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RFC2093 - Group Key Management Protocol (GKMP) Specification

王朝other·作者佚名  2008-05-31
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Network Working Group H. Harney

Request for Comments: 2093 C. MUCkenhirn

Category: EXPerimental SPARTA, Inc.

July 1997

Group Key Management Protocol (GKMP) Specification

Status of this Memo

This memo defines an Experimental Protocol for the Internet

community. This memo does not specify an Internet standard of any

kind. Discussion and suggestions for improvement are requested.

Distribution of this memo is unlimited.

Table of Contents

1. Background..................................................... 1

2. Overview: GKMP Roles.......................................... 3

3. Data Item primitives........................................... 4

4. Message definitions............................................ 6

5. State definitions.............................................. 9

6. Functional Definitions--Group Key Management Protocol.......... 13

7. Security Considerations........................................ 23

8. Author's Address............................................... 23

Abstract

This specification proposes a protocol to create grouped symmetric

keys and distribute them amongst communicating peers. This protocol

has the following advantages: 1) virtually invisible to operator, 2)

no central key distribution site is needed, 3) only group members

have the key, 4) sender or receiver oriented operation, 5) can make

use of multicast communications protocols.

1 Background

Traditional key management distribution has mimicked the military

paper based key accounting system. Key was distributed, ordered, and

accounted physically leading to large lead times and expensive

operations.

Cooperative key management algorithms exist that allow pairwise keys

to be generated between two equipment's. This gives the a quicker

more reliable key management structure capable of supporting large

numbers of secure communications. Unfortunately, only pairwise keys

are supported using these methods today.

This document describes a protocol for establishing and rekeying

groups of cryptographic keys (more than two) on the internet. We

refer to the approach as the Group Key Management Protocol (GKMP).

1.1 Protocol Overview

The GKMP creates key for cryptographic groups, distributes key to the

group members, ensures (via peer to peer reviews) rule based Access

control of keys, denies access to known compromised hosts, and allow

hierarchical control of group actions.

The key generation concept used by the GKMP is cooperative generation

between two protocol entities. There are several key generation

algorithms viable for use in the GKMP (i.e., RSA, Diffe-Hellman,

elliptic curves). All these algorithms use asymmetric key technology

to pass information between two entities to create a single

cryptographic key.

The GKMP then distributes the group keys to qualified GKMP entities.

This distribution process is a mutually suspicious process (all

actions and identities must be verified).

The GKMP provides a peer to peer review process. Protocol entities

pass permission certificates (PC) as part of the group key

distribution process. The PCs contain access control information

about a particular site. This access control information is assigned

by a higher authority which then signs the PC. Therefor each entity

can verify the permissions of any other GKMP entity but can modify

none. Each protocol entity checks the permissions and compares them

the level of service requested. If the permissions do not exceed or

equal the request, the service is denied.

The GKMP supports compromise recovery. A list of compromised GKMP

entities is distributed to group members during key management

actions. In essence, a Compromise Recovery List (CRL) allows group

members to drop connections with compromised entities. The GKMP

delegates control of groups to specific group controllers so it will

be somewhat easier to distribute the CRL to the most important GKMP

entities. During each key management action the CRL version number

is passed, when a CRL update is detected it is downloaded and

verified (it is signed by a higher authority).

The GKMP allows control of group actions. In certain networks it is

desirable for a higher authority to strictly control the generation

of groups. These networks usually have a central network operations

authority. The GKMP allows these authorities to remotely order group

actions. These orders are signed by that authority and verified by

all entities involved with the group.

The GKMP is an application layer protocol. It's independent of the

underlying communication protocol. However, if multicast service is

available it will speed the rekey of the cryptographic groups.

Hence, the GKMP does use multicast services if they are available.

2 Overview: GKMP Roles

Creation and distribution of grouped key require assignment of roles.

These identify what functions the individual hosts perform in the

protocol. The two primary roles are those of key distributor and

member. The controller initiates the creation of the key, forms the

key distribution messages, and collects acknowledgment of key receipt

from the receivers. The members wait for a distribution message,

decrypt, validate, and acknowledge the receipt of new key.

