The information for a network includes the

complete list of ASs that traffic must transit to reach that

network. This information can then be used to insure loop-free

paths. This information is sufficient to construct a graph of

AS connectivity from which routing loops may be pruned and some

policy decisions at the AS level may be enforced.

BGP is defined by [ROUTE:4]. [ROUTE:5] specifies the proper

usage of BGP in the Internet, and provides some useful

implementation hints and guidelines. [ROUTE:12] and [ROUTE:13]

provide additional useful information.

To comply with Section [8.3] of this memo, a router which

implements BGP MUST also implement the BGP MIB [MGT:15].

To characterize the set of policy decisions that can be

enforced using BGP, one must focus on the rule that an AS

advertises to its neighbor ASs only those routes that it itself

uses. This rule reflects the hop-by-hop routing paradigm

generally used throughout the current Internet. Note that some

policies cannot be supported by the hop-by-hop routing paradigm

and thus require techniques such as source routing to enforce.

For example, BGP does not enable one AS to send traffic to a

neighbor AS intending that that traffic take a different route

from that taken by traffic originating in the neighbor AS. On

the other hand, BGP can support any policy conforming to the

hop-by-hop routing paradigm.

Implementors of BGP are strongly encouraged to follow the

recommendations outlined in Section 6 of [ROUTE:5].

7.3.2.2 Protocol Walk-through

While BGP provides support for quite complex routing policies

(as an example see Section 4.2 in [ROUTE:5]), it is not

required for all BGP implementors to support such policies. At

a minimum, however, a BGP implementation:

(1) SHOULD allow an AS to control announcements of the BGP

learned routes to adjacent AS's. Implementations SHOULD

support such control with at least the granularity of a

single network. Implementations SHOULD also support such

control with the granularity of an autonomous system,

where the autonomous system may be either the autonomous

system that originated the route, or the autonomous system

that advertised the route to the local system (adjacent

autonomous system).

(2) SHOULD allow an AS to prefer a particular path to a

destination (when more than one path is available). Such

function SHOULD be implemented by allowing system

administrator to assign weights to Autonomous Systems, and

making route selection process to select a route with the

lowest weight (where weight of a route is defined as a sum

of weights of all AS's in the AS_PATH path attribute

associated with that route).

(3) SHOULD allow an AS to ignore routes with certain AS's in

the AS_PATH path attribute. Such function can be

implemented by using technique outlined in (2), and by

assigning infinity as weights for such AS's. The route

selection process must ignore routes that have weight

equal to infinity.

7.3.3 EXTERIOR GATEWAY PROTOCOL - EGP

7.3.3.1 Introduction

The Exterior Gateway Protocol (EGP) specifies an EGP which is

used to exchange reachability information between routers of

the same or differing autonomous systems. EGP is not considered

a routing protocol since there is no standard interpretation

(i.e. metric) for the distance fields in the EGP update

message, so distances are comparable only among routers of the

same AS. It is however designed to provide high-quality

reachability information, both about neighbor routers and about

routes to non-neighbor routers.

EGP is defined by [ROUTE:6]. An implementor almost certainly

wants to read [ROUTE:7] and [ROUTE:8] as well, for they contain

useful explanations and background material.

DISCUSSION:

The present EGP specification has serious limitations, most

importantly a restriction which limits routers to

advertising only those networks which are reachable from

within the router's autonomous system. This restriction

against propagating third party EGP information is to

prevent long-lived routing loops. This effectively limits

EGP to a two-level hierarchy.

RFC-975 is not a part of the EGP specification, and should

be ignored.

7.3.3.2 Protocol Walk-through

Indirect Neighbors: RFC-888, pp. 26

An implementation of EGP MUST include indirect neighbor

support.

Polling Intervals: RFC-904, pp. 10

The interval between Hello command retransmissions and the

interval between Poll retransmissions SHOULD be configurable

but there MUST be a minimum value defined.

The interval at which an implementation will respond to

Hello commands and Poll commands SHOULD be configurable but

there MUST be a minimum value defined.

Network Reachability: RFC-904, pp. 15

An implementation MUST default to not providing the external

list of routers in other autonomous systems; only the

internal list of routers together with the nets which are

reachable via those routers should be included in an Update

Response/Indication packet. However, an implementation MAY

elect to provide a configuration option enabling the

external list to be provided. An implementation MUST NOT

include in the external list routers which were learned via

the external list provided by a router in another autonomous

system. An implementation MUST NOT send a network back to

the autonomous system from which it is learned, i.e. it MUST

do split-horizon on an autonomous system level.

If more than 255 internal or 255 external routers need to be

specified in a Network Reachability update, the networks

reachable from routers that can not be listed MUST be merged

into the list for one of the listed routers. Which of the

listed routers is chosen for this purpose SHOULD be user

configurable, but SHOULD default to the source address of

the EGP update being generated.

An EGP update contains a series of blocks of network

numbers, where each block contains a list of network numbers

reachable at a particular distance via a particular router.

If more than 255 networks are reachable at a particular

distance via a particular router, they are split into

multiple blocks (all of which have the same distance).

Similarly, if more than 255 blocks are required to list the

networks reachable via a particular router, the router's

address is listed as many times as necessary to include all

of the blocks in the update.

Unsolicited Updates: RFC-904, pp. 16

If a network is shared with the peer, an implementation MUST

send an unsolicited update upon entry to the Up state

assuming that the source network is the shared network.

Neighbor Reachability: RFC-904, pp. 6, 13-15

The table on page 6 which describes the values of j and k

(the neighbor up and down thresholds) is incorrect. It is

reproduced correctly here:

Name Active Passive Description

-----------------------------------------------

j 3 1 neighbor-up threshold

k 1 0 neighbor-down threshold

The value for k in passive mode also specified incorrectly

in RFC-904, pp. 14 The values in parenthesis should read:

(j = 1, k = 0, and T3/T1 = 4)

As an optimization, an implementation can refrain from

sending a Hello command when a Poll is due. If an

implementation does so, it SHOULD provide a user

configurable option to disable this optimization.

Abort timer: RFC-904, pp. 6, 12, 13

An EGP implementation MUST include support for the abort

timer (as documented in section 4.1.4 of RFC-904). An

implementation SHOULD use the abort timer in the Idle state

to automatically issue a Start event to restart the protocol

machine. Recommended values are P4 for a critical error

(Administratively prohibited, Protocol Violation and

Parameter Problem) and P5 for all others. The abort timer

SHOULD NOT be started when a Stop event was manually

initiated (such as via a network management protocol).

Cease command received in Idle state: RFC-904, pp. 13

When the EGP state machine is in the Idle state, it MUST

reply to Cease commands with a Cease-ack response.

Hello Polling Mode: RFC-904, pp. 11

An EGP implementation MUST include support for both active

and passive polling modes.

Neighbor Acquisition Messages: RFC-904, pp. 18

As noted the Hello and Poll Intervals should only be present

in Request and Confirm messages. Therefore the length of an

EGP Neighbor Acquisition Message is 14 bytes for a Request

or Confirm message and 10 bytes for a Refuse, Cease or

Cease-ack message. Implementations MUST NOT send 14 bytes

for Refuse, Cease or Cease-ack messages but MUST allow for

implementations that send 14 bytes for these messages.

Sequence Numbers: RFC-904, pp. 10

Response or indication packets received with a sequence

number not equal to S MUST be discarded. The send sequence

number S MUST be incremented just before the time a Poll

command is sent and at no other times.

7.3.4 INTER-AS ROUTING WITHOUT AN EXTERIOR PROTOCOL

It is possible to exchange routing information between two

autonomous systems or routing domains without using a standard

exterior routing protocol between two separate, standard interior

routing protocols. The most common way of doing this is to run

both interior protocols independently in one of the border routers

with an exchange of route information between the two processes.

As with the exchange of information from an EGP to an IGP, without

appropriate controls these exchanges of routing information

between two IGPs in a single router are subject to creation of

routing loops.

7.4 STATIC ROUTING

Static routing provides a means of explicitly defining the next hop

from a router for a particular destination. A router SHOULD provide

a means for defining a static route to a destination, where the

destination is defined by an address and an address mask. The

mechanism SHOULD also allow for a metric to be specified for each

static route.

A router which supports a dynamic routing protocol MUST allow static

routes to be defined with any metric valid for the routing protocol

used. The router MUST provide the ability for the user to specify a

list of static routes which may or may not be propagated via the

routing protocol. In addition, a router SHOULD support the following

additional information if it supports a routing protocol that could

make use of the information. They are:

o TOS,

o Subnet mask, or

o A metric specific to a given routing protocol that can import the

route.

DISCUSSION:

We intend that one needs to support only the things useful to the

given routing protocol. The need for TOS should not require the

vendor to implement the other parts if they are not used.

Whether a router prefers a static route over a dynamic route (or vice

versa) or whether the associated metrics are used to choose between

conflicting static and dynamic routes SHOULD be configurable for each

static route.

A router MUST allow a metric to be assigned to a static route for

each routing domain that it supports. Each such metric MUST be

explicitly assigned to a specific routing domain. For example:

route 36.0.0.0 255.0.0.0 via 192.19.200.3 rip metric 3

route 36.21.0.0 255.255.0.0 via 192.19.200.4 ospf inter-area

metric 27

route 36.22.0.0 255.255.0.0 via 192.19.200.5 egp 123 metric 99

route 36.23.0.0 255.255.0.0 via 192.19.200.6 igrp 47 metric 1 2

3 4 5

DISCUSSION:

It has been suggested that, ideally, static routes should have

preference values rather than metrics (since metrics can only be

compared with metrics of other routes in the same routing domain,

the metric of a static route could only be compared with metrics

of other static routes). This is contrary to some current

implementations, where static routes really do have metrics, and

those metrics are used to determine whether a particular dynamic

route overrides the static route to the same destination. Thus,

this document uses the term metric rather than preference.

This technique essentially makes the static route into a RIP

route, or an OSPF route (or whatever, depending on the domain of

the metric). Thus, the route lookup algorithm of that domain

applies. However, this is NOT route leaking, in that coercing a

static route into a dynamic routing domain does not authorize the

router to redistribute the route into the dynamic routing domain.

For static routes not put into a specific routing domain, the

route lookup algorithm is:

(1) Basic match

(2) Longest match

(3) Weak TOS (if TOS supported)

(4) Best metric (where metric are implementation-defined)

The last step may not be necessary, but it's useful in the case

where you want to have a primary static route over one interface

and a secondary static route over an alternate interface, with

failover to the alternate path if the interface for the primary

route fails.

7.5 FILTERING OF ROUTING INFORMATION

Each router within a network makes forwarding decisions based upon

information contained within its forwarding database. In a simple

network the contents of the database may be statically configured.

As the network grows more complex, the need for dynamic updating of

the forwarding database becomes critical to the efficient operation

of the network.

If the data flow through a network is to be as efficient as possible,

it is necessary to provide a mechanism for controlling the

propagation of the information a router uses to build its forwarding

database. This control takes the form of choosing which sources of

routing information should be trusted and selecting which pieces of

the information to believe. The resulting forwarding database is a

filtered version of the available routing information.

In addition to efficiency, controlling the propagation of routing

information can reduce instability by preventing the spread of

incorrect or bad routing information.

In some cases local policy may require that complete routing

information not be widely propagated.

These filtering requirements apply only to non-SPF-based protocols

(and therefore not at all to routers which don't implement any

distance vector protocols).

7.5.1 Route Validation

A router SHOULD log as an error any routing update advertising a

route to network zero, subnet zero, or subnet -1, unless the

routing protocol from which the update was received uses those

values to encode special routes (such as default routes).

7.5.2 Basic Route Filtering

Filtering of routing information allows control of paths used by a

router to forward packets it receives. A router should be

selective in which sources of routing information it listens to

and what routes it believes. Therefore, a router MUST provide the

ability to specify:

o On which logical interfaces routing information will be

accepted and which routes will be accepted from each logical

interface.

o Whether all routes or only a default route is advertised on a

logical interface.

