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RFC1510 - The Kerberos Network Authentication Service (V5)

王朝other·作者佚名  2008-05-31
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Network Working Group J. Kohl

Request for Comments: 1510 Digital Equipment Corporation

C. Neuman

ISI

September 1993

The Kerberos Network Authentication Service (V5)

Status of this Memo

This RFCspecifies an Internet standards track protocol for the

Internet community, and requests discussion and suggestions for

improvements. Please refer to the current edition of the "Internet

Official Protocol Standards" for the standardization state and status

of this protocol. Distribution of this memo is unlimited.

Abstract

This document gives an overview and specification of Version 5 of the

protocol for the Kerberos network authentication system. Version 4,

described elsewhere [1,2], is presently in prodUCtion use at MIT's

Project Athena, and at other Internet sites.

Overview

Project Athena, Athena, Athena MUSE, Discuss, Hesiod, Kerberos,

Moira, and Zephyr are trademarks of the Massachusetts Institute of

Technology (MIT). No commercial use of these trademarks may be made

without prior written permission of MIT.

This RFCdescribes the concepts and model upon which the Kerberos

network authentication system is based. It also specifies Version 5

of the Kerberos protocol.

The motivations, goals, assumptions, and rationale behind most design

decisions are treated cursorily; for Version 4 they are fully

described in the Kerberos portion of the Athena Technical Plan [1].

The protocols are under review, and are not being submitted for

consideration as an Internet standard at this time. Comments are

encouraged. Requests for addition to an electronic mailing list for

discussion of Kerberos, kerberos@MIT.EDU, may be addressed to

kerberos-request@MIT.EDU. This mailing list is gatewayed onto the

Usenet as the group comp.protocols.kerberos. Requests for further

information, including documents and code availability, may be sent

to info-kerberos@MIT.EDU.

Background

The Kerberos model is based in part on Needham and Schroeder's

trusted third-party authentication protocol [3] and on modifications

suggested by Denning and Sacco [4]. The original design and

implementation of Kerberos Versions 1 through 4 was the work of two

former Project Athena staff members, Steve Miller of Digital

Equipment Corporation and Clifford Neuman (now at the Information

Sciences Institute of the University of Southern California), along

with Jerome Saltzer, Technical Director of Project Athena, and

Jeffrey Schiller, MIT Campus Network Manager. Many other members of

Project Athena have also contributed to the work on Kerberos.

Version 4 is publicly available, and has seen wide use across the

Internet.

Version 5 (described in this document) has evolved from Version 4

based on new requirements and desires for features not available in

Version 4. Details on the differences between Kerberos Versions 4

and 5 can be found in [5].