2.1 Group controller

The group controller (GC) is the a group member with authority to

perform critical protocol actions (i.e., create key, distribute key,

create group rekey messages, and report on the progress of these

actions). All group members have the capability to be a GC and could

assume this duty upon assignment.

The GC helps the cryptographic group reach and maintain key

synchronization. A group must operate on the same symmetric

cryptographic key. If part of the group loses or inappropriately

changes it's key, it will not be able to send or receive data to

another host operating on the correct key. Therefor, it is important

that those operations that create or change key are unambiguous and

controlled (i.e., it would not be appropriate for multiple hosts to

try to rekey a net simultaneously). Hence, someone has to be in

charge -- that is the controller.

2.2 Group member

Simply stated a group member is any group host who is not acting as

the controller. The group members will: assist the controller in

creating key, validate the controller authorization to perform

actions, accept key from the controller, request key from the

controller, maintain local CRL lists, perform peer review of key

management actions, and manage local key.

3 Data Item primitives

3.1 Group members list:

In a sender oriented group, the GC must be given a list of net

members. The controller will then initiate contact with these net

members and create the group.

3.2 Group Token:

The group token is created by the authority which commands a group.

The Token contains information the net members need to ensure a

controller is authorized to create a group and exactly what

constrains are intended to be places on the group. The group token

contains the following fields: Group identification,

o GC ID,

o Group action (create, rekey, delete),

o Group permissions (rules to guide access control),

o Rekey interval (life span of group key),

o Token version (identifier to identify current token),

o Token signature (asymmetric signature using the group

commanders private key),

o Group commanders public key (this public key is itself signed by

the network security manager to bind the public to a specific net

member ID).

3.3 Grp ID:

The group must be uniquely identified to allow for several different

groups to coexist on a network.

3.4 GTEK ID:

Unique identifier of GTEK (can include state information).

3.5 GKEK ID:

Unique identifier of GKEK (can include state information).

3.6 GTEK creation field:

In a cooperative key creation protocol each party contributes some

field used to create the key.

3.7 GKEK creation field:

In a cooperative key creation protocol each party contributes some

field used to create the key.

3.8 Distributor signature:

Asymmetric signature using the GCs private key.

3.9 Distributor public key:

Public half of the GCs signature key pair. (this public key is

itself signed by the network security manager to bind the public to a

specific net member ID.

3.10 Member signature:

Asymmetric signature using the selected members private key.

3.11 Member public:

Public half of the selected members signature key pair. (this public

key is itself signed by the network security manager to bind the

public to a specific net member ID.

3.12 Controller permissions:

Controller permissions are assigned by the security manager. The

security managers signature will bind the permissions to the

controller ID.

3.13 SKEK ID:

This field identifies exactly which SKEK is being created. This

allows multiple groups to interoperate on a net simultaneously.

3.14 SKEK creation field:

This field contains the information contributed for use in the KEK

creation process.

3.15 Member permissions:

Member permissions are assigned by the security manager. The

security managers signature will bind the permissions to the

controller ID.

3.16 Encrypted Grp Keys:

This data item is encrypted in the KEK (session or group) created for

the download of keys. It is the GTEK and GKEK created for a group.

A checksum is also encrypted. This ensures the confidentiality and

data integrity of the GTEK and GKEK.

3.17 Confirmation of decryption:

This is a short (byte) field indicating decryption of the message and

exactly what type of message was decrypted.

3.18 Request:

A request field contains the specific request one net member may make

to another. The requests range from (group join, CRL update,

pairwise TEK generation, detection, group creation, status).

Member delete list:

A list of group members being administratively deleted from the

group.

4 Message definitions

4.1 Command_Create Group:

This message contains the following data item primitives (Group

members, Grp ID, Grp controller ID, Grp action, Grp permissions,

Rekey interval, Token version, Token signature, Token public key).

This message may be confidential due to the group permissions field.