Some routing protocols do not recognize logical interfaces as a

source of routing information. In such cases the router MUST

provide the ability to specify

o from which other routers routing information will be accepted.

For example, assume a router connecting one or more leaf networks

to the main portion or backbone of a larger network. Since each

of the leaf networks has only one path in and out, the router can

simply send a default route to them. It advertises the leaf

networks to the main network.

7.5.3 Advanced Route Filtering

As the topology of a network grows more complex, the need for more

complex route filtering arises. Therefore, a router SHOULD

provide the ability to specify independently for each routing

protocol:

o Which logical interfaces or routers routing information

(routes) will be accepted from and which routes will be

believed from each other router or logical interface,

o Which routes will be sent via which logical interface(s), and

o Which routers routing information will be sent to, if this is

supported by the routing protocol in use.

In many situations it is desirable to assign a reliability

ordering to routing information received from another router

instead of the simple believe or don't believe choice listed in

the first bullet above. A router MAY provide the ability to

specify:

o A reliability or preference to be assigned to each route

received. A route with higher reliability will be chosen over

one with lower reliability regardless of the routing metric

associated with each route.

If a router supports assignment of preferences, the router MUST

NOT propagate any routes it does not prefer as first party

information. If the routing protocol being used to propagate the

routes does not support distinguishing between first and third

party information, the router MUST NOT propagate any routes it

does not prefer.

DISCUSSION:

For example, assume a router receives a route to network C from

router R and a route to the same network from router S. If

router R is considered more reliable than router S traffic

destined for network C will be forwarded to router R regardless

of the route received from router S.

Routing information for routes which the router does not use

(router S in the above example) MUST NOT be passed to any other

router.

7.6 INTER-ROUTING-PROTOCOL INFORMATION EXCHANGE

Routers MUST be able to exchange routing information between separate

IP interior routing protocols, if independent IP routing processes

can run in the same router. Routers MUST provide some mechanism for

avoiding routing loops when routers are configured for bi-directional

exchange of routing information between two separate interior routing

processes. Routers MUST provide some priority mechanism for choosing

routes from among independent routing processes. Routers SHOULD

provide administrative control of IGP-IGP exchange when used across

administrative boundaries.

Routers SHOULD provide some mechanism for translating or transforming

metrics on a per network basis. Routers (or routing protocols) MAY

allow for global preference of exterior routes imported into an IGP.

DISCUSSION:

Different IGPs use different metrics, requiring some translation

technique when introducing information from one protocol into

another protocol with a different form of metric. Some IGPs can

run multiple instances within the same router or set of routers.

In this case metric information can be preserved exactly or

translated.

There are at least two techniques for translation between

different routing processes. The static (or reachability)

approach uses the existence of a route advertisement in one IGP to

generate a route advertisement in the other IGP with a given

metric. The translation or tabular approach uses the metric in

one IGP to create a metric in the other IGP through use of either

a function (such as adding a constant) or a table lookup.

Bi-directional exchange of routing information is dangerous

without control mechanisms to limit feedback. This is the same

problem that distance vector routing protocols must address with

the split horizon technique and that EGP addresses with the

third-party rule. Routing loops can be avoided explicitly through

use of tables or lists of permitted/denied routes or implicitly

through use of a split horizon rule, a no-third-party rule, or a

route tagging mechanism. Vendors are encouraged to use implicit

techniques where possible to make administration easier for

network operators.

8. APPLICATION LAYER - NETWORK MANAGEMENT PROTOCOLS

Note that this chapter supersedes any requirements stated in section 6.3

of [INTRO:3].

8.1 The Simple Network Management Protocol - SNMP

8.1.1 SNMP Protocol Elements

Routers MUST be manageable by SNMP [MGT:3]. The SNMP MUST operate

using UDP/IP as its transport and network protocols. Others MAY

be supported (e.g., see [MGT:25, MGT:26, MGT:27, and MGT:28]).

SNMP management operations MUST operate as if the SNMP was

implemented on the router itself. Specifically, management

operations MUST be effected by sending SNMP management requests to

any of the IP addresses assigned to any of the router's

interfaces. The actual management operation may be performed

either by the router or by a proxy for the router.

DISCUSSION:

This wording is intended to allow management either by proxy,

where the proxy device responds to SNMP packets which have one

of the router's IP addresses in the packets destination address

field, or the SNMP is implemented directly in the router itself

and receives packets and responds to them in the proper manner.

It is important that management operations can be sent to one

of the router's IP Addresses. In diagnosing network problems

the only thing identifying the router that is available may be

one of the router's IP address; obtained perhaps by looking

through another router's routing table.

All SNMP operations (get, get-next, get-response, set, and trap)

MUST be implemented.

Routers MUST provide a mechanism for rate-limiting the generation

of SNMP trap messages. Routers MAY provide this mechanism via the

algorithms for asynchronous alert management described in [MGT:5].

DISCUSSION:

Although there is general agreement about the need to rate-

limit traps, there is not yet consensus on how this is best

achieved. The reference cited is considered experimental.

8.2 Community Table

For the purposes of this specification, we assume that there is an

abstract `community table' in the router. This table contains

several entries, each entry for a specific community and containing

the parameters necessary to completely define the attributes of that

community. The actual implementation method of the abstract

community table is, of course, implementation specific.

A router's community table MUST allow for at least one entry and

SHOULD allow for at least two entries.

DISCUSSION:

A community table with zero capacity is useless. It means that

the router will not recognize any communities and, therefore, all

SNMP operations will be rejected.

Therefore, one entry is the minimal useful size of the table.

Having two entries allows one entry to be limited to read-only

access while the other would have write capabilities.

Routers MUST allow the user to manually (i.e., without using SNMP)

examine, add, delete and change entries in the SNMP community table.

The user MUST be able to set the community name. The user MUST be

able to configure communities as read-only (i.e., they do not allow

SETs) or read-write (i.e., they do allow SETs).

The user MUST be able to define at least one IP address to which

traps are sent for each community. These addresses MUST be definable

on a per-community basis. Traps MUST be enablable or disablable on a

per-community basis.

A router SHOULD provide the ability to specify a list of valid

network managers for any particular community. If enabled, a router

MUST validate the source address of the SNMP datagram against the

list and MUST discard the datagram if its address does not appear.

If the datagram is discarded the router MUST take all actions

appropriate to an SNMP authentication failure.

DISCUSSION:

This is a rather limited authentication system, but coupled with

various forms of packet filtering may provide some small measure

of increased security.

The community table MUST be saved in non-volatile storage.

The initial state of the community table SHOULD contain one entry,

with the community name string public and read-only access. The

default state of this entry MUST NOT send traps. If it is

implemented, then this entry MUST remain in the community table until

the administrator changes it or deletes it.

DISCUSSION:

By default, traps are not sent to this community. Trap PDUs are

sent to unicast IP addresses. This address must be configured into

the router in some manner. Before the configuration occurs, there

is no such address, so to whom should the trap be sent? Therefore

trap sending to the public community defaults to be disabled. This

can, of course, be changed by an administrative operation once the

router is operational.

8.3 Standard MIBS

All MIBS relevant to a router's configuration are to be implemented.

To wit:

o The System, Interface, IP, ICMP, and UDP groups of MIB-II [MGT:2]

MUST be implemented.

o The Interface Extensions MIB [MGT:18] MUST be implemented.

o The IP Forwarding Table MIB [MGT:20] MUST be implemented.

o If the router implements TCP (e.g. for Telnet) then the TCP group

of MIB-II [MGT:2] MUST be implemented.

o If the router implements EGP then the EGP group of MIB-II [MGT:2]

MUST be implemented.

o If the router supports OSPF then the OSPF MIB [MGT:14] MUST be

implemented.

o If the router supports BGP then the BGP MIB [MGT:15] MUST be

implemented.

o If the router has Ethernet, 802.3, or StarLan interfaces then the

Ethernet-Like MIB [MGT:6] MUST be implemented.

o If the router has 802.4 interfaces then the 802.4 MIB [MGT:7] MAY

be implemented.

o If the router has 802.5 interfaces then the 802.5 MIB [MGT:8] MUST

be implemented.

o If the router has FDDI interfaces that implement ANSI SMT 7.3 then

the FDDI MIB [MGT:9] MUST be implemented.

o If the router has FDDI interfaces that implement ANSI SMT 6.2 then

the FDDI MIB [MGT:29] MUST be implemented.

o If the router has RS-232 interfaces then the RS-232 [MGT:10] MIB

MUST be implemented.

o If the router has T1/DS1 interfaces then the T1/DS1 MIB [MGT:16]

MUST be implemented.

o If the router has T3/DS3 interfaces then the T3/DS3 MIB [MGT:17]

MUST be implemented.

o If the router has SMDS interfaces then the SMDS Interface Protocol

MIB [MGT:19] MUST be implemented.

o If the router supports PPP over any of its interfaces then the PPP

MIBs [MGT:11], [MGT:12], and [MGT:13] MUST be implemented.

o If the router supports RIP Version 2 then the RIP Version 2 MIB

[MGT:21] MUST be implemented.

o If the router supports X.25 over any of its interfaces then the

X.25 MIBs [MGT:22, MGT:23 and MGT:24] MUST be implemented.

8.4 Vendor Specific MIBS

The Internet Standard and Experimental MIBs do not cover the entire

range of statistical, state, configuration and control information

that may be available in a network element. This information is,

never the less, extremely useful. Vendors of routers (and other

network devices) generally have developed MIB extensions that cover

this information. These MIB extensions are called Vendor Specific

MIBs.

The Vendor Specific MIB for the router MUST provide access to all

statistical, state, configuration, and control information that is

not available through the Standard and Experimental MIBs that have

been implemented. This information MUST be available for both

monitoring and control operations.

DISCUSSION:

The intent of this requirement is to provide the ability to do

anything on the router via SNMP that can be done via a console. A

certain minimal amount of configuration is necessary before SNMP

can operate (e.g., the router must have an IP address). This

initial configuration can not be done via SNMP. However, once the

initial configuration is done, full capabilities ought to be

available via network management.

The vendor SHOULD make available the specifications for all Vendor

Specific MIB variables. These specifications MUST conform to the SMI

[MGT:1] and the descriptions MUST be in the form specified in

[MGT:4].

DISCUSSION:

Making the Vendor Specific MIB available to the user is necessary.

Without this information the users would not be able to configure

their network management systems to be able to access the Vendor

Specific parameters. These parameters would then be useless.

The format of the MIB specification is also specified. Parsers

which read MIB specifications and generate the needed tables for

the network management station are available. These parsers

generally understand only the standard MIB specification format.

8.5 Saving Changes

Parameters altered by SNMP MAY be saved to non-volatile storage.

DISCUSSION:

Reasons why this requirement is a MAY:

o The exact physical nature of non-volatile storage is not

specified in this document. Hence, parameters may be saved in

NVRAM/EEPROM, local floppy or hard disk, or in some TFTP file

server or BOOTP server, etc. Suppose that that this information

is in a file that is retrieved via TFTP. In that case, a change

made to a configuration parameter on the router would need to

be propagated back to the file server holding the configuration

file. Alternatively, the SNMP operation would need to be

directed to the file server, and then the change somehow

propagated to the router. The answer to this problem does not

seem obvious.

This also places more requirements on the host holding the

configuration information than just having an available tftp

server, so much more that its probably unsafe for a vendor to

assume that any potential customer will have a suitable host

available.

o The timing of committing changed parameters to non-volatile

storage is still an issue for debate. Some prefer to commit all

changes immediately. Others prefer to commit changes to non-

volatile storage only upon an explicit command.

9. APPLICATION LAYER - MISCELLANEOUS PROTOCOLS

For all additional application protocols that a router implements, the

router MUST be compliant and SHOULD be unconditionally compliant with

the relevant requirements of [INTRO:3].