Table of Contents

1. Introduction ....................................... 5

1.1. Cross-Realm Operation ............................ 7

1.2. Environmental assumptions ........................ 8

1.3. Glossary of terms ................................ 9

2. Ticket flag uses and requests ...................... 12

2.1. Initial and pre-authenticated tickets ............ 12

2.2. Invalid tickets .................................. 12

2.3. Renewable tickets ................................ 12

2.4. Postdated tickets ................................ 13

2.5. Proxiable and proxy tickets ...................... 14

2.6. Forwardable tickets .............................. 15

2.7. Other KDC options ................................ 15

3. Message Exchanges .................................. 16

3.1. The Authentication Service Exchange .............. 16

3.1.1. Generation of KRB_AS_REQ message ............... 17

3.1.2. Receipt of KRB_AS_REQ message .................. 17

3.1.3. Generation of KRB_AS_REP message ............... 17

3.1.4. Generation of KRB_ERROR message ................ 19

3.1.5. Receipt of KRB_AS_REP message .................. 19

3.1.6. Receipt of KRB_ERROR message ................... 20

3.2. The Client/Server Authentication Exchange ........ 20

3.2.1. The KRB_AP_REQ message ......................... 20

3.2.2. Generation of a KRB_AP_REQ message ............. 20

3.2.3. Receipt of KRB_AP_REQ message .................. 21

3.2.4. Generation of a KRB_AP_REP message ............. 23

3.2.5. Receipt of KRB_AP_REP message .................. 23

3.2.6. Using the encryption key ....................... 24

3.3. The Ticket-Granting Service (TGS) Exchange ....... 24

3.3.1. Generation of KRB_TGS_REQ message .............. 25

3.3.2. Receipt of KRB_TGS_REQ message ................. 26

3.3.3. Generation of KRB_TGS_REP message .............. 27

3.3.3.1. Encoding the transited field ................. 29

3.3.4. Receipt of KRB_TGS_REP message ................. 31

3.4. The KRB_SAFE Exchange ............................ 31

3.4.1. Generation of a KRB_SAFE message ............... 31

3.4.2. Receipt of KRB_SAFE message .................... 32

3.5. The KRB_PRIV Exchange ............................ 33

3.5.1. Generation of a KRB_PRIV message ............... 33

3.5.2. Receipt of KRB_PRIV message .................... 33

3.6. The KRB_CRED Exchange ............................ 34

3.6.1. Generation of a KRB_CRED message ............... 34

3.6.2. Receipt of KRB_CRED message .................... 34

4. The Kerberos Database .............................. 35

4.1. Database contents ................................ 35

4.2. Additional fields ................................ 36

4.3. Frequently Changing Fields ....................... 37

4.4. Site Constants ................................... 37

5. Message Specifications ............................. 38

5.1. ASN.1 Distinguished Encoding Representation ...... 38

5.2. ASN.1 Base Definitions ........................... 38

5.3. Tickets and Authenticators ....................... 42

5.3.1. Tickets ........................................ 42

5.3.2. Authenticators ................................. 47

5.4. Specifications for the AS and TGS exchanges ...... 49

5.4.1. KRB_KDC_REQ definition ......................... 49

5.4.2. KRB_KDC_REP definition ......................... 56

5.5. Client/Server (CS) message specifications ........ 58

5.5.1. KRB_AP_REQ definition .......................... 58

5.5.2. KRB_AP_REP definition .......................... 60

5.5.3. Error message reply ............................ 61

5.6. KRB_SAFE message specification ................... 61

5.6.1. KRB_SAFE definition ............................ 61

5.7. KRB_PRIV message specification ................... 62

5.7.1. KRB_PRIV definition ............................ 62

5.8. KRB_CRED message specification ................... 63

5.8.1. KRB_CRED definition ............................ 63

5.9. Error message specification ...................... 65

5.9.1. KRB_ERROR definition ........................... 66

6. Encryption and Checksum Specifications ............. 67

6.1. Encryption Specifications ........................ 68

6.2. Encryption Keys .................................. 71

6.3. Encryption Systems ............................... 71

6.3.1. The NULL Encryption System (null) .............. 71

6.3.2. DES in CBC mode with a CRC-32 checksum (descbc-crc)71

6.3.3. DES in CBC mode with an MD4 checksum (descbc-md4) 72

6.3.4. DES in CBC mode with an MD5 checksum (descbc-md5) 72

6.4. Checksums ........................................ 74

6.4.1. The CRC-32 Checksum (crc32) .................... 74

6.4.2. The RSA MD4 Checksum (rsa-md4) ................. 75

6.4.3. RSA MD4 Cryptographic Checksum Using DES

(rsa-md4-des) ......................................... 75

6.4.4. The RSA MD5 Checksum (rsa-md5) ................. 76

6.4.5. RSA MD5 Cryptographic Checksum Using DES

(rsa-md5-des) ......................................... 76

6.4.6. DES cipher-block chained checksum (des-mac)

6.4.7. RSA MD4 Cryptographic Checksum Using DES

alternative (rsa-md4-des-k) ........................... 77

6.4.8. DES cipher-block chained checksum alternative

(des-mac-k) ........................................... 77

7. Naming Constraints ................................. 78

7.1. Realm Names ...................................... 77

7.2. Principal Names .................................. 79

7.2.1. Name of server principals ...................... 80

8. Constants and other defined values ................. 80

8.1. Host address types ............................... 80

8.2. KDC messages ..................................... 81

8.2.1. IP transport ................................... 81

8.2.2. OSI transport .................................. 82

8.2.3. Name of the TGS ................................ 82

8.3. Protocol constants and associated values ......... 82

9. Interoperability requirements ...................... 86

9.1. Specification 1 .................................. 86

9.2. Recommended KDC values ........................... 88

10. Acknowledgments ................................... 88

11. References ........................................ 89

12. Security Considerations ........................... 90

13. Authors' Addresses ................................ 90

A. Pseudo-code for protocol processing ................ 91

A.1. KRB_AS_REQ generation ............................ 91

A.2. KRB_AS_REQ verification and KRB_AS_REP generation 92

A.3. KRB_AS_REP verification .......................... 95

A.4. KRB_AS_REP and KRB_TGS_REP common checks ......... 96

A.5. KRB_TGS_REQ generation ........................... 97

A.6. KRB_TGS_REQ verification and KRB_TGS_REP generation 98

A.7. KRB_TGS_REP verification ......................... 104

A.8. Authenticator generation ......................... 104

A.9. KRB_AP_REQ generation ............................ 105

A.10. KRB_AP_REQ verification ......................... 105

A.11. KRB_AP_REP generation ........................... 106

A.12. KRB_AP_REP verification ......................... 107

A.13. KRB_SAFE generation ............................. 107

A.14. KRB_SAFE verification ........................... 108

A.15. KRB_SAFE and KRB_PRIV common checks ............. 108

A.16. KRB_PRIV generation ............................. 109

A.17. KRB_PRIV verification ........................... 110

A.18. KRB_CRED generation ............................. 110

A.19. KRB_CRED verification ........................... 111

A.20. KRB_ERROR generation ............................ 112

1. Introduction

Kerberos provides a means of verifying the identities of principals,

(e.g., a workstation user or a network server) on an open

(unprotected) network. This is accomplished without relying on

authentication by the host operating system, without basing trust on

host addresses, without requiring physical security of all the hosts

on the network, and under the assumption that packets traveling along

the network can be read, modified, and inserted at will. (Note,

however, that many applications use Kerberos' functions only upon the

initiation of a stream-based network connection, and assume the

absence of any "hijackers" who might subvert such a connection. Such

use implicitly trusts the host addresses involved.) Kerberos

performs authentication under these conditions as a trusted third-

party authentication service by using conventional cryptography,

i.e., shared secret key. (shared secret key - Secret and private are

often used interchangeably in the literature. In our usage, it takes

two (or more) to share a secret, thus a shared DES key is a secret

key. Something is only private when no one but its owner knows it.

Thus, in public key cryptosystems, one has a public and a private

key.)

The authentication process proceeds as follows: A client sends a

request to the authentication server (AS) requesting "credentials"

for a given server. The AS responds with these credentials,

encrypted in the client's key. The credentials consist of 1) a

"ticket" for the server and 2) a temporary encryption key (often

called a "session key"). The client transmits the ticket (which

contains the client's identity and a copy of the session key, all

encrypted in the server's key) to the server. The session key (now

shared by the client and server) is used to authenticate the client,

and may optionally be used to authenticate the server. It may also

be used to encrypt further communication between the two parties or

to exchange a separate sub-session key to be used to encrypt further

communication.

The implementation consists of one or more authentication servers

running on physically secure hosts. The authentication servers

maintain a database of principals (i.e., users and servers) and their

secret keys. Code libraries provide encryption and implement the

Kerberos protocol. In order to add authentication to its

transactions, a typical network application adds one or two calls to

the Kerberos library, which results in the transmission of the

necessary messages to achieve authentication.

The Kerberos protocol consists of several sub-protocols (or

exchanges). There are two methods by which a client can ask a

Kerberos server for credentials. In the first approach, the client

sends a cleartext request for a ticket for the desired server to the

AS. The reply is sent encrypted in the client's secret key. Usually

this request is for a ticket-granting ticket (TGT) which can later be

used with the ticket-granting server (TGS). In the second method,

the client sends a request to the TGS. The client sends the TGT to

the TGS in the same manner as if it were contacting any other

application server which requires Kerberos credentials. The reply is

encrypted in the session key from the TGT.

Once oBTained, credentials may be used to verify the identity of the

principals in a transaction, to ensure the integrity of messages

exchanged between them, or to preserve privacy of the messages. The

application is free to choose whatever protection may be necessary.

To verify the identities of the principals in a transaction, the

client transmits the ticket to the server. Since the ticket is sent

"in the clear" (parts of it are encrypted, but this encryption

doesn't thwart replay) and might be intercepted and reused by an

attacker, additional information is sent to prove that the message

was originated by the principal to whom the ticket was issued. This

information (called the authenticator) is encrypted in the session

key, and includes a timestamp. The timestamp proves that the message

was recently generated and is not a replay. Encrypting the

authenticator in the session key proves that it was generated by a

party possessing the session key. Since no one except the requesting

principal and the server know the session key (it is never sent over

the network in the clear) this guarantees the identity of the client.

The integrity of the messages exchanged between principals can also

be guaranteed using the session key (passed in the ticket and

contained in the credentials). This approach provides detection of

both replay attacks and message stream modification attacks. It is

accomplished by generating and transmitting a collision-proof

checksum (elsewhere called a hash or digest function) of the client's

message, keyed with the session key. Privacy and integrity of the

messages exchanged between principals can be secured by encrypting

the data to be passed using the session key passed in the ticket, and

contained in the credentials.

The authentication exchanges mentioned above require read-only Access

to the Kerberos database. Sometimes, however, the entries in the

database must be modified, such as when adding new principals or

changing a principal's key. This is done using a protocol between a

client and a third Kerberos server, the Kerberos Administration

Server (KADM). The administration protocol is not described in this

document. There is also a protocol for maintaining multiple copies of

the Kerberos database, but this can be considered an implementation

detail and may vary to support different database technologies.

1.1. Cross-Realm Operation

The Kerberos protocol is designed to operate across organizational

boundaries. A client in one organization can be authenticated to a

server in another. Each organization wishing to run a Kerberos

server establishes its own "realm". The name of the realm in which a

client is registered is part of the client's name, and can be used by

the end-service to decide whether to honor a request.