In sensitive systems it will need encryption prior to transmission.

4.2 Create Grp Keys_1:

This message passes the information needed to create the group keys

from the GC to the selected net member. This message contains (Grp

ID, Request, GTEK ID, GKEK ID, GTEK creation field, GKEK creation

field, Grp token, Controller signature, Controller public)

4.3 Create Grp Keys_2:

This message passes the information needed to create the group keys

from the selected net member to the GC. This message contains: (Grp

ID, GTEK ID, GKEK ID, GTEK creation field, GKEK creation field,

member signature, member public)

4.4 Negotiate Grp Keys_1:

This message passes the group token and GCs permissions to the

selected net member. This information can be sensitive and needs to

be protected. Therefor, this message is encrypted in the GTEK just

created. This encryption includes the appropriate data integrity

checks. This message1 contains: (Grp ID, TEK ID, KEK ID, Group

token, Controller permissions)

4.5 Negotiate Grp Keys_2:

This message passes the selected net members permissions to the GC.

This message1 contains: (Grp ID, GTEK ID, GKEK ID, Member

permissions). This information can be sensitive and needs to be

protected. Therefor, this message is encrypted in the GTEK just

created. This encryption includes the appropriate data integrity

checks.

4.6 Create Session KEK_1:

This message sends information to create a KEK for one time use

between the GC and selected net member.

4.7 Create Session KEK_2:

This message sends information to create a KEK for one time use

between the selected net member and GC.

4.8 Negotiate Session Keys_1:

This message passes the group ID, SKEK ID, CRL version number, Group

token and GCs permissions to the selected net member. This

information can be sensitive and needs to be protected. Therefor,

this message is encrypted. If an appropriate pairwise key is

available then that key should be used. If not the KEK just created

could be used to encrypt the message.

4.9 Negotiate Session Keys_2:

This message identifies the group, SKEK, CRL version number and the

member permissions. This information can also be sensitive and needs

protection.

4.10 Download Grp Keys:

This message includes a GRP ID and Encrypted Grp Keys data items.

4.11 Key download ack:

This message contains the GRP ID and Confirmation_decryption data

items. It confirms the receipt and verified decryption of the GTEK

and GKEK.

4.12 Rekey _Multicast:

This message contains: Grp ID, GTEK ID, GKEK ID, Group token,

Controller permissions. The rekey message is encrypted in the GKEK

already resident in all the group member sites. This leads to a

single message capable of being accepted by all group members.

4.13 Request_Group_Join:

This message contains Request, Grp ID, Member Signature, Member

Public.

4.14 Delete_Group_Keys:

This message contains: grp ID, Request, Member delete list,

Controller signature, Controllers public.

4.15 Grp_Keys_Deleted_Ack:

This message contains (grp ID, member ID, member signature, member

public.

4.16 Delete_Group_Keys:

This message contains (grp ID, request, member delete list,

controller signature, controller public).

4.17 Grp_Keys_Deleted_Ack:

This message contains (grp ID, member ID, member signature, member

public)

5 State definitions

There are thirteen separate states the in the protocol. They are

described below:

5.1 State 1:

The source address is checked to ensure it is not on the CRL.

The token field is validated with the public key of the source.

The token version number is checked to ensure this token is current.

The group ID is checked to see if this group exists.

The controller ID field is then read. If the receiver is listed as

the GC, the receiver assumes the role of controller. If not, the

role assumed is that of receiver.

The GC reads the group permission field in the group token. It then

verifies that its' personnel permissions exceed or equal those of the

group.

The GC will creates its' portion of the key creation message.

The Create Grp Keys_1 message is completed and transmitted.

5.2 State 2:

The source signature field is validated using the public key of the

source.

The source ID field is compared against the local CRL. If the source

is on the CRL the association is terminated.

The request field is read. The local contributions to the group keys

are created.

The Group keys are created and stored pending negotiation.

The key table is updated to show the group key pending negotiation.