9.1 BOOTP

9.1.1 Introduction

The Bootstrap Protocol (BOOTP) is a UDP/IP-based protocol which

allows a booting host to configure itself dynamically and without

user supervision. BOOTP provides a means to notify a host of its

assigned IP address, the IP address of a boot server host, and the

name of a file to be loaded into memory and executed ([APPL:1]).

Other configuration information such as the local subnet mask, the

local time offset, the addresses of default routers, and the

addresses of various Internet servers can also be communicated to

a host using BOOTP ([APPL:2]).

9.1.2 BOOTP Relay Agents

In many cases, BOOTP clients and their associated BOOTP server(s)

do not reside on the same IP network or subnet. In such cases, a

third-party agent is required to transfer BOOTP messages between

clients and servers. Such an agent was originally referred to as

a BOOTP forwarding agent. However, in order to avoid confusion

with the IP forwarding function of a router, the name BOOTP relay

agent has been adopted instead.

DISCUSSION:

A BOOTP relay agent performs a task which is distinct from a

router's normal IP forwarding function. While a router

normally switches IP datagrams between networks more-or-less

transparently, a BOOTP relay agent may more properly be thought

to receive BOOTP messages as a final destination and then

generate new BOOTP messages as a result. One should resist the

notion of simply forwarding a BOOTP message straight through

like a regular packet.

This relay-agent functionality is most conveniently located in the

routers which interconnect the clients and servers (although it

may alternatively be located in a host which is directly connected

to the client subnet).

A router MAY provide BOOTP relay-agent capability. If it does, it

MUST conform to the specifications in [APPL:3].

Section [5.2.3] discussed the circumstances under which a packet

is delivered locally (to the router). All locally delivered UDP

messages whose UDP destination port number is BOOTPS (67) are

considered for special processing by the router's logical BOOTP

relay agent.

Sections [4.2.2.11] and [5.3.7] discussed invalid IP source

addresses. According to these rules, a router must not forward

any received datagram whose IP source address is 0.0.0.0.

However, routers which support a BOOTP relay agent MUST accept for

local delivery to the relay agent BOOTREQUEST messages whose IP

source address is 0.0.0.0.

10. OPERATIONS AND MAINTENANCE

This chapter supersedes any requirements stated in section 6.2 of

[INTRO:3].

Facilities to support operation and maintenance (O&M) activities form an

essential part of any router implementation. Although these functions

do not seem to relate directly to interoperability, they are essential

to the network manager who must make the router interoperate and must

track down problems when it doesn't. This chapter also includes some

discussion of router initialization and of facilities to assist network

managers in securing and accounting for their networks.

10.1 Introduction

The following kinds of activities are included under router O&M:

o Diagnosing hardware problems in the router's processor, in its

network interfaces, or in its connected networks, modems, or

communication lines.

o Installing new hardware

o Installing new software.

o Restarting or rebooting the router after a crash.

o Configuring (or reconfiguring) the router.

o Detecting and diagnosing Internet problems such as congestion,

routing loops, bad IP addresses, black holes, packet avalanches,

and misbehaved hosts.

o Changing network topology, either temporarily (e.g., to bypass a

communication line problem) or permanently.

o Monitoring the status and performance of the routers and the

connected networks.

o Collecting traffic statistics for use in (Inter-)network planning.

o Coordinating the above activities with appropriate vendors and

telecommunications specialists.

Routers and their connected communication lines are often operated as

a system by a centralized O&M organization. This organization may

maintain a (Inter-)network operation center, or NOC, to carry out its

O&M functions. It is essential that routers support remote control

and monitoring from such a NOC through an Internet path, since

routers might not be connected to the same network as their NOC.

Since a network failure may temporarily preclude network access, many

NOCs insist that routers be accessible for network management via an

alternative means, often dialup modems attached to console ports on

the routers.

Since an IP packet traversing an internet will often use routers

under the control of more than one NOC, Internet problem diagnosis

will often involve cooperation of personnel of more than one NOC. In

some cases, the same router may need to be monitored by more than one

NOC, but only if necessary, because excessive monitoring could impact

a router's performance.

The tools available for monitoring at a NOC may cover a wide range of

sophistication. Current implementations include multi-window, dynamic

displays of the entire router system. The use of AI techniques for

automatic problem diagnosis is proposed for the future.

Router O&M facilities discussed here are only a part of the large and

difficult problem of Internet management. These problems encompass

not only multiple management organizations, but also multiple

protocol layers. For example, at the current stage of evolution of

the Internet architecture, there is a strong coupling between host

TCP implementations and eventual IP-level congestion in the router

system [OPER:1]. Therefore, diagnosis of congestion problems will

sometimes require the monitoring of TCP statistics in hosts. There

are currently a number of R&D efforts in progress in the area of

Internet management and more specifically router O&M. These R&D

efforts have already produced standards for router O&M. This is also

an area in which vendor creativity can make a significant

contribution.

10.2 Router Initialization

10.2.1 Minimum Router Configuration

There exists a minimum set of conditions that must be satisfied

before a router may forward packets. A router MUST NOT enable

forwarding on any physical interface unless either:

(1) The router knows the IP address and associated subnet mask of

at least one logical interface associated with that physical

interface, or

(2) The router knows that the interface is an unnumbered

interface and also knows its router-id.

These parameters MUST be explicitly configured:

o A router MUST NOT use factory-configured default values for its

IP addresses, subnet masks, or router-id, and

o A router MUST NOT assume that an unconfigured interface is an

unnumbered interface.

DISCUSSION:

There have been instances in which routers have been shipped

with vendor-installed default addresses for interfaces. In a

few cases, this has resulted in routers advertising these

default addresses into active networks.

10.2.2 Address and Address Mask Initialization

A router MUST allow its IP addresses and their subnet masks to be

statically configured and saved in permanent storage.

A router MAY obtain its IP addresses and their corresponding

subnet masks dynamically as a side effect of the system

initialization process (see Section 10.2.3]);

If the dynamic method is provided, the choice of method to be used

in a particular router MUST be configurable.

As was described in Section [4.2.2.11], IP addresses are not

permitted to have the value 0 or -1 for any of the <Host-number>,

<Network-number>, or <Subnet-number> fields. Therefore, a router

SHOULD NOT allow an IP address or subnet mask to be set to a value

which would make any of the the three fields above have the value

zero or -1.

DISCUSSION:

It is possible using variable length subnet masks to create

situations in which routing is ambiguous (i.e., two routes with

different but equally-specific subnet masks match a particular

destination address). We suspect that a router could, when

setting a subnet mask, check whether the mask would cause

routing to be ambiguous, and that implementors might be able to

decrease their customer support costs by having routers

prohibit or log such erroneous configurations. However, at

this time we do not require routers to make such checks because

we know of no published method for accurately making this

check.

A router SHOULD make the following checks on any subnet mask it

installs:

o The mask is not all 1-bits.

o The bits which correspond to the network number part of the

address are all set to 1.

DISCUSSION:

The masks associated with routes are also sometimes called

subnet masks, this test should not be applied to them.

10.2.3 Network Booting using BOOTP and TFTP

There has been a lot of discussion on how routers can and should

be booted from the network. In general, these discussions have

centered around BOOTP and TFTP. Currently, there are routers that

boot with TFTP from the network. There is no reason that BOOTP

could not be used for locating the server that the boot image

should be loaded from.

In general, BOOTP is a protocol used to boot end systems, and

requires some stretching to accommodate its use with routers. If

a router is using BOOTP to locate the current boot host, it should

send a BOOTP Request with its hardware address for its first

interface, or, if it has been previously configured otherwise,

with either another interface's hardware address, or another

number to put in the hardware address field of the BOOTP packet.

This is to allow routers without hardware addresses (like sync

line only routers) to use BOOTP for bootload discovery. TFTP can

then be used to retrieve the image found in the BOOTP Reply. If

there are no configured interfaces or numbers to use, a router MAY

cycle through the interface hardware addresses it has until a

match is found by the BOOTP server.

A router SHOULD IMPLEMENT the ability to store parameters learned

via BOOTP into local stable storage. A router MAY implement the

ability to store a system image loaded over the network into local

stable storage.

A router MAY have a facility to allow a remote user to request

that the router get a new boot image. Differentiation should be

made between getting the new boot image from one of three

locations: the one included in the request, from the last boot

image server, and using BOOTP to locate a server.

10.3 Operation and Maintenance

10.3.1 Introduction

There is a range of possible models for performing O&M functions

on a router. At one extreme is the local-only model, under which

the O&M functions can only be executed locally (e.g., from a

terminal plugged into the router machine). At the other extreme,

the fully-remote model allows only an absolute minimum of

functions to be performed locally (e.g., forcing a boot), with

most O&M being done remotely from the NOC. There are intermediate

models, such as one in which NOC personnel can log into the router

as a host, using the Telnet protocol, to perform functions which

can also be invoked locally. The local-only model may be adequate

in a few router installations, but in general remote operation

from a NOC will be required, and therefore remote O&M provisions

are required for most routers.

Remote O&M functions may be exercised through a control agent

(program). In the direct approach, the router would support

remote O&M functions directly from the NOC using standard Internet

protocols (e.g., SNMP, UDP or TCP); in the indirect approach, the

control agent would support these protocols and control the router

itself using proprietary protocols. The direct approach is

preferred, although either approach is acceptable. The use of

specialized host hardware and/or software requiring significant

additional investment is discouraged; nevertheless, some vendors

may elect to provide the control agent as an integrated part of

the network in which the routers are a part. If this is the case,

it is required that a means be available to operate the control

agent from a remote site using Internet protocols and paths and

with equivalent functionality with respect to a local agent

terminal.

It is desirable that a control agent and any other NOC software

tools which a vendor provides operate as user programs in a

standard operating system. The use of the standard Internet

protocols UDP and TCP for communicating with the routers should

facilitate this.

Remote router monitoring and (especially) remote router control

present important access control problems which must be addressed.

Care must also be taken to ensure control of the use of router

resources for these functions. It is not desirable to let router

monitoring take more than some limited fraction of the router CPU

time, for example. On the other hand, O&M functions must receive

priority so they can be exercised when the router is congested,

since often that is when O&M is most needed.

10.3.2 Out Of Band Access

Routers MUST support Out-Of-Band (OOB) access. OOB access SHOULD

provide the same functionality as in-band access.

DISCUSSION:

This Out-Of-Band access will allow the NOC a way to access

isolated routers during times when network access is not

available.

Out-Of-Band access is an important management tool for the

network administrator. It allows the access of equipment

independent of the network connections. There are many ways to

achieve this access. Whichever one is used it is important

that the access is independent of the network connections. An

example of Out-Of-Band access would be a serial port connected

to a modem that provides dial up access to the router.

It is important that the OOB access provides the same

functionality as in-band access. In-band access, or accessing

equipment through the existing network connection, is limiting,

because most of the time, administrators need to reach

equipment to figure out why it is unreachable. In band access

is still very important for configuring a router, and for

troubleshooting more subtle problems.

10.3.2 Router O&M Functions

10.3.2.1 Maintenance - Hardware Diagnosis

Each router SHOULD operate as a stand-alone device for the

purposes of local hardware maintenance. Means SHOULD be

available to run diagnostic programs at the router site using

only on-site tools. A router SHOULD be able to run diagnostics

in case of a fault. For suggested hardware and software

diagnostics see Section [10.3.3].

10.3.2.2 Control - Dumping and Rebooting

A router MUST include both in-band and out-of-band mechanisms

to allow the network manager to reload, stop, and restart the

router. A router SHOULD also contain a mechanism (such as a

watchdog timer) which will reboot the router automatically if

it hangs due to a software or hardware fault.

A router SHOULD IMPLEMENT a mechanism for dumping the contents

of a router's memory (and/or other state useful for vendor

debugging after a crash), and either saving them on a stable

storage device local to the router or saving them on another

host via an up-line dump mechanism such as TFTP (see [OPER:2],

[INTRO:3]).