By establishing "inter-realm" keys, the administrators of two realms

can allow a client authenticated in the local realm to use its

authentication remotely (Of course, with appropriate permission the

client could arrange registration of a separately-named principal in

a remote realm, and engage in normal exchanges with that realm's

services. However, for even small numbers of clients this becomes

cumbersome, and more automatic methods as described here are

necessary). The exchange of inter-realm keys (a separate key may be

used for each direction) registers the ticket-granting service of

each realm as a principal in the other realm. A client is then able

to obtain a ticket-granting ticket for the remote realm's ticket-

granting service from its local realm. When that ticket-granting

ticket is used, the remote ticket-granting service uses the inter-

realm key (which usually differs from its own normal TGS key) to

decrypt the ticket-granting ticket, and is thus certain that it was

issued by the client's own TGS. Tickets issued by the remote ticket-

granting service will indicate to the end-service that the client was

authenticated from another realm.

A realm is said to communicate with another realm if the two realms

share an inter-realm key, or if the local realm shares an inter-realm

key with an intermediate realm that communicates with the remote

realm. An authentication path is the sequence of intermediate realms

that are transited in communicating from one realm to another.

Realms are typically organized hierarchically. Each realm shares a

key with its parent and a different key with each child. If an

inter-realm key is not directly shared by two realms, the

hierarchical organization allows an authentication path to be easily

constructed. If a hierarchical organization is not used, it may be

necessary to consult some database in order to construct an

authentication path between realms.

Although realms are typically hierarchical, intermediate realms may

be bypassed to achieve cross-realm authentication through alternate

authentication paths (these might be established to make

communication between two realms more efficient). It is important

for the end-service to know which realms were transited when deciding

how much faith to place in the authentication process. To facilitate

this decision, a field in each ticket contains the names of the

realms that were involved in authenticating the client.

1.2. Environmental assumptions

Kerberos imposes a few assumptions on the environment in which it can

properly function:

+ "Denial of service" attacks are not solved with Kerberos. There

are places in these protocols where an intruder intruder can

prevent an application from participating in the proper

authentication steps. Detection and solution of such attacks

(some of which can appear to be not-uncommon "normal" failure

modes for the system) is usually best left to the human

administrators and users.

+ Principals must keep their secret keys secret. If an intruder

somehow steals a principal's key, it will be able to masquerade

as that principal or impersonate any server to the legitimate

principal.

+ "PassWord guessing" attacks are not solved by Kerberos. If a

user chooses a poor password, it is possible for an attacker to

successfully mount an offline dictionary attack by repeatedly

attempting to decrypt, with successive entries from a

dictionary, messages obtained which are encrypted under a key

derived from the user's password.

+ Each host on the network must have a clock which is "loosely

synchronized" to the time of the other hosts; this

synchronization is used to reduce the bookkeeping needs of

application servers when they do replay detection. The degree

of "looseness" can be configured on a per-server basis. If the

clocks are synchronized over the network, the clock

synchronization protocol must itself be secured from network

attackers.

+ Principal identifiers are not recycled on a short-term basis. A

typical mode of access control will use access control lists

(ACLs) to grant permissions to particular principals. If a

stale ACL entry remains for a deleted principal and the

principal identifier is reused, the new principal will inherit

rights specified in the stale ACL entry. By not re-using

principal identifiers, the danger of inadvertent access is

removed.

1.3. Glossary of terms

Below is a list of terms used throughout this document.

Authentication Verifying the claimed identity of a

principal.

Authentication header A record containing a Ticket and an

Authenticator to be presented to a

server as part of the authentication

process.

Authentication path A sequence of intermediate realms transited

in the authentication process when

communicating from one realm to another.

Authenticator A record containing information that can

be shown to have been recently generated

using the session key known only by the

client and server.

Authorization The process of determining whether a

client may use a service, which objects

the client is allowed to access, and the

type of access allowed for each.

Capability A token that grants the bearer permission

to access an object or service. In

Kerberos, this might be a ticket whose

use is restricted by the contents of the

authorization data field, but which

lists no network addresses, together

with the session key necessary to use

the ticket.

Ciphertext The output of an encryption function.

Encryption transforms plaintext into

ciphertext.

Client A process that makes use of a network

service on behalf of a user. Note that

in some cases a Server may itself be a

client of some other server (e.g., a

print server may be a client of a file

server).

Credentials A ticket plus the secret session key

necessary to successfully use that

ticket in an authentication exchange.

KDC Key Distribution Center, a network service

that supplies tickets and temporary

session keys; or an instance of that

service or the host on which it runs.

The KDC services both initial ticket and

ticket-granting ticket requests. The

initial ticket portion is sometimes

referred to as the Authentication Server

(or service). The ticket-granting

ticket portion is sometimes referred to

as the ticket-granting server (or service).

Kerberos Aside from the 3-headed dog guarding

Hades, the name given to Project

Athena's authentication service, the

protocol used by that service, or the

code used to implement the authentication

service.

Plaintext The input to an encryption function or

the output of a decryption function.

Decryption transforms ciphertext into

plaintext.

Principal A uniquely named client or server

instance that participates in a network

communication.

Principal identifier The name used to uniquely identify each

different principal.

Seal To encipher a record containing several

fields in such a way that the fields

cannot be individually replaced without

either knowledge of the encryption key

or leaving evidence of tampering.

Secret key An encryption key shared by a principal

and the KDC, distributed outside the

bounds of the system, with a long lifetime.

In the case of a human user's

principal, the secret key is derived

from a password.

Server A particular Principal which provides a

resource to network clients.

Service A resource provided to network clients;

often provided by more than one server

(for example, remote file service).

Session key A temporary encryption key used between

two principals, with a lifetime limited

to the duration of a single login "session".

Sub-session key A temporary encryption key used between

two principals, selected and exchanged

by the principals using the session key,

and with a lifetime limited to the duration

of a single association.

Ticket A record that helps a client authenticate

itself to a server; it contains the

client's identity, a session key, a

timestamp, and other information, all

sealed using the server's secret key.

It only serves to authenticate a client

when presented along with a fresh

Authenticator.

2. Ticket flag uses and requests

Each Kerberos ticket contains a set of flags which are used to

indicate various attributes of that ticket. Most flags may be

requested by a client when the ticket is obtained; some are

automatically turned on and off by a Kerberos server as required.

The following sections eXPlain what the various flags mean, and gives

examples of reasons to use such a flag.

2.1. Initial and pre-authenticated tickets

The INITIAL flag indicates that a ticket was issued using the AS

protocol and not issued based on a ticket-granting ticket.

Application servers that want to require the knowledge of a client's

secret key (e.g., a passwordchanging program) can insist that this

flag be set in any tickets they accept, and thus be assured that the

client's key was recently presented to the application client.

The PRE-AUTHENT and HW-AUTHENT flags provide addition information

about the initial authentication, regardless of whether the current

ticket was issued directly (in which case INITIAL will also be set)

or issued on the basis of a ticket-granting ticket (in which case the

INITIAL flag is clear, but the PRE-AUTHENT and HW-AUTHENT flags are

carried forward from the ticket-granting ticket).