5.3 State 3:

The permission certificate is retrieved and validated using the

security managers public key. The permissions of the message source

are checked to verify they meet or exceed those of the group.

The group token is retrieved and validated using the appropriate

public key.

The token version number is checked to ensure the token is current.

The group ID specified in the token is compared with the actual group

ID. If they are different the exchange is terminated.

The controller ID specified in the token is compared with the GC ID.

If they do not match the exchange is terminated.

The local permissions are compared to the permissions specified for

the group. If they do not meet or exceed the group permissions the

exchange is terminated and a report is generated.

The rekey interval specified in the token is stored locally.

The key table is updated to reflect the key permissions, rekey

interval, group ID and current time.

5.4 State 4:

The permission certificate is retrieved and validated using the

security members public key. The permissions of the message source

are checked to verify they meet or exceed those of the group.

The key table is updated to reflect the key permissions, rekey

interval, group ID and current time.

5.5 State 5:

The source signature field is validated using the public key of the

source.

The source ID field is compared against the local CRL. If the source

is on the CRL, the association is terminated.

The request field is read. The local contribution to the SKEK are

created. The SKEK is created and stored pending negotiation.

The key table is updated to show the SKEK pending negotiation.

5.6 State 6:

The permission certificate is retrieved and validated using the

security managers public key. The permissions of the message source

are checked to verify they meet or exceed those of the group.

The group token is retrieved and validated using the appropriate

public key.

The token version number is checked to ensure the token is current.

The group ID specified in the token is stored.

The controller ID specified in the token is compared with the GC ID.

If they do not match the exchange is terminated.

The local permissions are compared to the permissions specified for

the group. If they do not meet or exceed the group permissions the

exchange is terminated and a report is generated.

The rekey interval specified in the token is stored locally.

The key table is updated to reflect the key permissions, rekey

interval, group ID and current time.

5.7 State 7:

The permission certificate is retrieved and validated using the

security managers public key. The permissions of the message source

are checked to verify they meet or exceed those of the group.

The key table is updated.

5.8 State 8:

The group ID is checked.

The group keys are decrypted using the SKEK. Data integrity checks

are validated to ensure proper decryption.

The key table is updated to reflect the new group keys, key

permissions, rekey interval, group ID and current time.

5.9 State 9:

Update group management log.

5.10 State 10:

The permission certificate is retrieved and validated using the

security managers public key. The permissions of the message source

are checked to verify they meet or exceed those of the group.

The group token is retrieved and validated using the appropriate

public key.

The token version number is checked to ensure the token is current.

The group ID specified in the token is checked.

The controller ID specified in the token is compared with the GC ID.

If they do not match the exchange is terminated.

The local permissions are compared to the permissions specified for

the group. If they do not meet or exceed the group permissions the

exchange is terminated and a report is generated.

The rekey interval specified in the token is stored locally.

The new group keys are decrypted with the current GKEK. The data

integrity field is checked to ensure proper decryption.

The key table is updated to reflect the key permissions, rekey

interval, group ID and current time.

5.11 State 11:

Validate signature using sources public key.

Check to see if member initiated group join is available. If not,

ignore. If so begin distribution of group keys.

5.12 State 12:

Validate signature using GCs public.

Retrieve delete list. Check to see if on delete list, if so

continue.

Create Grp_Keys_Deleted_Ack

Delete group keys

5.13 State 13:

Validate signature using GCs public.

Retrieve delete list. If list is global delete, verify alternative

key.

Switch group operations to alternative key.

Create Grp_Keys_Deleted_Ack.

Delete group keys.

6 Functional Definitions--Group Key Management Protocol

The GKMP consists of multiple functions necessary to create,

distribute, rekey and manage groups of symmetric keys. These

functions are:

o Group creation (sender initiated group)

-- Create Group keys

-- Distribute Group keys

o Group rekey

-- Create Group keys

-- Rekey Group

o Member initiated join

o Group member delete

The following sections will describe each function, including data

primitives and message constructs. The associated diagrams will

represent the specifics (sequence, location and communications

sources and destinations) of the messages and processes necessary.