10.3.2.3 Control - Configuring the Router

Every router has configuration parameters which may need to be

set. It SHOULD be possible to update the parameters without

rebooting the router; at worst, a restart MAY be required.

There may be cases when it is not possible to change parameters

without rebooting the router (for instance, changing the IP

address of an interface). In these cases, care should be taken

to minimize disruption to the router and the surrounding

network.

There SHOULD be a way to configure the router over the network

either manually or automatically. A router SHOULD be able to

upload or download its parameters from a host or another

router, and these parameters SHOULD be convertible into some

sort of text format for making changes and then back to the

form the router can read. A router SHOULD have some sort of

stable storage for its configuration. A router SHOULD NOT

believe protocols such as RARP, ICMP Address Mask Reply, and

MAY not believe BOOTP.

DISCUSSION:

It is necessary to note here that in the future RARP, ICMP

Address Mask Reply, BOOTP and other mechanisms may be needed

to allow a router to auto-configure. Although routers may

in the future be able to configure automatically, the intent

here is to discourage this practice in a production

environment until such time as auto-configuration has been

tested more thoroughly. The intent is NOT to discourage

auto-configuration all together. In cases where a router is

expected to get its configuration automatically it may be

wise to allow the router to believe these things as it comes

up and then ignore them after it has gotten its

configuration.

10.3.2.4 Netbooting of System Software

A router SHOULD keep its system image in local non-volatile

storage such as PROM, NVRAM, or disk. It MAY also be able to

load its system software over the network from a host or

another router.

A router which can keep its system image in local non-volatile

storage MAY be configurable to boot its system image over the

network. A router which offers this option SHOULD be

configurable to boot the system image in its non-volatile local

storage if it is unable to boot its system image over the

network.

DISCUSSION:

It is important that the router be able to come up and run

on its own. NVRAM may be a particular solution for routers

used in large networks, since changing PROMs can be quite

time consuming for a network manager responsible for

numerous or geographically dispersed routers. It is

important to be able to netboot the system image because

there should be an easy way for a router to get a bug fix or

new feature more quickly than getting PROMS installed. Also

if the router has NVRAM instead of PROMs, it will netboot

the image and then put it in NVRAM.

A router MAY also be able to distinguish between different

configurations based on which software it is running. If

configuration commands change from one software version to

another, it would be helpful if the router could use the

configuration that was compatible with the software.

10.3.2.5 Detecting and responding to misconfiguration

There MUST be mechanisms for detecting and responding to

misconfigurations. If a command is executed incorrectly, the

router SHOULD give an error message. The router SHOULD NOT

accept a poorly formed command as if it were correct.

DISCUSSION:

There are cases where it is not possible to detect errors:

the command is correctly formed, but incorrect with respect

to the network. This may be detected by the router, but may

not be possible.

Another form of misconfiguration is misconfiguration of the

network to which the router is attached. A router MAY detect

misconfigurations in the network. The router MAY log these

findings to a file, either on the router or a host, so that the

network manager will see that there are possible problems on

the network.

DISCUSSION:

Examples of such misconfigurations might be another router

with the same address as the one in question or a router

with the wrong subnet mask. If a router detects such

problems it is probably not the best idea for the router to

try to fix the situation. That could cause more harm than

good.

10.3.2.6 Minimizing Disruption

Changing the configuration of a router SHOULD have minimal

affect on the network. Routing tables SHOULD NOT be

unnecessarily flushed when a simple change is made to the

router. If a router is running several routing protocols,

stopping one routing protocol SHOULD NOT disrupt other routing

protocols, except in the case where one network is learned by

more than one routing protocol.

DISCUSSION:

It is the goal of a network manager to run a network so that

users of the network get the best connectivity possible.

Reloading a router for simple configuration changes can

cause disruptions in routing and ultimately cause

disruptions to the network and its users. If routing tables

are unnecessarily flushed, for instance, the default route

will be lost as well as specific routes to sites within the

network. This sort of disruption will cause significant

downtime for the users. It is the purpose of this section to

point out that whenever possible, these disruptions should

be avoided.

10.3.2.7 Control - Troubleshooting Problems

(1) A router MUST provide in-band network access, but (except

as required by Section [8.2]) for security considerations

this access SHOULD be disabled by default. Vendors MUST

document the default state of any in-band access.

DISCUSSION:

In-band access primarily refers to access via the

normal network protocols which may or may not affect

the permanent operational state of the router. This

includes, but is not limited to Telnet/RLOGIN console

access and SNMP operations.

This was a point of contention between the operational

out of the box and secure out of the box contingents.

Any automagic access to the router may introduce

insecurities, but it may be more important for the

customer to have a router which is accessible over the

network as soon as it is plugged in. At least one

vendor supplies routers without any external console

access and depends on being able to access the router

via the network to complete its configuration.

Basically, it is the vendors call whether or not in-

band access is enabled by default; but it is also the

vendors responsibility to make its customers aware of

possible insecurities.

(2) A router MUST provide the ability to initiate an ICMP

echo. The following options SHOULD be implemented:

o Choice of data patterns

o Choice of packet size

o Record route

and the following additional options MAY be implemented:

o Loose source route

o Strict source route

o Timestamps

(3) A router SHOULD provide the ability to initiate a

traceroute. If traceroute is provided, then the 3rd party

traceroute SHOULD be implemented.

Each of the above three facilities (if implemented) SHOULD have

access restrictions placed on it to prevent its abuse by

unauthorized persons.

10.4 Security Considerations

10.4.1 Auditing and Audit Trails

Auditing and billing are the bane of the network operator, but are

the two features most requested by those in charge of network

security and those who are responsible for paying the bills. In

the context of security, auditing is desirable if it helps you

keep your network working and protects your resources from abuse,

without costing you more than those resources are worth.

(1) Configuration Changes

Router SHOULD provide a method for auditing a configuration

change of a router, even if it's something as simple as

recording the operator's initials and time of change.

DISCUSSION:

Having the ability to track who made changes and when is

highly desirable, especially if your packets suddenly

start getting routed through Alaska on their way across

town.

(2) Packet Accounting

Vendors should strongly consider providing a system for

tracking traffic levels between pairs of hosts or networks.

A mechanism for limiting the collection of this information

to specific pairs of hosts or networks is also strongly

encouraged.

DISCUSSION:

A host traffic matrix as described above can give the

network operator a glimpse of traffic trends not apparent

from other statistics. It can also identify hosts or

networks which are probing the structure of the attached

networks - e.g., a single external host which tries to

send packets to every IP address in the network address

range for a connected network.

(3) Security Auditing

Routers MUST provide a method for auditing security related

failures or violations to include:

o Authorization Failures: bad passwords, invalid SNMP

communities, invalid authorization tokens,

o Violations of Policy Controls: Prohibited Source Routes,

Filtered Destinations, and

o Authorization Approvals: good passwords - Telnet in-band

access, console access.

Routers MUST provide a method of limiting or disabling such

auditing but auditing SHOULD be on by default. Possible

methods for auditing include listing violations to a console

if present, logging or counting them internally, or logging

them to a remote security server via the SNMP trap mechanism

or the Unix logging mechanism as appropriate. A router MUST

implement at least one of these reporting mechanisms - it MAY

implement more than one.

10.4.2 Configuration Control

A vendor has a responsibility to use good configuration control

practices in the creation of the software/firmware loads for their

routers. In particular, if a vendor makes updates and loads

available for retrieval over the Internet, the vendor should also

provide a way for the customer to confirm the load is a valid one,

perhaps by the verification of a checksum over the load.

DISCUSSION:

Many vendors currently provide short notice updates of their

software products via the Internet. This a good trend and

should be encouraged, but provides a point of vulnerability in

the configuration control process.

If a vendor provides the ability for the customer to change the

configuration parameters of a router remotely, for example via a

Telnet session, the ability to do so SHOULD be configurable and

SHOULD default to off. The router SHOULD require a password or

other valid authentication before permitting remote

reconfiguration.

DISCUSSION:

Allowing your properly identified network operator to twiddle

with your routers is necessary; allowing anyone else to do so

is foolhardy.

A router MUST NOT have undocumented back door access and master

passwords. A vendor MUST ensure any such access added for

purposes of debugging or product development are deleted before

the product is distributed to its customers.

DISCUSSION:

A vendor has a responsibility to its customers to ensure they

are aware of the vulnerabilities present in its code by

intention - e.g. in-band access. Trap doors, back doors and

master passwords intentional or unintentional can turn a

relatively secure router into a major problem on an operational

network. The supposed operational benefits are not matched by

the potential problems.

11. REFERENCES

Implementors should be aware that Internet protocol standards are

occasionally updated. These references are current as of this writing,

but a cautious implementor will always check a recent version of the RFC

index to ensure that an RFChas not been updated or superseded by

another, more recent RFC. Reference [INTRO:6] explains various ways to

obtain a current RFCindex.

APPL:1.

B. Croft and J. Gilmore, Bootstrap Protocol (BOOTP), Request For

Comments (RFC) 951, Stanford and SUN Microsystems, September 1985.

APPL:2.

S. Alexander and R. Droms, DHCP Options and BOOTP Vendor

Extensions, Request For Comments (RFC) 1533, Lachman Technology,

Inc., Bucknell University, October 1993.

APPL:3.

W. Wimer, Clarifications and Extensions for the Bootstrap Protocol,

Request For Comments (RFC) 1542, Carnegie Mellon University,

October 1993.

ARCH:1.

DDN Protocol Handbook, NIC-50004, NIC-50005, NIC-50006 (three

volumes), DDN Network Information Center, SRI International, Menlo

Park, California, USA, December 1985.

ARCH:2.

V. Cerf and R. Kahn, A Protocol for Packet Network

Intercommunication," IEEE Transactions on Communication, May 1974.

Also included in [ARCH:1].

ARCH:3.

J. Postel, C. Sunshine, and D. Cohen, The ARPA Internet Protocol,"

Computer Networks, vol. 5, no. 4, July 1981. Also included in

[ARCH:1].

ARCH:4.

B. Leiner, J. Postel, R. Cole, and D. Mills, The DARPA Internet

Protocol Suite, Proceedings of INFOCOM '85, IEEE, Washington, DC,

March 1985. Also in: IEEE Communications Magazine, March 1985.

Also available from the Information Sciences Institute, University

of Southern California as Technical Report ISI-RS-85-153.

ARCH:5.

D. Comer, Internetworking With TCP/IP Volume 1: Principles,

Protocols, and Architecture, Prentice Hall, Englewood Cliffs, NJ,

1991.

ARCH:6.

W. Stallings, Handbook of Computer-Communications Standards Volume

3: The TCP/IP Protocol Suite, Macmillan, New York, NY, 1990.

ARCH:7.

J. Postel, Internet Official Protocol Standards, Request For

Comments (RFC) 1610, STD 1, USC/Information Sciences Institute,

July 1994.

ARCH:8.

Information processing systems - Open Systems Interconnection -

Basic Reference Model, ISO 7489, International Standards

Organization, 1984.

FORWARD:1.

IETF CIP Working Group (C. Topolcic, Editor), Experimental Internet

Stream Protocol, Version 2 (ST-II), Request For Comments (RFC)

1190, CIP Working Group, October 1990.

FORWARD:2.

A. Mankin and K. Ramakrishnan, Editors, Gateway Congestion Control

Survey, Request For Comments (RFC) 1254, MITRE, Digital Equipment

Corporation, August 1991.

FORWARD:3.

J. Nagle, On Packet Switches with Infinite Storage, IEEE

Transactions on Communications, vol. COM-35, no. 4, April 1987.

FORWARD:4.

R. Jain, K. Ramakrishnan, and D. Chiu, Congestion Avoidance in

Computer Networks With a Connectionless Network Layer, Technical

Report DEC-TR-506, Digital Equipment Corporation.

FORWARD:5.

V. Jacobson, Congestion Avoidance and Control, Proceedings of

SIGCOMM '88, Association for Computing Machinery, August 1988.