2.2. Invalid tickets

The INVALID flag indicates that a ticket is invalid. Application

servers must reject tickets which have this flag set. A postdated

ticket will usually be issued in this form. Invalid tickets must be

validated by the KDC before use, by presenting them to the KDC in a

TGS request with the VALIDATE option specified. The KDC will only

validate tickets after their starttime has passed. The validation is

required so that postdated tickets which have been stolen before

their starttime can be rendered permanently invalid (through a hot-

list mechanism).

2.3. Renewable tickets

Applications may desire to hold tickets which can be valid for long

periods of time. However, this can expose their credentials to

potential theft for equally long periods, and those stolen

credentials would be valid until the expiration time of the

ticket(s). Simply using shortlived tickets and obtaining new ones

periodically would require the client to have long-term access to its

secret key, an even greater risk. Renewable tickets can be used to

mitigate the consequences of theft. Renewable tickets have two

"expiration times": the first is when the current instance of the

ticket expires, and the second is the latest permissible value for an

individual expiration time. An application client must periodically

(i.e., before it expires) present a renewable ticket to the KDC, with

the RENEW option set in the KDC request. The KDC will issue a new

ticket with a new session key and a later expiration time. All other

fields of the ticket are left unmodified by the renewal process.

When the latest permissible expiration time arrives, the ticket

expires permanently. At each renewal, the KDC may consult a hot-list

to determine if the ticket had been reported stolen since its last

renewal; it will refuse to renew such stolen tickets, and thus the

usable lifetime of stolen tickets is reduced.

The RENEWABLE flag in a ticket is normally only interpreted by the

ticket-granting service (discussed below in section 3.3). It can

usually be ignored by application servers. However, some

particularly careful application servers may wish to disallow

renewable tickets.

If a renewable ticket is not renewed by its expiration time, the KDC

will not renew the ticket. The RENEWABLE flag is reset by default,

but a client may request it be set by setting the RENEWABLE option

in the KRB_AS_REQ message. If it is set, then the renew-till field

in the ticket contains the time after which the ticket may not be

renewed.

2.4. Postdated tickets

Applications may occasionally need to obtain tickets for use much

later, e.g., a batch submission system would need tickets to be valid

at the time the batch job is serviced. However, it is dangerous to

hold valid tickets in a batch queue, since they will be on-line

longer and more prone to theft. Postdated tickets provide a way to

obtain these tickets from the KDC at job submission time, but to

leave them "dormant" until they are activated and validated by a

further request of the KDC. If a ticket theft were reported in the

interim, the KDC would refuse to validate the ticket, and the thief

would be foiled.

The MAY-POSTDATE flag in a ticket is normally only interpreted by the

ticket-granting service. It can be ignored by application servers.

This flag must be set in a ticket-granting ticket in order to issue a

postdated ticket based on the presented ticket. It is reset by

default; it may be requested by a client by setting the ALLOW-

POSTDATE option in the KRB_AS_REQ message. This flag does not allow

a client to obtain a postdated ticket-granting ticket; postdated

ticket-granting tickets can only by obtained by requesting the

postdating in the KRB_AS_REQ message. The life (endtime-starttime)

of a postdated ticket will be the remaining life of the ticket-

granting ticket at the time of the request, unless the RENEWABLE

option is also set, in which case it can be the full life (endtime-

starttime) of the ticket-granting ticket. The KDC may limit how far

in the future a ticket may be postdated.

The POSTDATED flag indicates that a ticket has been postdated. The

application server can check the authtime field in the ticket to see

when the original authentication occurred. Some services may choose

to reject postdated tickets, or they may only accept them within a

certain period after the original authentication. When the KDC issues

a POSTDATED ticket, it will also be marked as INVALID, so that the

application client must present the ticket to the KDC to be validated

before use.

2.5. Proxiable and proxy tickets

At times it may be necessary for a principal to allow a service to

perform an operation on its behalf. The service must be able to take

on the identity of the client, but only for a particular purpose. A

principal can allow a service to take on the principal's identity for

a particular purpose by granting it a proxy.

The PROXIABLE flag in a ticket is normally only interpreted by the

ticket-granting service. It can be ignored by application servers.

When set, this flag tells the ticket-granting server that it is OK to

issue a new ticket (but not a ticket-granting ticket) with a

different network address based on this ticket. This flag is set by

default.

This flag allows a client to pass a proxy to a server to perform a

remote request on its behalf, e.g., a print service client can give

the print server a proxy to access the client's files on a particular

file server in order to satisfy a print request.

In order to complicate the use of stolen credentials, Kerberos

tickets are usually valid from only those network addresses

specifically included in the ticket (It is permissible to request or

issue tickets with no network addresses specified, but we do not

recommend it). For this reason, a client wishing to grant a proxy

must request a new ticket valid for the network address of the

service to be granted the proxy.

The PROXY flag is set in a ticket by the TGS when it issues a

proxy ticket. Application servers may check this flag and require

additional authentication from the agent presenting the proxy in

order to provide an audit trail.

2.6. Forwardable tickets

Authentication forwarding is an instance of the proxy case where the

service is granted complete use of the client's identity. An example

where it might be used is when a user logs in to a remote system and

wants authentication to work from that system as if the login were

local.

The FORWARDABLE flag in a ticket is normally only interpreted by the

ticket-granting service. It can be ignored by application servers.

The FORWARDABLE flag has an interpretation similar to that of the

PROXIABLE flag, except ticket-granting tickets may also be issued

with different network addresses. This flag is reset by default, but

users may request that it be set by setting the FORWARDABLE option in

the AS request when they request their initial ticket-granting

ticket.

This flag allows for authentication forwarding without requiring the

user to enter a password again. If the flag is not set, then

authentication forwarding is not permitted, but the same end result

can still be achieved if the user engages in the AS exchange with the

requested network addresses and supplies a password.

The FORWARDED flag is set by the TGS when a client presents a ticket

with the FORWARDABLE flag set and requests it be set by specifying

the FORWARDED KDC option and supplying a set of addresses for the new

ticket. It is also set in all tickets issued based on tickets with

the FORWARDED flag set. Application servers may wish to process

FORWARDED tickets differently than non-FORWARDED tickets.

2.7. Other KDC options

There are two additional options which may be set in a client's

request of the KDC. The RENEWABLE-OK option indicates that the

client will accept a renewable ticket if a ticket with the requested

life cannot otherwise be provided. If a ticket with the requested

life cannot be provided, then the KDC may issue a renewable ticket

with a renew-till equal to the the requested endtime. The value of

the renew-till field may still be adjusted by site-determined limits

or limits imposed by the individual principal or server.

The ENC-TKT-IN-SKEY option is honored only by the ticket-granting

service. It indicates that the to-be-issued ticket for the end

server is to be encrypted in the session key from the additional

ticket-granting ticket provided with the request. See section 3.3.3

for specific details.

3. Message Exchanges

The following sections describe the interactions between network

clients and servers and the messages involved in those exchanges.