6.1 Group creation

Member initialization is a three-step function that involves

commanding the creation of the group, creation of the group keys and

then distribution of those keys to "other" group members. Messages

between the GC and the first member generate two keys for future

group actions: the group traffic encryption key (GTEK) and the group

key encryption key (GKEK). Messages between the GC and the other

members are for the purpose of distributing the keys. These

functions are described in the following sections.

6.1.1 Group command

The very first action is for some entity to command the group. This

command is sent to the GC.

6.1.2 Create group keys

The first member must cooperate with the GC to create future group

keys. Reliance on two separate hosts to create group keys maximizes

the probability that the resulting key will have the appropriate

cryptographic properties. A single host could create the key if the

randomization function were robust and trusted. Unfortunately this

usually requires specialized hardware not available at most host

sites. The intent of this protocol was to utilize generic hardware

to enhance the extendibility of the GKMP. Hence, cooperative key

generation mechanisms are used.

To facilitate a well ordered group creation, management information

must be passed between the controller and the group members. This

information uniquely identifies the GC identity, it's permissions,

authorization to create keys, the future groups permissions, current

state of the compromise list, and management information pertaining

to the keys being created. All this information is protected from

forgery by asymmetric signature technologies. The public key used to

verify net wide parameters (e.g., individual host permissions) are

widely held. The public key to verify locally generated information,

like peer identity, is sent with the messages. This alleviates the

hosts public key storage requirements.

The goals of the key creation process are:

o cooperatively generate a GTEK and GKEK,

o allow the key creators to verify the identity of the key

creation partner by verifying the messages signatures.

o share public keys

o allow validation of the GC, by signing the group

identification, GC identification, and group permissions.

o send the group identity, GC identity, group member identities,

group permissions, and group rekey interval to the first member,

signed by the group commander (when the group was remotely

commanded).

This function consists of four messages between the GC and the first

member. The initial messages are for the establishment of the GTEK

and GKEK. This is accomplished by the GC sending a signed

Create_Group_Keys_1 message to the first member. This message

contains two random values necessary to generate the GTEK and GKEK.

This message also contains the public key of the GC.

The first member validates the signed Create_Group_Keys_1 message,

builds and sends a signed Create_Group_Keys_2 message to the GC. He

generates the GTEK and GKEK, and stores the received public key. The

Create_Group_Keys_2 message contains the random values necessary for

the GC to generate the GTEK and GKEK. This message also contains the

public key of the first member.

The GC validates the signed Create_Group_Keys_2 message, generates

the GTEK and GKEK, builds the Negotiate_Group_Keys_1 message for

transmission to the first member, and stores the received public key.

The GC sends the Negotiate_Group_Keys_1 message to the first member

encrypted in the GTEK that was just generated.

___Net_Controller_____________Messages______________Net_Member_B____

The Create Group <---- Command-Create Group

command is

received by net

member A.

State 1

Create Grp Keys_1---->

State 2

<-----Create Grp Keys_2

State 2

Negotiate Grp Keys_1------>

State 3

<-----Negotiate Grp Keys_2

State 4

Figure 1: State Diagram: Create Group Keys

The first member decrypts the Negotiate_Group_Keys_1 message and

extracts the group identification, GC identification, group members,

group permissions, key rekey interval, CRL version number, and

certifying authority signature. The group identification, GC

identification, and group permissions fields are validated based on

the extracted group commanders signature (if this is a remotely

commanded group this signature identifies the remote host). If these

fields validate, the first members internal structures are updated.

6.1.3 Distributing Group Keys to Other Members

The other group members must get the group keys before the group is

fully operational. The purpose of other group member initialization

is as follows:

o cooperatively generate a session key encryption key (SKEK) for the

transmission of the GTEK and GKEK from the GC,

o allow each member to verify the identify of the controller and

visa versa,

o allow each member to verify the controllers authorization to

create the group,

o send the key packet (KP) (consisting of the GTEK, GKEK), group

identity, GC identity, group member identities, group permissions,

and group rekey interval to the other members,

This function consists of six messages between the GC and the other

members. The initial messages are for the establishment of a SKEK.