FORWARD:6.

W. Barns, Precedence and Priority Access Implementation for

Department of Defense Data Networks, Technical Report MTR-91W00029,

The Mitre Corporation, McLean, Virginia, USA, July 1991.

INTERNET:1.

J. Postel, Internet Protocol, Request For Comments (RFC) 791, STD

5, USC/Information Sciences Institute, September 1981.

INTERNET:2.

J. Mogul and J. Postel, Internet Standard Subnetting Procedure,

Request For Comments (RFC) 950, STD 5, USC/Information Sciences

Institute, August 1985.

INTERNET:3.

J. Mogul, Broadcasting Internet Datagrams in the Presence of

Subnets, Request For Comments (RFC) 922, STD 5, Stanford, October

1984.

INTERNET:4.

S. Deering, Host Extensions for IP Multicasting, Request For

Comments (RFC) 1112, STD 5, Stanford University, August 1989.

INTERNET:5.

S. Kent, U.S. Department of Defense Security Options for the

Internet Protocol, Request for Comments (RFC) 1108, BBN

Communications, November 1991.

INTERNET:6.

R. Braden, D. Borman, and C. Partridge, Computing the Internet

Checksum, Request For Comments (RFC) 1071, USC/Information Sciences

Institute, Cray Researc, BBN, September 1988.

INTERNET:7.

T. Mallory and A. Kullberg, Incremental Updating of the Internet

Checksum, Request For Comments (RFC) 1141, BBN, January 1990.

INTERNET:8.

J. Postel, Internet Control Message Protocol, Request For Comments

(RFC) 792, STD 5, USC/Information Sciences Institute, September

1981.

INTERNET:9.

A. Mankin, G. Hollingsworth, G. Reichlen, K. Thompson, R. Wilder,

and R. Zahavi, Evaluation of Internet Performance - FY89, Technical

Report MTR-89W00216, MITRE Corporation, February, 1990.

INTERNET:10.

G. Finn, A Connectionless Congestion Control Algorithm, Computer

Communications Review, vol. 19, no. 5, Association for Computing

Machinery, October 1989.

INTERNET:11.

W. Prue, J. Postel, The Source Quench Introduced Delay (SQuID),

Request For Comments (RFC) 1016, USC/Information Sciences

Institute, August 1987.

INTERNET:12.

A. McKenzie, Some comments on SQuID, Request For Comments (RFC)

1018, BBN, August 1987.

INTERNET:13.

S. Deering, ICMP Router Discovery Messages, Request For Comments

(RFC) 1256, Xerox PARC, September 1991.

INTERNET:14.

J. Mogul and S. Deering, Path MTU Discovery, Request For Comments

(RFC) 1191, DECWRL, Stanford University, November 1990.

INTERNET:15

V. Fuller, T. Li, J. Yi, and K. Varadhan, Classless Inter-Domain

Routing (CIDR): an Address Assignment and Aggregation Strategy

Request For Comments (RFC) 1519, BARRNet, cisco, Merit, OARnet,

September 1993.

INTERNET:16

M. St. Johns, Draft Revised IP Security Option, Request for

Comments 1038, IETF, January 1988.

INTERNET:17

W. Prue and J. Postel, Queuing Algorithm to Provide Type-of-service

For IP Links, Request for Comments 1046, USC/Information Sciences

Institute, February 1988.

INTRO:1.

R. Braden and J. Postel, Requirements for Internet Gateways,

Request For Comments (RFC) 1009, STD 4, USC/Information Sciences

Institute, June 1987.

INTRO:2.

Internet Engineering Task Force (R. Braden, Editor), Requirements

for Internet Hosts - Communication Layers, Request For Comments

(RFC) 1122, STD 3, USC/Information Sciences Institute, October

1989.

INTRO:3.

Internet Engineering Task Force (R. Braden, Editor), Requirements

for Internet Hosts - Application and Support, Request For Comments

(RFC) 1123, STD 3, USC/Information Sciences Institute, October

1989.

INTRO:4.

D. Clark, Modularity and Efficiency in Protocol Implementations,

Request For Comments (RFC) 817, MIT, July 1982.

INTRO:5.

D. Clark, The Structuring of Systems Using Upcalls, Proceedings of

10th ACM SOSP, December 1985.

INTRO:6.

O. Jacobsen and J. Postel, Protocol Document Order Information,

Request For Comments (RFC) 980, SRI, USC/Information Sciences

Institute, March 1986.

INTRO:7.

J. Reynolds and J. Postel, Assigned Numbers, Request For Comments

(RFC) 1700, STD 2, USC/Information Sciences Institute, October

1994. This document is periodically updated and reissued with a

new number. It is wise to verify occasionally that the version you

have is still current.

INTRO:8.

DoD Trusted Computer System Evaluation Criteria, DoD publication

5200.28-STD, U.S. Department of Defense, December 1985.

INTRO:9

G. Malkin and T. LaQuey Parker, Internet Users' Glossary, Request

for Comments (RFC) 1392 (also FYI 0018), Xylogics, Inc., UTexas,

January 1993.

LINK:1.

S. Leffler and M. Karels, Trailer Encapsulations, Request For

Comments (RFC) 893, U. C. Berkeley, April 1984.

LINK:2

W. Simpson, The Point-to-Point Protocol (PPP) for the Transmission

of Multi-protocol Datagrams over Point-to-Point Links, Daydreamer,

Request For Comments (RFC) 1331, May 1992.

LINK:3

G. McGregor, The PPP Internet Protocol Control Protocol (IPCP),

Request For Comments (RFC) 1332, Merit, May 1992.

LINK:4

B. Lloyd, W. Simpson, PPP Authentication Protocols, Request For

Comments (RFC) 1334, Daydreamer, May 1992.

LINK:5

W. Simpson, PPP Link Quality Monitoring, Daydreamer, Request For

Comments (RFC) 1333, May 1992.

MGT:1.

M. Rose and K. McCloghrie, Structure and Identification of

Management Information of TCP/IP-based Internets, Request For

Comments (RFC) 1155, STD 16, Performance Systems International,

Hughes LAN Systems, May 1990.

MGT:2.

K. McCloghrie and M. Rose (Editors), Management Information Base of

TCP/IP-Based Internets: MIB-II, Request For Comments (RFC) 1213,

STD 16, Hughes LAN Systems, Performance Systems International,

March 1991.

MGT:3.

J. Case, M. Fedor, M. Schoffstall, and J. Davin, Simple Network

Management Protocol, Request For Comments (RFC) 1157, STD 15, SNMP

Research, Performance Systems International, MIT Laboratory for

Computer Science, May 1990.

MGT:4.

M. Rose and K. McCloghrie (Editors), Towards Concise MIB

Definitions, Request For Comments (RFC) 1212, STD 16, Performance

Systems International, Hughes LAN Systems, March 1991.

MGT:5.

L. Steinberg, Techniques for Managing Asynchronously Generated

Alerts, Request for Comments (RFC) 1224, IBM, May 1991.

MGT:6.

F. Kastenholz, Definitions of Managed Objects for the Ethernet-like

Interface Types, Request for Comments (RFC) 1398, FTP Software

January 1993.

MGT:7.

R. Fox and K. McCloghrie, IEEE 802.4 Token Bus MIB, Request for

Comments (RFC) 1230, Hughes LAN Systems, Synoptics, Inc., May 1991.

MGT:8.

K. McCloghrie, R. Fox and E. Decker, IEEE 802.5 Token Ring MIB,

Request for Comments (RFC) 1231, Hughes LAN Systems, Synoptics,

Inc., cisco Systems, Inc., February 1993.

MGT:9.

J. Case and A. Rijsinghani, FDDI Management Information Base,

Request for Comments (RFC) 1512, SNMP Research, Digital Equipment

Corporation, September 1993.

MGT:10.

B. Stewart, Definitions of Managed Objects for RS-232-like Hardware

Devices, Request for Comments (RFC) 1317, Xyplex, Inc., April 1992.

MGT:11.

F. Kastenholz, Definitions of Managed Objects for the Link Control

Protocol of the Point-to-Point Protocol, Request For Comments (RFC)

1471, FTP Software, June 1992.

MGT:12.

F. Kastenholz, The Definitions of Managed Objects for the Security

Protocols of the Point-to-Point Protocol, Request For Comments

(RFC) 1472, FTP Software, June 1992.

MGT:13.

F. Kastenholz, The Definitions of Managed Objects for the IP

Network Control Protocol of the Point-to-Point Protocol, Request

For Comments (RFC) 1473, FTP Software, June 1992.

MGT:14.

F. Baker and R. Coltun, OSPF Version 2 Management Information Base,

Request For Comments (RFC) 1253, ACC, Computer Science Center,

August 1991.

MGT:15.

S. Willis and J. Burruss, Definitions of Managed Objects for the

Border Gateway Protocol (Version 3), Request For Comments (RFC)

1269, Wellfleet Communications Inc., October 1991.

MGT:16.

F. Baker, J. Watt, Definitions of Managed Objects for the DS1 and

E1 Interface Types, Request For Comments (RFC) 1406, Advanced

Computer Communications, Newbridge Networks Corporation, January

1993.

MGT:17.

T. Cox and K. Tesink, Definitions of Managed Objects for the DS3/E3

Interface Types, Request For Comments (RFC) 1407, Bell

Communications Research, January 1993.

MGT:18.

K. McCloghrie, Extensions to the Generic-Interface MIB, Request For

Comments (RFC) 1229, Hughes LAN Systems, August 1992.

MGT:19.

T. Cox and K. Tesink, Definitions of Managed Objects for the SIP

Interface Type, Request For Comments (RFC) 1304, Bell

Communications Research, February 1992.

MGT:20

F. Baker, IP Forwarding Table MIB, Request For Comments (RFC) 1354,

ACC, July 1992.

MGT:21.

G. Malkin and F. Baker, RIP Version 2 MIB Extension, Request For

Comments (RFC) 1389, Xylogics, Inc., Advanced Computer

Communications, January 1993.

MGT:22.

D. Throop, SNMP MIB Extension for the X.25 Packet Layer, Request

For Comments (RFC) 1382, Data General Corporation, November 1992.

MGT:23.

D. Throop and F. Baker, SNMP MIB Extension for X.25 LAPB, Request

For Comments (RFC) 1381, Data General Corporation, Advanced

Computer Communications, November 1992.

MGT:24.

D. Throop and F. Baker, SNMP MIB Extension for MultiProtocol

Interconnect over X.25, Request For Comments (RFC) 1461, Data

General Corporation, May 1993.

MGT:25.

M. Rose, SNMP over OSI, Request For Comments (RFC) 1418, Dover

Beach Consulting, Inc., March 1993.

MGT:26.

G. Minshall and M. Ritter, SNMP over AppleTalk, Request For

Comments (RFC) 1419, Novell, Inc., Apple Computer, Inc., March

1993.

MGT:27.

S. Bostock, SNMP over IPX, Request For Comments (RFC) 1420, Novell,

Inc., March 1993.

MGT:28.

M. Schoffstall, C. Davin, M. Fedor, J. Case, SNMP over Ethernet,

Request For Comments (RFC) 1089, Rensselaer Polytechnic Institute,

MIT Laboratory for Computer Science, NYSERNet, Inc., University of

Tennessee at Knoxville, February 1989.

MGT:29.

J. Case, FDDI Management Information Base, Request For Comments

(RFC) 1285, SNMP Research, Incorporated, January 1992.

OPER:1.

J. Nagle, Congestion Control in IP/TCP Internetworks, Request For

Comments (RFC) 896, FACC, January 1984.

OPER:2.

K.R. Sollins, TFTP Protocol (revision 2), Request For Comments

(RFC) 1350, MIT, July 1992.

ROUTE:1.

J. Moy, OSPF Version 2, Request For Comments (RFC) 1247, Proteon,

July 1991.

ROUTE:2.