3.1. The Authentication Service Exchange

Summary

Message direction Message type Section

1. Client to Kerberos KRB_AS_REQ 5.4.1

2. Kerberos to client KRB_AS_REP or 5.4.2

KRB_ERROR 5.9.1

The Authentication Service (AS) Exchange between the client and the

Kerberos Authentication Server is usually initiated by a client when

it wishes to obtain authentication credentials for a given server but

currently holds no credentials. The client's secret key is used for

encryption and decryption. This exchange is typically used at the

initiation of a login session, to obtain credentials for a Ticket-

Granting Server, which will subsequently be used to obtain

credentials for other servers (see section 3.3) without requiring

further use of the client's secret key. This exchange is also used

to request credentials for services which must not be mediated

through the Ticket-Granting Service, but rather require a principal's

secret key, such as the password-changing service. (The password-

changing request must not be honored unless the requester can provide

the old password (the user's current secret key). Otherwise, it

would be possible for someone to walk up to an unattended session and

change another user's password.) This exchange does not by itself

provide any assurance of the the identity of the user. (To

authenticate a user logging on to a local system, the credentials

obtained in the AS exchange may first be used in a TGS exchange to

obtain credentials for a local server. Those credentials must then

be verified by the local server through successful completion of the

Client/Server exchange.)

The exchange consists of two messages: KRB_AS_REQ from the client to

Kerberos, and KRB_AS_REP or KRB_ERROR in reply. The formats for these

messages are described in sections 5.4.1, 5.4.2, and 5.9.1.

In the request, the client sends (in cleartext) its own identity and

the identity of the server for which it is requesting credentials.

The response, KRB_AS_REP, contains a ticket for the client to present

to the server, and a session key that will be shared by the client

and the server. The session key and additional information are

encrypted in the client's secret key. The KRB_AS_REP message

contains information which can be used to detect replays, and to

associate it with the message to which it replies. Various errors

can occur; these are indicated by an error response (KRB_ERROR)

instead of the KRB_AS_REP response. The error message is not

encrypted. The KRB_ERROR message also contains information which can

be used to associate it with the message to which it replies. The

lack of encryption in the KRB_ERROR message precludes the ability to

detect replays or fabrications of such messages.

In the normal case the authentication server does not know whether

the client is actually the principal named in the request. It simply

sends a reply without knowing or caring whether they are the same.

This is acceptable because nobody but the principal whose identity

was given in the request will be able to use the reply. Its critical

information is encrypted in that principal's key. The initial

request supports an optional field that can be used to pass

additional information that might be needed for the initial exchange.

This field may be used for preauthentication if desired, but the

mechanism is not currently specified.

3.1.1. Generation of KRB_AS_REQ message

The client may specify a number of options in the initial request.

Among these options are whether preauthentication is to be performed;

whether the requested ticket is to be renewable, proxiable, or

forwardable; whether it should be postdated or allow postdating of

derivative tickets; and whether a renewable ticket will be accepted

in lieu of a non-renewable ticket if the requested ticket expiration

date cannot be satisfied by a nonrenewable ticket (due to

configuration constraints; see section 4). See section A.1 for

pseudocode.

The client prepares the KRB_AS_REQ message and sends it to the KDC.

3.1.2. Receipt of KRB_AS_REQ message

If all goes well, processing the KRB_AS_REQ message will result in

the creation of a ticket for the client to present to the server.

The format for the ticket is described in section 5.3.1. The

contents of the ticket are determined as follows.

3.1.3. Generation of KRB_AS_REP message

The authentication server looks up the client and server principals

named in the KRB_AS_REQ in its database, extracting their respective

keys. If required, the server pre-authenticates the request, and if

the pre-authentication check fails, an error message with the code

KDC_ERR_PREAUTH_FAILED is returned. If the server cannot accommodate

the requested encryption type, an error message with code

KDC_ERR_ETYPE_NOSUPP is returned. Otherwise it generates a "random"

session key ("Random" means that, among other things, it should be

impossible to guess the next session key based on knowledge of past

session keys. This can only be achieved in a pseudo-random number

generator if it is based on cryptographic principles. It would be

more desirable to use a truly random number generator, such as one

based on measurements of random physical phenomena.).

If the requested start time is absent or indicates a time in the

past, then the start time of the ticket is set to the authentication

server's current time. If it indicates a time in the future, but the

POSTDATED option has not been specified, then the error

KDC_ERR_CANNOT_POSTDATE is returned. Otherwise the requested start

time is checked against the policy of the local realm (the

administrator might decide to prohibit certain types or ranges of

postdated tickets), and if acceptable, the ticket's start time is set

as requested and the INVALID flag is set in the new ticket. The

postdated ticket must be validated before use by presenting it to the

KDC after the start time has been reached.

The expiration time of the ticket will be set to the minimum of the

following:

+The expiration time (endtime) requested in the KRB_AS_REQ

message.

+The ticket's start time plus the maximum allowable lifetime

associated with the client principal (the authentication

server's database includes a maximum ticket lifetime field

in each principal's record; see section 4).

+The ticket's start time plus the maximum allowable lifetime

associated with the server principal.

+The ticket's start time plus the maximum lifetime set by

the policy of the local realm.

If the requested expiration time minus the start time (as determined

above) is less than a site-determined minimum lifetime, an error

message with code KDC_ERR_NEVER_VALID is returned. If the requested

expiration time for the ticket exceeds what was determined as above,

and if the "RENEWABLE-OK" option was requested, then the "RENEWABLE"

flag is set in the new ticket, and the renew-till value is set as if

the "RENEWABLE" option were requested (the field and option names are

described fully in section 5.4.1). If the RENEWABLE option has been

requested or if the RENEWABLE-OK option has been set and a renewable

ticket is to be issued, then the renew-till field is set to the

minimum of:

+Its requested value.

+The start time of the ticket plus the minimum of the two

maximum renewable lifetimes associated with the principals'

database entries.

+The start time of the ticket plus the maximum renewable

lifetime set by the policy of the local realm.

The flags field of the new ticket will have the following options set

if they have been requested and if the policy of the local realm

allows: FORWARDABLE, MAY-POSTDATE, POSTDATED, PROXIABLE, RENEWABLE.

If the new ticket is postdated (the start time is in the future), its

INVALID flag will also be set.

If all of the above succeed, the server formats a KRB_AS_REP message

(see section 5.4.2), copying the addresses in the request into the

caddr of the response, placing any required pre-authentication data

into the padata of the response, and encrypts the ciphertext part in

the client's key using the requested encryption method, and sends it

to the client. See section A.2 for pseudocode.

3.1.4. Generation of KRB_ERROR message

Several errors can occur, and the Authentication Server responds by

returning an error message, KRB_ERROR, to the client, with the

error-code and e-text fields set to appropriate values. The error

message contents and details are described in Section 5.9.1.