This is accomplished by the GC sending a signed Create_Session_KEK_1

message to the other member. This message contains the random value

necessary for the other member to generate the SKEK. This message

also contains the public key of the GC.

The other member validates the Create_Session_KEK_1 message, builds

and sends a Create_Session_KEK_2 message to the GC, generates the

SKEK, and stores the received public key. The Create_Session_KEK_2

message contains the random value necessary for the GC to generate

the SKEK. This message also contains the public key of the other

member.

The GC validates the Create_Session_KEK_2 message, generates the

SKEK, builds the Negotiate_Session_ KEK_1 message for transmission to

the other member, and stores the received public key.

The GC sends the Negotiate_Session_KEK_1 message to the other member

encrypted in the SKEK that was just generated. The

Negotiate_Session_KEK_1 message includes the group ID, group token,

controller permissions, and CRL version number.

The other member decrypts the Negotiate_Session_KEK_1 message,

verifies the authority and identification of the controller, ensures

the local CRL is up to date, and builds a Negotiate_Session_KEK_2

message for transmission to the GC.

The GC receives the Negotiate_Session_KEK_2 message and builds a

Download_Grp_Keys message for transmission to the other member.

The GC sends the Download_Grp_Keys message to the other member

encrypted in the SKEK that was just generated. (note: the key used

to encrypt the negotiation messages can be combined differently to

create the KEK.)

The other members decrypts the Download_Grp_Keys message and extracts

the KP, group identification, GC identification, group members, group

permissions, key rekey interval, and group commanders signature. The

group identification, GC identification, and group permissions fields

are validated based on the signature. If these fields validate, the

other members internal key storage tables are updated with the new

keys.

6.2 Group Rekey

Rekey is a two-step function that involves message exchange between

the GC and a "first member" and "other members." Messages between the

GC and the first member are exactly as described for group creation.

Messages between the GC and the other members are for the purpose of

distributing the new GTEK and the new GKEK. These functions are

___Net_Controller_____________Messages________Net_members,individual

Create Session KEK_1---->

State 5

<-----Create Session KEK_2

State 5

Negotiate ess. Keys_1----->

State 6

<-----NegotiateSess. Keys_2

State 7

Download Grp Keys-------->

State 8

<----- Key download ack

State 9

Figure 2: State Diagram: Distribute Keys

described in the following sections.

6.2.1 Create Group Keys

The first member function for a rekey operation is the same as that

for key initialization. Please refer to the group creation section

entitled "2.1 Create group keys".

6.2.2 Rekey

The purpose of rekey is as follows:

o send the new GTEK and new GKEK to the other members,

o allow each member to verify the identify of the controller,

o allow each member to verify the controllers authorization to

rekey the group, group identification, and GC identification,

o send the group identity, GC identity, group member identities,

group permissions, and group rekey interval to the other members,

The messages to create and negotiate the group keys are the same as

stated during group creation. As such they have been omitted here.

The rekey portion of this function consists of one message between

the GC and the other members. The GC builds a signed Rekey_Multicast

message for transmission to the other member. As the name implies

this

___Net_Controller_____________Messages________Net_members,individual

The Create Group <---- Command-Create Group

command is

received by net

member A.

State 1

Create Grp Keys_1---->

State 2

<-----Create Grp Keys_2

State 2

Negotiate Grp Keys_1------>

State 3

<-----Negotiate Grp Keys_2

State 4

Rekey _Multicast------->

State 10

Figure 3: State Diagram: Rekey

message can be multicast to the entire group. The GC sends the

signed Rekey_Multicast message to the other members encrypted in the

current GKEK.

The other members decrypt and validate the signed Rekey_Multicast

message and extract the new KP, group identification, GC

identification, group members, group permissions, key rekey interval,

and rekey command signature. The group identification, GC

identification, and group permissions fields are validated based on

the extracted rekey command signature. If these fields validate, the

key database tables are updated.