R. Callon, Use of OSI IS-IS for Routing in TCP/IP and Dual

Environments, Request For Comments (RFC) 1195, DEC, December 1990.

ROUTE:3.

C. L. Hedrick, Routing Information Protocol, Request For Comments

(RFC) 1058, Rutgers University, June 1988.

ROUTE:4.

K. Lougheed and Y. Rekhter, A Border Gateway Protocol 3 (BGP-3),

Request For Comments (RFC) 1267, cisco, T.J. Watson Research

Center, IBM Corp., October 1991.

ROUTE:5.

Y. Rekhter and P. Gross Application of the Border Gateway Protocol

in the Internet, Request For Comments (RFC) 1268, T.J. Watson

Research Center, IBM Corp., ANS, October 1991.

ROUTE:6.

D. Mills, Exterior Gateway Protocol Formal Specification, Request

For Comments (RFC) 904, UDEL, April 1984.

ROUTE:7.

E. Rosen, Exterior Gateway Protocol (EGP), Request For Comments

(RFC) 827, BBN, October 1982.

ROUTE:8.

L. Seamonson and E. Rosen, "STUB" Exterior Gateway Protocol,

Request For Comments (RFC) 888, BBN, January 1984.

ROUTE:9.

D. Waitzman, C. Partridge, and S. Deering, Distance Vector

Multicast Routing Protocol, Request For Comments (RFC) 1075, BBN,

Stanford, November 1988.

ROUTE:10.

S. Deering, Multicast Routing in Internetworks and Extended LANs,

Proceedings of SIGCOMM '88, Association for Computing Machinery,

August 1988.

ROUTE:11.

P. Almquist, Type of Service in the Internet Protocol Suite,

Request for Comments (RFC) 1349, Consultant, July 1992.

ROUTE:12.

Y. Rekhter, Experience with the BGP Protocol, Request For Comments

(RFC) 1266, T.J. Watson Research Center, IBM Corp., October 1991.

ROUTE:13.

Y. Rekhter, BGP Protocol Analysis, Request For Comments (RFC) 1265,

T.J. Watson Research Center, IBM Corp., October 1991.

TRANS:1.

J. Postel, User Datagram Protocol, Request For Comments (RFC) 768,

STD 6, USC/Information Sciences Institute, August 1980.

TRANS:2.

J. Postel, Transmission Control Protocol, Request For Comments

(RFC) 793, STD 7, T.J. Watson Research Center, IBM Corp., September

1981.

APPENDIX A. REQUIREMENTS FOR SOURCE-ROUTING HOSTS

Subject to restrictions given below, a host MAY be able to act as an

intermediate hop in a source route, forwarding a source-routed datagram

to the next specified hop.

However, in performing this router-like function, the host MUST obey all

the relevant rules for a router forwarding source-routed datagrams

[INTRO:2]. This includes the following specific provisions:

(A) TTL

The TTL field MUST be decremented and the datagram perhaps

discarded as specified for a router in [INTRO:2].

(B) ICMP Destination Unreachable

A host MUST be able to generate Destination Unreachable messages

with the following codes:

4 (Fragmentation Required but DF Set) when a source-routed datagram

cannot be fragmented to fit into the target network;

5 (Source Route Failed) when a source-routed datagram cannot be

forwarded, e.g., because of a routing problem or because the next

hop of a strict source route is not on a connected network.

(C) IP Source Address

A source-routed datagram being forwarded MAY (and normally will)

have a source address that is not one of the IP addresses of the

forwarding host.

(D) Record Route Option

A host that is forwarding a source-routed datagram containing a

Record Route option MUST update that option, if it has room.

(E) Timestamp Option

A host that is forwarding a source-routed datagram containing a

Timestamp Option MUST add the current timestamp to that option,

according to the rules for this option.

To define the rules restricting host forwarding of source-routed

datagrams, we use the term local source-routing if the next hop will be

through the same physical interface through which the datagram arrived;

otherwise, it is non-local source-routing.

A host is permitted to perform local source-routing without restriction.

A host that supports non-local source-routing MUST have a configurable

switch to disable forwarding, and this switch MUST default to disabled.

The host MUST satisfy all router requirements for configurable policy

filters [INTRO:2] restricting non-local forwarding.

If a host receives a datagram with an incomplete source route but does

not forward it for some reason, the host SHOULD return an ICMP

Destination Unreachable (code 5, Source Route Failed) message, unless

the datagram was itself an ICMP error message.

APPENDIX B. GLOSSARY

This Appendix defines specific terms used in this memo. It also defines

some general purpose terms that may be of interest. See also [INTRO:9]

for a more general set of definitions.

AS

Autonomous System A collection of routers under a single

administrative authority using a common Interior Gateway Protocol

for routing packets.

Connected Network

A network to which a router is interfaced is often known as the

local network or the subnetwork relative to that router. However,

these terms can cause confusion, and therefore we use the term

Connected Network in this memo.

Connected (Sub)Network

A Connected (Sub)Network is an IP subnetwork to which a router is

interfaced, or a connected network if the connected network is not

subnetted. See also Connected Network.

Datagram

The unit transmitted between a pair of internet modules. data,

called datagrams, from sources to destinations. The Internet

Protocol does not provide a reliable communication facility. There

are no acknowledgments either end-to-end or hop-by-hop. There is

no error no retransmissions. There is no flow control. See IP.

Default Route

A routing table entry which is used to direct any data addressed to

any network numbers not explicitly listed in the routing table.

EGP

Exterior Gateway Protocol A protocol which distributes routing

information to the gateways (routers) which connect autonomous

systems. See IGP.

EGP-2

Exterior Gateway Protocol version 2 This is an EGP routing protocol

developed to handle traffic between AS's in the Internet.

Forwarder

The logical entity within a router that is responsible for

switching packets among the router's interfaces. The Forwarder

also makes the decisions to queue a packet for local delivery, to

queue a packet for transmission out another interface, or both.

Forwarding

Forwarding is the process a router goes through for each packet

received by the router. The packet may be consumed by the router,

it may be output on one or more interfaces of the router, or both.

Forwarding includes the process of deciding what to do with the

packet as well as queuing it up for (possible) output or internal

consumption.

Fragment

An IP datagram which represents a portion of a higher layer's

packet which was too large to be sent in its entirety over the

output network.

IGP

Interior Gateway Protocol A protocol which distributes routing

information with an Autonomous System (AS). See EGP.

Interface IP Address

The IP Address and subnet mask that is assigned to a specific

interface of a router.

Internet Address

An assigned number which identifies a host in an internet. It has

two or three parts: network number, optional subnet number, and

host number.

IP

Internet Protocol The network layer protocol for the Internet. It

is a packet switching, datagram protocol defined in RFC791. IP

does not provide a reliable communications facility; that is, there

are no end-to-end of hop-by-hop acknowledgments.

IP Datagram

An IP Datagram is the unit of end-to-end transmission in the

Internet Protocol. An IP Datagram consists of an IP header

followed by all of higher-layer data (such as TCP, UDP, ICMP, and

the like). An IP Datagram is an IP header followed by a message.

An IP Datagram is a complete IP end-to-end transmission unit. An

IP Datagram is composed of one or more IP Fragments.

In this memo, the unqualified term Datagram should be understood to

refer to an IP Datagram.

IP Fragment

An IP Fragment is a component of an IP Datagram. An IP Fragment

consists of an IP header followed by all or part of the higher-

layer of the original IP Datagram.

One or more IP Fragments comprises a single IP Datagram.

In this memo, the unqualified term Fragment should be understood to

refer to an IP Fragment.

IP Packet

An IP Datagram or an IP Fragment.

In this memo, the unqualified term Packet should generally be

understood to refer to an IP Packet.

Logical [network] interface

We define a logical [network] interface to be a logical path,

distinguished by a unique IP address, to a connected network.

Martian Filtering

A packet which contains an invalid source or destination address is

considered to be martian and discarded.

MTU (Maximum Transmission Unit)

The size of the largest packet that can be transmitted or received

through a logical interface. This size includes the IP header but

does not include the size of any Link Layer headers or framing.

Multicast

A packet which is destined for multiple hosts. See broadcast.

Multicast Address

A special type of address which is recognized by multiple hosts.

A Multicast Address is sometimes known as a Functional Address or a

Group Address.

Originate

Packets can be transmitted by a router for one of two reasons: 1)

the packet was received and is being forwarded or 2) the router

itself created the packet for transmission (such as route

advertisements). Packets that the router creates for transmission

are said to originate at the router.

Packet

A packet is the unit of data passed across the interface between

the Internet Layer and the Link Layer. It includes an IP header

and data. A packet may be a complete IP datagram or a fragment of

an IP datagram.

Path

The sequence of routers and (sub-)networks which a packet traverses

from a particular router to a particular destination host. Note

that a path is uni-directional; it is not unusual to have different

paths in the two directions between a given host pair.

Physical Network

A Physical Network is a network (or a piece of an internet) which

is contiguous at the Link Layer. Its internal structure (if any)

is transparent to the Internet Layer.

In this memo, several media components that are connected together

via devices such as bridges or repeaters are considered to be a

single Physical Network since such devices are transparent to the

IP.

Physical Network Interface

This is a physical interface to a Connected Network and has a

(possibly unique) Link-Layer address. Multiple Physical Network

Interfaces on a single router may share the same Link-Layer

address, but the address must be unique for different routers on

the same Physical Network.

router

A special-purpose dedicated computer that attaches several networks

together. Routers switch packets between these networks in a

process known as forwarding. This process may be repeated several

times on a single packet by multiple routers until the packet can

be delivered to the final destination - switching the packet from

router to router to router... until the packet gets to its

destination.

RPF

Reverse Path Forwarding A method used to deduce the next hops for

broadcast and multicast packets.

serial line

A physical medium which we cannot define, but we recognize one when

we see one. See the U.S. Supreme Court's definitions on

pornography.

Silently Discard

This memo specifies several cases where a router is to Silently

Discard a received packet (or datagram). This means that the

router should discard the packet without further processing, and

that the router will not send any ICMP error message (see Section

[4.3.2]) as a result. However, for diagnosis of problems, the

router should provide the capability of logging the error (see

Section [1.3.3]), including the contents of the silently-discarded

packet, and should record the event in a statistics counter.

Silently Ignore

A router is said to Silently Ignore an error or condition if it

takes no action other than possibly generating an error report in

an error log or via some network management protocol, and

discarding, or ignoring, the source of the error. In particular,

the router does NOT generate an ICMP error message.

Specific-destination address

This is defined to be the destination address in the IP header

unless the header contains an IP broadcast or IP multicast address,

in which case the specific-destination is an IP address assigned to

the physical interface on which the packet arrived.

subnet

A portion of a network, which may be a physically independent

network, which shares a network address with other portions of the

network and is distinguished by a subnet number. A subnet is to a

network what a network is to an internet.

subnet number

A part of the internet address which designates a subnet. It is

ignored for the purposes internet routing, but is used for intranet

routing.

TOS

Type Of Service A field in the IP header which represents the

degree of reliability expected from the network layer by the

transport layer or application.

TTL

Time To Live A field in the IP header which represents how long a

packet is considered valid. It is a combination hop count and

timer value.

APPENDIX C. FUTURE DIRECTIONS

This appendix lists work that future revisions of this document may wish

to address.

In the preparation of Router Requirements, we stumbled across several

other architectural issues. Each of these is dealt with somewhat in the

document, but still ought to be classified as an open issue in the IP

architecture.

Most of the he topics presented here generally indicate areas where the

technology is still relatively new and it is not appropriate to develop

specific requirements since the community is still gaining operational

experience.

Other topics represent areas of ongoing research and indicate areas that

the prudent developer would closely monitor.

(1) SNMP Version 2

(2) Additional SNMP MIBs

(3) IDPR

(4) CIPSO

(5) IP Next Generation research

(6) More detailed requirements for next-hop selection

(7) More detailed requirements for leaking routes between routing

protocols

(8) Router system security

(9) Routing protocol security

(10) Internetwork Protocol layer security. There has been extensive

work refining the security of IP since the original work writing

this document. This security work should be included in here.