3.1.5. Receipt of KRB_AS_REP message

If the reply message type is KRB_AS_REP, then the client verifies

that the cname and crealm fields in the cleartext portion of the

reply match what it requested. If any padata fields are present,

they may be used to derive the proper secret key to decrypt the

message. The client decrypts the encrypted part of the response

using its secret key, verifies that the nonce in the encrypted part

matches the nonce it supplied in its request (to detect replays). It

also verifies that the sname and srealm in the response match those

in the request, and that the host address field is also correct. It

then stores the ticket, session key, start and expiration times, and

other information for later use. The key-expiration field from the

encrypted part of the response may be checked to notify the user of

impending key expiration (the client program could then suggest

remedial action, such as a password change). See section A.3 for

pseudocode.

Proper decryption of the KRB_AS_REP message is not sufficient to

verify the identity of the user; the user and an attacker could

cooperate to generate a KRB_AS_REP format message which decrypts

properly but is not from the proper KDC. If the host wishes to

verify the identity of the user, it must require the user to present

application credentials which can be verified using a securely-stored

secret key. If those credentials can be verified, then the identity

of the user can be assured.

3.1.6. Receipt of KRB_ERROR message

If the reply message type is KRB_ERROR, then the client interprets it

as an error and performs whatever application-specific tasks are

necessary to recover.

3.2. The Client/Server Authentication Exchange

Summary

Message direction Message type Section

Client to Application server KRB_AP_REQ 5.5.1

[optional] Application server to client KRB_AP_REP or 5.5.2

KRB_ERROR 5.9.1

The client/server authentication (CS) exchange is used by network

applications to authenticate the client to the server and vice versa.

The client must have already acquired credentials for the server

using the AS or TGS exchange.

3.2.1. The KRB_AP_REQ message

The KRB_AP_REQ contains authentication information which should be

part of the first message in an authenticated transaction. It

contains a ticket, an authenticator, and some additional bookkeeping

information (see section 5.5.1 for the exact format). The ticket by

itself is insufficient to authenticate a client, since tickets are

passed across the network in cleartext(Tickets contain both an

encrypted and unencrypted portion, so cleartext here refers to the

entire unit, which can be copied from one message and replayed in

another without any cryptographic skill.), so the authenticator is

used to prevent invalid replay of tickets by proving to the server

that the client knows the session key of the ticket and thus is

entitled to use it. The KRB_AP_REQ message is referred to elsewhere

as the "authentication header."

3.2.2. Generation of a KRB_AP_REQ message

When a client wishes to initiate authentication to a server, it

obtains (either through a credentials cache, the AS exchange, or the

TGS exchange) a ticket and session key for the desired service. The

client may re-use any tickets it holds until they expire. The client

then constructs a new Authenticator from the the system time, its

name, and optionally an application specific checksum, an initial

sequence number to be used in KRB_SAFE or KRB_PRIV messages, and/or a

session subkey to be used in negotiations for a session key unique to

this particular session. Authenticators may not be re-used and will

be rejected if replayed to a server (Note that this can make

applications based on unreliable transports difficult to code

correctly, if the transport might deliver duplicated messages. In

such cases, a new authenticator must be generated for each retry.).

If a sequence number is to be included, it should be randomly chosen

so that even after many messages have been exchanged it is not likely

to collide with other sequence numbers in use.

The client may indicate a requirement of mutual authentication or the

use of a session-key based ticket by setting the appropriate flag(s)

in the ap-options field of the message.

The Authenticator is encrypted in the session key and combined with

the ticket to form the KRB_AP_REQ message which is then sent to the

end server along with any additional application-specific

information. See section A.9 for pseudocode.

3.2.3. Receipt of KRB_AP_REQ message

Authentication is based on the server's current time of day (clocks

must be loosely synchronized), the authenticator, and the ticket.

Several errors are possible. If an error occurs, the server is

expected to reply to the client with a KRB_ERROR message. This

message may be encapsulated in the application protocol if its "raw"

form is not acceptable to the protocol. The format of error messages

is described in section 5.9.1.

The algorithm for verifying authentication information is as follows.

If the message type is not KRB_AP_REQ, the server returns the

KRB_AP_ERR_MSG_TYPE error. If the key version indicated by the Ticket

in the KRB_AP_REQ is not one the server can use (e.g., it indicates

an old key, and the server no longer possesses a copy of the old

key), the KRB_AP_ERR_BADKEYVER error is returned. If the USE-

SESSION-KEY flag is set in the ap-options field, it indicates to the

server that the ticket is encrypted in the session key from the

server's ticket-granting ticket rather than its secret key (This is

used for user-to-user authentication as described in [6]). Since it

is possible for the server to be registered in multiple realms, with

different keys in each, the srealm field in the unencrypted portion

of the ticket in the KRB_AP_REQ is used to specify which secret key

the server should use to decrypt that ticket. The KRB_AP_ERR_NOKEY

error code is returned if the server doesn't have the proper key to

decipher the ticket.

The ticket is decrypted using the version of the server's key

specified by the ticket. If the decryption routines detect a

modification of the ticket (each encryption system must provide

safeguards to detect modified ciphertext; see section 6), the

KRB_AP_ERR_BAD_INTEGRITY error is returned (chances are good that

different keys were used to encrypt and decrypt).

The authenticator is decrypted using the session key extracted from

the decrypted ticket. If decryption shows it to have been modified,

the KRB_AP_ERR_BAD_INTEGRITY error is returned. The name and realm

of the client from the ticket are compared against the same fields in

the authenticator. If they don't match, the KRB_AP_ERR_BADMATCH

error is returned (they might not match, for example, if the wrong

session key was used to encrypt the authenticator). The addresses in

the ticket (if any) are then searched for an address matching the

operating-system reported address of the client. If no match is

found or the server insists on ticket addresses but none are present

in the ticket, the KRB_AP_ERR_BADADDR error is returned.

If the local (server) time and the client time in the authenticator

differ by more than the allowable clock skew (e.g., 5 minutes), the

KRB_AP_ERR_SKEW error is returned. If the server name, along with

the client name, time and microsecond fields from the Authenticator

match any recently-seen such tuples, the KRB_AP_ERR_REPEAT error is

returned (Note that the rejection here is restricted to

authenticators from the same principal to the same server. Other

client principals communicating with the same server principal should

not be have their authenticators rejected if the time and microsecond

fields happen to match some other client's authenticator.). The

server must remember any authenticator presented within the allowable

clock skew, so that a replay attempt is guaranteed to fail. If a

server loses track of any authenticator presented within the

allowable clock skew, it must reject all requests until the clock

skew interval has passed. This assures that any lost or re-played

authenticators will fall outside the allowable clock skew and can no

longer be successfully replayed (If this is not done, an attacker

could conceivably record the ticket and authenticator sent over the

network to a server, then disable the client's host, pose as the

disabled host, and replay the ticket and authenticator to subvert the

authentication.). If a sequence number is provided in the

authenticator, the server saves it for later use in processing

KRB_SAFE and/or KRB_PRIV messages. If a subkey is present, the

server either saves it for later use or uses it to help generate its

own choice for a subkey to be returned in a KRB_AP_REP message.

The server computes the age of the ticket: local (server) time minus

the start time inside the Ticket. If the start time is later than

the current time by more than the allowable clock skew or if the

INVALID flag is set in the ticket, the KRB_AP_ERR_TKT_NYV error is

returned. Otherwise, if the current time is later than end time by

more than the allowable clock skew, the KRB_AP_ERR_TKT_EXPIRED error

is returned.