6.3 Member Initiated Join

The GKMP will support member initiated joins to the group. This type

of service is most attractive when the group initiator does not need

to control group membership other than to verify that all members of

the group conform to some previously agreed upon rules.

One example of this type of group is corporations job vacancies. A

corporation may want to keep its job vacancies confidential and may

decide to encrypt the announcements. The group creator doesn't care

who gets the announcements as long as they are in the corporation.

When an employee tries to access the information the GC looks at the

employees permissions (signed by some higher authority). If they

indicate the employee is part of the corporation the controller

allows access to the group.

Before a potential group member can join group operations, they must

request the key from the GC, unambiguously identify themselves, pass

their permissions, and receive the keys. These require several

messages to pass between GC and the joining member. The purpose of

these messages are as follows:

o Request group join from controller

o cooperatively generate a SKEK for the transmission of the group

traffic encryption and GKEK from the GC,

o allow each member to verify the identify of the controller and

visa versa,

o allow each member to verify the controllers authorization to

create the group,

o send the KP, group identity, GC identity, group member identities,

group permissions, and group rekey interval to the other members,

The series of messages for a member initiated join is very similar to

the series of messages to distribute group keys during group

creation. In fact, the series are identical except for the addition

of a request to join message sent from the joining member to the

controller when the join is member initiated. This message should

not require encryption since it probably does not contain sensitive

information. However, in some military systems the fact that a

member wants to join a group maybe sensitive from a traffic analysis

viewpoint. In these specialized instances, a pairwise TEK may be

created, if one does not already exist, to hide the service request.

This function consists of seven messages between the GC and the

joining member. The first message is created by the joining member

and sent to the GC. It simply request membership in the group from

the controller. The controller makes the decision whether to respond

to the request based on the group parameters - membership limits,

membership lists.

The next messages are for the establishment of a SKEK. This is

accomplished by the GC sending a signed Create_Session_KEK_1 message

to the other member. This message contains the random value

necessary for the other member to generate the SKEK. This message

also contains the public key of the GC.

The other member validates the Create_Session_KEK_1 message, builds

and sends a Create_Session_KEK_2 message to the GC, generates the

SKEK, and stores the received public key. The Create_Session_KEK_2

message contains the random value necessary for the GC to generate

the SKEK. This message also contains the public key of the other

member.

The GC validates the Create_Session_KEK_2 message, generates the

SKEK,

___Net_Controller_____________Messages________Net_Members,individual

<------ Request_Group_Join

State 11

Create Session KEK_1---->

State 5

<-----Create Session KEK_2

State 5

NegotiateSess. Keys_1----->

State 6

<-----NegotiateSess. Keys_2

State 7

Download Grp Keys-------->

State 8

<----- Key download ack

State 9

Figure 4: State Diagram: Member Join

builds the Negotiate_Session_ KEK_1 message for transmission to the

other member, and stores the received public key.

The GC sends the Negotiate_Session_KEK_1 message to the other member

encrypted in the SKEK that was just generated.

The other member decrypts the Negotiate_Session_KEK_1 message and

builds a Negotiate_Session_KEK_2 message for transmission to the GC.

The GC receives the Negotiate_Session_KEK_2 message and builds a

Download_Grp_Keys message for transmission to the other member.

The GC sends theDownload_Grp_Keys message to the other member

encrypted in the SKEK that was just generated. (note: the key used

to encrypt the negotiation messages can be combined differently to

create the KEK.)

The other members decrypts theDownload_Grp_Keys message and extracts

the KP, group identification, GC identification, group members, group

permissions, key rekey interval, and group commanders signature. The

group identification, GC identification, and group permissions fields

are validated based on the signature. If these fields validate, the

other members internal key storage tables are updated with the new

keys.