(11) Route caching

(12) Load Splitting

(13) Sending fragments along different paths

(14) Variable width subnet masks (i.e., not all subnets of a particular

net use the same subnet mask). Routers are required (MUST) support

them, but are not required to detect ambiguous configurations.

(15) Multiple logical (sub)nets on the same wire. Router Requirements

does not require support for this. We made some attempt to

identify pieces of the architecture (e.g. forwarding of directed

broadcasts and issuing of Redirects) where the wording of the rules

has to be done carefully to make the right thing happen, and tried

to clearly distinguish logical interfaces from physical interfaces.

However, we did not study this issue in detail, and we are not at

all confident that all of the rules in the document are correct in

the presence of multiple logical (sub)nets on the same wire.

(15) Congestion control and resource management. On the advice of the

IETF's experts (Mankin and Ramakrishnan) we deprecated (SHOULD NOT)

Source Quench and said little else concrete (Section 5.3.6).

(16) Developing a Link-Layer requirements document that would be common

for both routers and hosts.

(17) Developing a common PPP LQM algorithm.

(18) Investigate of other information (above and beyond section [3.2])

that passes between the layers, such as physical network MTU,

mappings of IP precedence to Link Layer priority values, etc.

(19) Should the Link Layer notify IP if address resolution failed (just

like it notifies IP when there is a Link Layer priority value

problem)?

(20) Should all routers be required to implement a DNS resolver?

(21) Should a human user be able to use a host name anywhere you can use

an IP address when configuring the router? Even in ping and

traceroute?

(22) Almquist's draft ruminations on the next hop and ruminations on

route leaking need to be reviewed, brought up to date, and

published.

(23) Investigation is needed to determine if a redirect message for

precedence is needed or not. If not, are the type-of-service

redirects acceptable?

(24) RIPv2 and RIP+CIDR and variable length subnet masks.

(25) BGP-4 CIDR is going to be important, and everyone is betting on

BGP-4. We can't avoid mentioning it. Probably need to describe the

differences between BGP-3 and BGP-4, and explore upgrade issues...

(26) Loose Source Route Mobile IP and some multicasting may require

this. Perhaps it should be elevated to a SHOULD (per Fred Baker's

Suggestion).

APPENDIX D. Multicast Routing Protocols

Multicasting is a relatively new technology within the Internet Protocol

family. It is not widely deployed or commonly in use yet. Its

importance, however, is expected to grow over the coming years.

This Appendix describes some of the technologies being investigated for

routing multicasts through the Internet.

A diligent implementor will keep abreast of developments in this area in

order to properly develop multicast facilities.

This Appendix does not specify any standards or requirements.

D.1 Introduction

Multicast routing protocols enable the forwarding of IP multicast

datagrams throughout a TCP/IP internet. Generally these algorithms

forward the datagram based on its source and destination addresses.

Additionally, the datagram may need to be forwarded to several

multicast group members, at times requiring the datagram to be

replicated and sent out multiple interfaces.

The state of multicast routing protocols is less developed than the

protocols available for the forwarding of IP unicasts. Two multicast

routing protocols have been documented for TCP/IP; both are currently

considered to be experimental. Both also use the IGMP protocol

(discussed in Section [4.4]) to monitor multicast group membership.

D.2 Distance Vector Multicast Routing Protocol - DVMRP

DVMRP, documented in [ROUTE:9], is based on Distance Vector or

Bellman-Ford technology. It routes multicast datagrams only, and does

so within a single Autonomous System. DVMRP is an implementation of

the Truncated Reverse Path Broadcasting algorithm described in

[ROUTE:10]. In addition, it specifies the tunneling of IP multicasts

through non-multicast-routing-capable IP domains.

D.3 Multicast Extensions to OSPF - MOSPF

MOSPF, currently under development, is a backward-compatible addition

to OSPF that allows the forwarding of both IP multicasts and unicasts

within an Autonomous System. MOSPF routers can be mixed with OSPF

routers within a routing domain, and they will interoperate in the

forwarding of unicasts. OSPF is a link-state or SPF-based protocol.

By adding link state advertisements that pinpoint group membership,

MOSPF routers can calculate the path of a multicast datagram as a

tree rooted at the datagram source. Those branches that do not

contain group members can then be discarded, eliminating unnecessary

datagram forwarding hops.

APPENDIX E Additional Next-Hop Selection Algorithms

Section [5.2.4.3] specifies an algorithm that routers ought to use when

selecting a next-hop for a packet.

This appendix provides historical perspective for the next-hop selection

problem. It also presents several additional pruning rules and next-hop

selection algorithms that might be found in the Internet.

This appendix presents material drawn from an earlier, unpublished, work

by Philip Almquist; Ruminations on the Next Hop.

This Appendix does not specify any standards or requirements.

E.1. Some Historical Perspective

It is useful to briefly review the history of the topic, beginning

with what is sometimes called the "classic model" of how a router

makes routing decisions. This model predates IP. In this model, a

router speaks some single routing protocol such as RIP. The protocol

completely determines the contents of the router's FIB. The route

lookup algorithm is trivial: the router looks in the FIB for a route

whose destination attribute exactly matches the network number

portion of the destination address in the packet. If one is found,

it is used; if none is found, the destination is unreachable.

Because the routing protocol keeps at most one route to each

destination, the problem of what to do when there are multiple routes

which match the same destination cannot arise.

Over the years, this classic model has been augmented in small ways.

With the advent of default routes, subnets, and host routes, it

became possible to have more than one routing table entry which in

some sense matched the destination. This was easily resolved by a

consensus that there was a hierarchy of routes: host routes should be

preferred over subnet routes, subnet routes over net routes, and net

routes over default routes.

With the advent of variable length subnet masks, the general approach

remained the same although its description became a little more

complicated. We now say that each route has a bit mask associated

with it. If a particular bit in a route's bit mask is set, the

corresponding bit in the route's destination attribute is

significant. A route cannot be used to route a packet unless each

significant bit in the route's destination attribute matches the

corresponding bit in the packet's destination address, and routes

with more bits set in their masks are preferred over routes which

have fewer bits set in their masks. This is simply a generalization

of the hierarchy of routes described above, and will be referred to

for the rest of this memo as choosing a route by preferring longest

match.

Another way the classic model has been augmented is through a small

amount of relaxation of the notion that a routing protocol has

complete control over the contents of the routing table. First,

static routes were introduced. For the first time, it was possible

to simultaneously have two routes (one dynamic and one static) to the

same destination. When this happened, a router had to have a policy

(in some cases configurable, and in other cases chosen by the author

of the router's software) which determined whether the static route

or the dynamic route was preferred. However, this policy was only

used as a tie-breaker when longest match didn't uniquely determine

which route to use. Thus, for example, a static default route would

never be preferred over a dynamic net route even if the policy

preferred static routes over dynamic routes.

The classic model had to be further augmented when inter-domain

routing protocols were invented. Traditional routing protocols came

to be called "interior gateway protocols" (IGPs), and at each

Internet site there was a strange new beast called an "exterior

gateway", a router which spoke EGP to several "BBN Core Gateways"

(the routers which made up the Internet backbone at the time) at the

same time as it spoke its IGP to the other routers at its site. Both

protocols wanted to determine the contents of the router's routing

table. Theoretically, this could result in a router having three

routes (EGP, IGP, and static) to the same destination. Because of

the Internet topology at the time, it was resolved with little debate

that routers would be best served by a policy of preferring IGP

routes over EGP routes. However, the sanctity of longest match

remained unquestioned: a default route learned from the IGP would

never be preferred over a net route from learned EGP.

Although the Internet topology, and consequently routing in the

Internet, have evolved considerably since then, this slightly

augmented version of the classic model has survived pretty much

intact to this day in the Internet (except that BGP has replaced

EGP). Conceptually (and often in implementation) each router has a

routing table and one or more routing protocol processes. Each of

these processes can add any entry that it pleases, and can delete or

modify any entry that it has created. When routing a packet, the

router picks the best route using longest match, augmented with a

policy mechanism to break ties. Although this augmented classic model

has served us well, it has a number of shortcomings:

o It ignores (although it could be augmented to consider) path

characteristics such as quality of service and MTU.

o It doesn't support routing protocols (such as OSPF and Integrated

IS-IS) that require route lookup algorithms different than pure

longest match.

o There has not been a firm consensus on what the tie-breaking

mechanism ought to be. Tie-breaking mechanisms have often been

found to be difficult if not impossible to configure in such a way

that the router will always pick what the network manger considers

to be the "correct" route.

E.2. Additional Pruning Rules

Section [5.2.4.3] defined several pruning rules to use to select

routes from the FIB. There are other rules that could also be used.

o OSPF Route Class

Routing protocols which have areas or make a distinction between

internal and external routes divide their routes into classes,

where classes are rank-ordered in terms of preference. A route is

always chosen from the most preferred class unless none is

available, in which case one is chosen from the second most

preferred class, and so on. In OSPF, the classes (in order from

most preferred to least preferred) are intra-area, inter-area,

type 1 external (external routes with internal metrics), and type

2 external. As an additional wrinkle, a router is configured to

know what addresses ought to be accessible via intra-area routes,

and will not use inter- area or external routes to reach these

destinations even when no intra-area route is available.

More precisely, we assume that each route has a class attribute,

called route.class, which is assigned by the routing protocol.

The set of candidate routes is examined to determine if it

contains any for which route.class = intra-area. If so, all

routes except those for which route.class = intra-area are

discarded. Otherwise, router checks whether the packet's

destination falls within the address ranges configured for the

local area. If so, the entire set of candidate routes is deleted.

Otherwise, the set of candidate routes is examined to determine if

it contains any for which route.class = inter-area. If so, all

routes except those for which route.class = inter-area are

discarded. Otherwise, the set of candidate routes is examined to

determine if it contains any for which route.class = type 1

external. If so, all routes except those for which route.class =

type 1 external are discarded.

o IS-IS Route Class

IS-IS route classes work identically to OSPF's. However, the set

of classes defined by Integrated IS-IS is different, such that

there isn't a one-to-one mapping between IS-IS route classes and

OSPF route classes. The route classes used by Integrated IS-IS are

(in order from most preferred to least preferred) intra-area,

inter-area, and external.

The Integrated IS-IS internal class is equivalent to the OSPF

internal class. Likewise, the Integrated IS-IS external class is

equivalent to OSPF's type 2 external class. However, Integrated

IS-IS does not make a distinction between inter-area routes and

external routes with internal metrics - both are considered to be

inter-area routes. Thus, OSPF prefers true inter-area routes over

external routes with internal metrics, whereas Integrated IS-IS

gives the two types of routes equal preference.

o IDPR Policy

A specific case of Policy. The IETF's Inter-domain Policy Routing

Working Group is devising a routing protocol called Inter-Domain

Policy Routing (IDPR) to support true policy-based routing in the

Internet. Packets with certain combinations of header attributes

(such as specific combinations of source and destination addresses

or special IDPR source route options) are required to use routes

provided by the IDPR protocol. Thus, unlike other Policy pruning

rules, IDPR Policy would have to be applied before any other

pruning rules except Basic Match.

Specifically, IDPR Policy examines the packet being forwarded to

ascertain if its attributes require that it be forwarded using

policy-based routes. If so, IDPR Policy deletes all routes not

provided by the IDPR protocol.

E.3 Some Route Lookup Algorithms

This section examines several route lookup algorithms that are in use

or have been proposed. Each is described by giving the sequence of

pruning rules it uses. The strengths and weaknesses of each

algorithm are presented

E.3.1 The Revised Classic Algorithm

The Revised Classic Algorithm is the form of the traditional

algorithm which was discussed in Section [E.1]. The steps of this

algorithm are:

1. Basic match

2. Longest match

3. Best metric

4. Policy

Some implementations omit the Policy step, since it is needed only

when routes may have metrics that are not comparable (because they

were learned from different routing domains).