If all these checks succeed without an error, the server is assured

that the client possesses the credentials of the principal named in

the ticket and thus, the client has been authenticated to the server.

See section A.10 for pseudocode.

3.2.4. Generation of a KRB_AP_REP message

Typically, a client's request will include both the authentication

information and its initial request in the same message, and the

server need not explicitly reply to the KRB_AP_REQ. However, if

mutual authentication (not only authenticating the client to the

server, but also the server to the client) is being performed, the

KRB_AP_REQ message will have MUTUAL-REQUIRED set in its ap-options

field, and a KRB_AP_REP message is required in response. As with the

error message, this message may be encapsulated in the application

protocol if its "raw" form is not acceptable to the application's

protocol. The timestamp and microsecond field used in the reply must

be the client's timestamp and microsecond field (as provided in the

authenticator). [Note: In the Kerberos version 4 protocol, the

timestamp in the reply was the client's timestamp plus one. This is

not necessary in version 5 because version 5 messages are formatted

in such a way that it is not possible to create the reply by

judicious message surgery (even in encrypted form) without knowledge

of the appropriate encryption keys.] If a sequence number is to be

included, it should be randomly chosen as described above for the

authenticator. A subkey may be included if the server desires to

negotiate a different subkey. The KRB_AP_REP message is encrypted in

the session key extracted from the ticket. See section A.11 for

pseudocode.

3.2.5. Receipt of KRB_AP_REP message

If a KRB_AP_REP message is returned, the client uses the session key

from the credentials obtained for the server (Note that for

encrypting the KRB_AP_REP message, the sub-session key is not used,

even if present in the Authenticator.) to decrypt the message, and

verifies that the timestamp and microsecond fields match those in the

Authenticator it sent to the server. If they match, then the client

is assured that the server is genuine. The sequence number and subkey

(if present) are retained for later use. See section A.12 for

pseudocode.

3.2.6. Using the encryption key

After the KRB_AP_REQ/KRB_AP_REP exchange has occurred, the client and

server share an encryption key which can be used by the application.

The "true session key" to be used for KRB_PRIV, KRB_SAFE, or other

application-specific uses may be chosen by the application based on

the subkeys in the KRB_AP_REP message and the authenticator

(Implementations of the protocol may wish to provide routines to

choose subkeys based on session keys and random numbers and to

orchestrate a negotiated key to be returned in the KRB_AP_REP

message.). In some cases, the use of this session key will be

implicit in the protocol; in others the method of use must be chosen

from a several alternatives. We leave the protocol negotiations of

how to use the key (e.g., selecting an encryption or checksum type)

to the application programmer; the Kerberos protocol does not

constrain the implementation options.

With both the one-way and mutual authentication exchanges, the peers

should take care not to send sensitive information to each other

without proper assurances. In particular, applications that require

privacy or integrity should use the KRB_AP_REP or KRB_ERROR responses

from the server to client to assure both client and server of their

peer's identity. If an application protocol requires privacy of its

messages, it can use the KRB_PRIV message (section 3.5). The KRB_SAFE

message (section 3.4) can be used to assure integrity.

3.3. The Ticket-Granting Service (TGS) Exchange

Summary

Message direction Message type Section

1. Client to Kerberos KRB_TGS_REQ 5.4.1

2. Kerberos to client KRB_TGS_REP or 5.4.2

KRB_ERROR 5.9.1

The TGS exchange between a client and the Kerberos Ticket-Granting

Server is initiated by a client when it wishes to obtain

authentication credentials for a given server (which might be

registered in a remote realm), when it wishes to renew or validate an

existing ticket, or when it wishes to obtain a proxy ticket. In the

first case, the client must already have acquired a ticket for the

Ticket-Granting Service using the AS exchange (the ticket-granting

ticket is usually obtained when a client initially authenticates to

the system, such as when a user logs in). The message format for the

TGS exchange is almost identical to that for the AS exchange. The

primary difference is that encryption and decryption in the TGS

exchange does not take place under the client's key. Instead, the

session key from the ticket-granting ticket or renewable ticket, or

sub-session key from an Authenticator is used. As is the case for

all application servers, expired tickets are not accepted by the TGS,

so once a renewable or ticket-granting ticket expires, the client

must use a separate exchange to obtain valid tickets.

The TGS exchange consists of two messages: A request (KRB_TGS_REQ)

from the client to the Kerberos Ticket-Granting Server, and a reply

(KRB_TGS_REP or KRB_ERROR). The KRB_TGS_REQ message includes

information authenticating the client plus a request for credentials.

The authentication information consists of the authentication header

(KRB_AP_REQ) which includes the client's previously obtained ticket-

granting, renewable, or invalid ticket. In the ticket-granting

ticket and proxy cases, the request may include one or more of: a

list of network addresses, a collection of typed authorization data

to be sealed in the ticket for authorization use by the application

server, or additional tickets (the use of which are described later).

The TGS reply (KRB_TGS_REP) contains the requested credentials,

encrypted in the session key from the ticket-granting ticket or

renewable ticket, or if present, in the subsession key from the

Authenticator (part of the authentication header). The KRB_ERROR

message contains an error code and text explaining what went wrong.

The KRB_ERROR message is not encrypted. The KRB_TGS_REP message

contains information which can be used to detect replays, and to

associate it with the message to which it replies. The KRB_ERROR

message also contains information which can be used to associate it

with the message to which it replies, but the lack of encryption in

the KRB_ERROR message precludes the ability to detect replays or

fabrications of such messages.

3.3.1. Generation of KRB_TGS_REQ message

Before sending a request to the ticket-granting service, the client

must determine in which realm the application server is registered

[Note: This can be accomplished in several ways. It might be known

beforehand (since the realm is part of the principal identifier), or

it might be stored in a nameserver. Presently, however, this

information is obtained from a configuration file. If the realm to

be used is obtained from a nameserver, there is a danger of being

spoofed if the nameservice providing the realm name is not

authenticated. This might result in the use of a realm which has

been compromised, and would result in an attacker's ability to

compromise the authentication of the application server to the

client.]. If the client does not already possess a ticket-granting

ticket for the appropriate realm, then one must be obtained. This is

first attempted by requesting a ticket-granting ticket for the

destination realm from the local Kerberos server (using the

KRB_TGS_REQ message recursively). The Kerberos server may return a

TGT for the desired realm in which case one can proceed.

Alternatively, the Kerberos server may return a TGT for a realm which

is "closer" to the desired realm (further along the standard

hierarchical path), in which case this step must be repeated with a

Kerberos server in the realm specified in the returned TGT. If

neither are returned, then the request must be retried with a

Kerberos server for a realm higher in the hierarchy. This request

will itself require a ticket-granting ticket for the higher realm

which must be obtained by recursively applying these directions.

Once the client obtains a ticket-granting ticket for the appropriate

realm, it determines which Kerberos servers serve that realm, and

contacts one. The list might be obtained through a configuration file

or network service; as long as the secret keys exchanged by realms

are kept secret, only denial of service results from a false Kerberos

server.