6.4 Member Deletion

There are two types of member deletion scenarios - cooperative and

hostile. The cooperative deletion scenarios is the removal of a

trusted group member for some management reason (i.e., reduce group

size, prepare the member for a move). The hostile deletion usually

results in

___Net_Controller_____________Messages_______________Net_Members_____

Delete_Group_Keys ------>

State 12

<------ Grp_Keys_Deleted_Ack

State 9

Figure 5: State Diagram: Cooperative Delete

a loss of secure state at the members site (i.e., compromise,

equipment breakage).

The two scenarios present different challenges to the network.

Minimization of network impact is paramount in the cooperative

scenario. We would like to leave the key group intact and have

confidence that removing the cooperative group member will have no

impact on the security of future group operations. In the case of a

hostile deletion, the goal is to return to a secure operating state

as fast as possible. In fact there is a trade-off. We could

eliminate the compromised group as soon as the compromise is

discovered, but this may cripple an important asset. So security

concerns need to be balanced with operational concerns.

6.4.1 Cooperative Deletion

The cooperative deletion function occurs between a trusted member and

the GC. It results in a reliable deletion of the group key encryption

and GTEKs at the deleted member. This deletion is intended to be an

administrative function.

This function consists of two messages between the GC and the member.

The GC sends the Delete_Group_ Keys message to the group, encrypted

in the GTEK. The message identifies the member(s) that need to delete

the group keys. The member(s) decrypt the Delete_Group_Keys message,

extract the group identification, check the deleted member list,

deletes the group traffic and key encryption keys for that group, and

build the Group_Keys_Deleted_Ack message for transmission to the GC.

The Grp_Keys_Deleted_Ack message is encrypted in the group traffic

key. The GC receives the Grp_Keys_Deleted_Ack message, decrypts it,

and updates the group definition.

___Net_Controller_____________Messages_________________Net_Members__

Delete_Group_Keys ------>

State 13

Figure 6: State Diagram: Hostile Delete

6.4.2 Hostile Deletion (Compromise)

Hostile deletion occurs when a the group losses trust in a member.

We assume that all keys resident at the members site have been lost.

We also assume the member will not cooperate. Therefor, we must

essentially create another group, minus the untrusted member, and

transfer group operations to that new group. When the group losses

trust in the controller, another controller must be appointed and

then the hostile deletion process can proceed.

There are some security and operational management issues surrounding

compromise recovery. The essence of the issues involve a tradeoff

between operational continuity and security vulnerability. If a

member is found to be bad, from a security point of view all traffic

on the network should stop. However, if that traffic is supporting a

critical operation, the group may prefer to live with the security

leak rather than interrupt the group communication.

The GKMP provides two mechanisms to help restrict access of

compromised members. First, it implements a Certificate Revocation

List (CRL) which is checked during the group creation process. Thus

it will not allow a compromised member to be included in a new group.

Second, the GKMP facilitates the creation of another group (minus the

compromised member(s)). However, it does not dictate whether or not

the group may continue to operate with a compromised member.

The mechanism the GKMP uses to remove a compromised member is to key

that member out. This entails creating a new group, without the

compromised member, and switching group operations. The old group is

canceled by several multicasts of a group delete message.

This function consists of one message from the GC to all members.

The GC sends the Delete_Group message to all members encrypted in the

GTEK. This results in the deletion of the group traffic and key

encryption keys in all group members. All members decrypt the

received Delete_Group message, validate the authorization, extracts

the group identification, and delete the group traffic and key

encryption keys.

7 Security Conditions

This document, in entirety, concerns security.

8 Addresses of Authors

Hugh Harney

SPARTA, Inc.

Secure Systems Engineering Division

9861 Broken Land Parkway, Suite 300

Columbia, MD 21046-1170

United States

Phone: +1 410 381 9400 (ext. 203)

EMail: hh@columbia.sparta.com

Carl Muckenhirn

SPARTA, Inc.

Secure Systems Engineering Division

9861 Broken Land Parkway, Suite 300

Columbia, MD 21046-1170

United States

Phone: +1 410 381 9400 (ext. 208)

EMail: cfm@columbia.sparta.com

 
 
 
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