The advantages of this algorithm are:

(1) It is widely implemented.

(2) Except for the Policy step (which an implementor can choose

to make arbitrarily complex) the algorithm is simple both to

understand and to implement.

Its disadvantages are:

(1) It does not handle IS-IS or OSPF route classes, and therefore

cannot be used for Integrated IS-IS or OSPF.

(2) It does not handle TOS or other path attributes.

(3) The policy mechanisms are not standardized in any way, and

are therefore are often implementation-specific. This causes

extra work for implementors (who must invent appropriate

policy mechanisms) and for users (who must learn how to use

the mechanisms. This lack of a standardized mechanism also

makes it difficult to build consistent configurations for

routers from different vendors. This presents a significant

practical deterrent to multi-vendor interoperability.

(4) The proprietary policy mechanisms currently provided by

vendors are often inadequate in complex parts of the

Internet.

(5) The algorithm has not been written down in any generally

available document or standard. It is, in effect, a part of

the Internet Folklore.

E.3.2 The Variant Router Requirements Algorithm

Some Router Requirements Working Group members have proposed a

slight variant of the algorithm described in the Section

[5.2.4.3]. In this variant, matching the type of service

requested is considered to be more important, rather than less

important, than matching as much of the destination address as

possible. For example, this algorithm would prefer a default

route which had the correct type of service over a network route

which had the default type of service, whereas the algorithm in

[5.2.4.3] would make the opposite choice.

The steps of the algorithm are:

1. Basic match

2. Weak TOS

3. Longest match

4. Best metric

5. Policy

Debate between the proponents of this algorithm and the regular

Router Requirements Algorithm suggests that each side can show

cases where its algorithm leads to simpler, more intuitive routing

than the other's algorithm does. In general, this variant has the

same set of advantages and disadvantages that the algorithm

specified in [5.2.4.3] does, except that pruning on Weak TOS

before pruning on Longest Match makes this algorithm less

compatible with OSPF and Integrated IS-IS than the standard Router

Requirements Algorithm.

E.3.3 The OSPF Algorithm

OSPF uses an algorithm which is virtually identical to the Router

Requirements Algorithm except for one crucial difference: OSPF

considers OSPF route classes.

The algorithm is:

1. Basic match

2. OSPF route class

3. Longest match

4. Weak TOS

5. Best metric

6. Policy

Type of service support is not always present. If it is not

present then, of course, the fourth step would be omitted

This algorithm has some advantages over the Revised Classic

Algorithm:

(1) It supports type of service routing.

(2) Its rules are written down, rather than merely being a part

of the Internet folklore.

(3) It (obviously) works with OSPF.

However, this algorithm also retains some of the disadvantages of

the Revised Classic Algorithm:

(1) Path properties other than type of service (e.g. MTU) are

ignored.

(2) As in the Revised Classic Algorithm, the details (or even the

existence) of the Policy step are left to the discretion of

the implementor.

The OSPF Algorithm also has a further disadvantage (which is not

shared by the Revised Classic Algorithm). OSPF internal (intra-

area or inter-area) routes are always considered to be superior to

routes learned from other routing protocols, even in cases where

the OSPF route matches fewer bits of the destination address.

This is a policy decision that is inappropriate in some networks.

Finally, it is worth noting that the OSPF Algorithm's TOS support

suffers from a deficiency in that routing protocols which support

TOS are implicitly preferred when forwarding packets which have

non-zero TOS values. This may not be appropriate in some cases.

E.3.4 The Integrated IS-IS Algorithm

Integrated IS-IS uses an algorithm which is similar to but not

quite identical to the OSPF Algorithm. Integrated IS-IS uses a

different set of route classes, and also differs slightly in its

handling of type of service. The algorithm is:

1. Basic Match

2. IS-IS Route Classes

3. Longest Match

4. Weak TOS

5. Best Metric

6. Policy

Although Integrated IS-IS uses Weak TOS, the protocol is only

capable of carrying routes for a small specific subset of the

possible values for the TOS field in the IP header. Packets

containing other values in the TOS field are routed using the

default TOS.

Type of service support is optional; if disabled, the fourth step

would be omitted. As in OSPF, the specification does not include

the Policy step.

This algorithm has some advantages over the Revised Classic

Algorithm:

(1) It supports type of service routing.

(2) Its rules are written down, rather than merely being a part

of the Internet folklore.

(3) It (obviously) works with Integrated IS-IS.

However, this algorithm also retains some of the disadvantages of

the Revised Classic Algorithm:

(1) Path properties other than type of service (e.g. MTU) are

ignored.

(2) As in the Revised Classic Algorithm, the details (or even the

existence) of the Policy step are left to the discretion of

the implementor.

(3) It doesn't work with OSPF because of the differences between

IS-IS route classes and OSPF route classes. Also, because

IS-IS supports only a subset of the possible TOS values, some

obvious implementations of the Integrated IS-IS algorithm

would not support OSPF's interpretation of TOS.

The Integrated IS-IS Algorithm also has a further disadvantage

(which is not shared by the Revised Classic Algorithm): IS-IS

internal (intra-area or inter-area) routes are always considered

to be superior to routes learned from other routing protocols,

even in cases where the IS-IS route matches fewer bits of the

destination address and doesn't provide the requested type of

service. This is a policy decision that may not be appropriate in

all cases.

Finally, it is worth noting that the Integrated IS-IS Algorithm's

TOS support suffers from the same deficiency noted for the OSPF

Algorithm.

Security Considerations

Although the focus of this document is interoperability rather than

security, there are obviously many sections of this document which have

some ramifications on network security.

Security means different things to different people. Security from a

router's point of view is anything that helps to keep its own networks

operational and in addition helps to keep the Internet as a whole

healthy. For the purposes of this document, the security services we

are concerned with are denial of service, integrity, and authentication

as it applies to the first two. Privacy as a security service is

important, but only peripherally a concern of a router - at least as of

the date of this document.

In several places in this document there are sections entitled ...

Security Considerations. These sections discuss specific considerations

that apply to the general topic under discussion.

Rarely does this document say do this and your router/network will be

secure. More likely, it says this is a good idea and if you do it, it

*may* improve the security of the Internet and your local system in

general.

Unfortunately, this is the state-of-the-art AT THIS TIME. Few if any of

the network protocols a router is concerned with have reasonable,

built-in security features. Industry and the protocol designers have

been and are continuing to struggle with these issues. There is

progress, but only small baby steps such as the peer-to-peer

authentication available in the BGP and OSPF routing protocols.

In particular, this document notes the current research into developing

and enhancing network security. Specific areas of research,

development, and engineering that are underway as of this writing

(December 1993) are in IP Security, SNMP Security, and common

authentication technologies.

Notwithstanding all of the above, there are things both vendors and

users can do to improve the security of their router. Vendors should

get a copy of Trusted Computer System Interpretation [INTRO:8]. Even if

a vendor decides not to submit their device for formal verification

under these guidelines, the publication provides Excellent guidance on

general security design and practices for computing devices.

Acknowledgments

O that we now had here

But one ten thousand of those men in England

That do no work to-day!

What's he that wishes so?

My cousin Westmoreland? No, my fair cousin:

If we are mark'd to die, we are enow

To do our country loss; and if to live,

The fewer men, the greater share of honour.

God's will! I pray thee, wish not one man more.

By Jove, I am not covetous for gold,

Nor care I who doth feed upon my cost;

It yearns me not if men my garments wear;

Such outward things dwell not in my desires:

But if it be a sin to covet honour,

I am the most offending soul alive.

No, faith, my coz, wish not a man from England:

God's peace! I would not lose so great an honour

As one man more, methinks, would share from me

For the best hope I have. O, do not wish one more!

Rather proclaim it, Westmoreland, through my host,

That he which hath no stomach to this fight,

Let him depart; his passport shall be made

And crowns for convoy put into his purse:

We would not die in that man's company

That fears his fellowship to die with us.

This day is called the feast of Crispian:

He that outlives this day, and comes safe home,

Will stand a tip-toe when the day is named,

And rouse him at the name of Crispian.

He that shall live this day, and see old age,

Will yearly on the vigil feast his neighbours,

And say 'To-morrow is Saint Crispian:'

Then will he strip his sleeve and show his scars.

And say 'These wounds I had on Crispin's day.'

Old men forget: yet all shall be forgot,

But he'll remember with advantages

What feats he did that day: then shall our names.

Familiar in his mouth as household words

Harry the king, Bedford and Exeter,

Warwick and Talbot, Salisbury and Gloucester,

Be in their flowing cups freshly remember'd.

This story shall the good man teach his son;

And Crispin Crispian shall ne'er go by,

From this day to the ending of the world,

But we in it shall be remember'd;

We few, we happy few, we band of brothers;

For he to-day that sheds his blood with me

Shall be my brother; be he ne'er so vile,

This day shall gentle his condition:

And gentlemen in England now a-bed

Shall think themselves accursed they were not here,

And hold their manhoods cheap whiles any speaks

That fought with us upon Saint Crispin's day.

This memo is a product of the IETF's Router Requirements Working Group.

A memo such as this one is of necessity the work of many more people

than could be listed here. A wide variety of vendors, network managers,

and other experts from the Internet community graciously contributed

their time and wisdom to improve the quality of this memo. The editor

wishes to extend sincere thanks to all of them.

The current editor also wishes to single out and extend his heartfelt

gratitude and appreciation to the original editor of this document;

Philip Almquist. Without Philip's work, both as the original editor and

as the Chair of the working group, this document would not have been

produced.

Philip Almquist, Jeffrey Burgan, Frank Kastenholz, and Cathy Wittbrodt

each wrote major chapters of this memo. Others who made major

contributions to the document included Bill Barns, Steve Deering, Kent

England, Jim Forster, Martin Gross, Jeff Honig, Steve Knowles, Yoni

Malachi, Michael Reilly, and Walt Wimer.

Additional text came from Art Berggreen, John Cavanaugh, Ross Callon,

John Lekashman, Brian Lloyd, Gary Malkin, Milo Medin, John Moy, Craig

Partridge, Stephanie Price, Yakov Rekhter, Steve Senum, Richard Smith,

Frank Solensky, Rich Woundy, and others who have been inadvertently

overlooked.

Some of the text in this memo has been (shamelessly) plagiarized from

earlier documents, most notably RFC-1122 by Bob Braden and the Host

Requirements Working Group, and RFC-1009 by Bob Braden and Jon Postel.

The work of these earlier authors is gratefully acknowledged.

Jim Forster was a co-chair of the Router Requirements Working Group

during its early meetings, and was instrumental in getting the group off

to a good start. Jon Postel, Bob Braden, and Walt Prue also contributed

to the success by providing a wealth of good advice prior to the group's

first meeting. Later on, Phill Gross, Vint Cerf, and Noel Chiappa all

provided valuable advice and support.

Mike St. Johns coordinated the Working Group's interactions with the

security community, and Frank Kastenholz coordinated the Working Group's

interactions with the network management area. Allison Mankin and K.K.

Ramakrishnan provided expertise on the issues of congestion control and

resource allocation.

Many more people than could possibly be listed or credited here

participated in the deliberations of the Router Requirements Working

Group, either through electronic mail or by attending meetings.

However, the efforts of Ross Callon and Vince Fuller in sorting out the

difficult issues of route choice and route leaking are especially

acknowledged.

The previous editor, Philip Almquist, wishes to extend his thanks and

appreciation to his former employers, Stanford University and BARRNet,

for allowing him to spend a large fraction (probably far more than they

ever imagined when he started on this) of his time working on this

project.

The current editor wishes to thank his employer, FTP Software, for

allowing him to spend the time necessary to finish this document.

Editor's Address

The address of the current editor of this document is

Frank J. Kastenholz

FTP Software

2 High Street

North Andover, MA, 01845-2620

USA

Phone: +1 508-685-4000

EMail: kasten@ftp.com

 
 
 
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