As in the AS exchange, the client may specify a number of options in

the KRB_TGS_REQ message. The client prepares the KRB_TGS_REQ

message, providing an authentication header as an element of the

padata field, and including the same fields as used in the KRB_AS_REQ

message along with several optional fields: the enc-authorization-

data field for application server use and additional tickets required

by some options.

In preparing the authentication header, the client can select a sub-

session key under which the response from the Kerberos server will be

encrypted (If the client selects a sub-session key, care must be

taken to ensure the randomness of the selected subsession key. One

approach would be to generate a random number and XOR it with the

session key from the ticket-granting ticket.). If the sub-session key

is not specified, the session key from the ticket-granting ticket

will be used. If the enc-authorization-data is present, it must be

encrypted in the sub-session key, if present, from the authenticator

portion of the authentication header, or if not present in the

session key from the ticket-granting ticket.

Once prepared, the message is sent to a Kerberos server for the

destination realm. See section A.5 for pseudocode.

3.3.2. Receipt of KRB_TGS_REQ message

The KRB_TGS_REQ message is processed in a manner similar to the

KRB_AS_REQ message, but there are many additional checks to be

performed. First, the Kerberos server must determine which server

the accompanying ticket is for and it must select the appropriate key

to decrypt it. For a normal KRB_TGS_REQ message, it will be for the

ticket granting service, and the TGS's key will be used. If the TGT

was issued by another realm, then the appropriate inter-realm key

must be used. If the accompanying ticket is not a ticket granting

ticket for the current realm, but is for an application server in the

current realm, the RENEW, VALIDATE, or PROXY options are specified in

the request, and the server for which a ticket is requested is the

server named in the accompanying ticket, then the KDC will decrypt

the ticket in the authentication header using the key of the server

for which it was issued. If no ticket can be found in the padata

field, the KDC_ERR_PADATA_TYPE_NOSUPP error is returned.

Once the accompanying ticket has been decrypted, the user-supplied

checksum in the Authenticator must be verified against the contents

of the request, and the message rejected if the checksums do not

match (with an error code of KRB_AP_ERR_MODIFIED) or if the checksum

is not keyed or not collision-proof (with an error code of

KRB_AP_ERR_INAPP_CKSUM). If the checksum type is not supported, the

KDC_ERR_SUMTYPE_NOSUPP error is returned. If the authorization-data

are present, they are decrypted using the sub-session key from the

Authenticator.

If any of the decryptions indicate failed integrity checks, the

KRB_AP_ERR_BAD_INTEGRITY error is returned.

3.3.3. Generation of KRB_TGS_REP message

The KRB_TGS_REP message shares its format with the KRB_AS_REP

(KRB_KDC_REP), but with its type field set to KRB_TGS_REP. The

detailed specification is in section 5.4.2.

The response will include a ticket for the requested server. The

Kerberos database is queried to retrieve the record for the requested

server (including the key with which the ticket will be encrypted).

If the request is for a ticket granting ticket for a remote realm,

and if no key is shared with the requested realm, then the Kerberos

server will select the realm "closest" to the requested realm with

which it does share a key, and use that realm instead. This is the

only case where the response from the KDC will be for a different

server than that requested by the client.

By default, the address field, the client's name and realm, the list

of transited realms, the time of initial authentication, the

expiration time, and the authorization data of the newly-issued

ticket will be copied from the ticket-granting ticket (TGT) or

renewable ticket. If the transited field needs to be updated, but

the transited type is not supported, the KDC_ERR_TRTYPE_NOSUPP error

is returned.

If the request specifies an endtime, then the endtime of the new

ticket is set to the minimum of (a) that request, (b) the endtime

from the TGT, and (c) the starttime of the TGT plus the minimum of

the maximum life for the application server and the maximum life for

the local realm (the maximum life for the requesting principal was

already applied when the TGT was issued). If the new ticket is to be

a renewal, then the endtime above is replaced by the minimum of (a)

the value of the renew_till field of the ticket and (b) the starttime

for the new ticket plus the life (endtimestarttime) of the old

ticket.

If the FORWARDED option has been requested, then the resulting ticket

will contain the addresses specified by the client. This option will

only be honored if the FORWARDABLE flag is set in the TGT. The PROXY

option is similar; the resulting ticket will contain the addresses

specified by the client. It will be honored only if the PROXIABLE

flag in the TGT is set. The PROXY option will not be honored on

requests for additional ticket-granting tickets.

If the requested start time is absent or indicates a time in the

past, then the start time of the ticket is set to the authentication

server's current time. If it indicates a time in the future, but the

POSTDATED option has not been specified or the MAY-POSTDATE flag is

not set in the TGT, then the error KDC_ERR_CANNOT_POSTDATE is

returned. Otherwise, if the ticket-granting ticket has the

MAYPOSTDATE flag set, then the resulting ticket will be postdated and

the requested starttime is checked against the policy of the local

realm. If acceptable, the ticket's start time is set as requested,

and the INVALID flag is set. The postdated ticket must be validated

before use by presenting it to the KDC after the starttime has been

reached. However, in no case may the starttime, endtime, or renew-

till time of a newly-issued postdated ticket extend beyond the

renew-till time of the ticket-granting ticket.

If the ENC-TKT-IN-SKEY option has been specified and an additional

ticket has been included in the request, the KDC will decrypt the

additional ticket using the key for the server to which the

additional ticket was issued and verify that it is a ticket-granting

ticket. If the name of the requested server is missing from the

request, the name of the client in the additional ticket will be

used. Otherwise the name of the requested server will be compared to

the name of the client in the additional ticket and if different, the

request will be rejected. If the request succeeds, the session key

from the additional ticket will be used to encrypt the new ticket

that is issued instead of using the key of the server for which the

new ticket will be used (This allows easy implementation of user-to-

user authentication [6], which uses ticket-granting ticket session

keys in lieu of secret server keys in situations where such secret

keys could be easily compromised.).

If the name of the server in the ticket that is presented to the KDC

as part of the authentication header is not that of the ticket-

granting server itself, and the server is registered in the realm of

the KDC, If the RENEW option is requested, then the KDC will verify

that the RENEWABLE flag is set in the ticket and that the renew_till

time is still in the future. If the VALIDATE option is rqeuested,

the KDC will check that the starttime has passed and the INVALID flag

is set. If the PROXY option is requested, then the KDC will check

that the PROXIABLE flag is set in the ticket. If the tests succeed,

the KDC will issue the appropriate new ticket.

Whenever a request is made to the ticket-granting server, the

presented ticket(s) is(are) checked against a hot-list of tickets

which have been canceled. This hot-list might be implemented by

storing a range of issue dates for "suspect tickets"; if a presented

ticket had an authtime in that range, it would be rejected. In this

way, a stolen ticket-granting ticket or renewable ticket cannot be

used to gain additional tickets (renewals or otherwise) once the

theft has been reported. Any normal ticket obtained before it was

reported stolen will still be valid (because they require no

interaction with the KDC), but only until their normal expiration

time.

The ciphertext part of the response in the KRB_TGS_REP message is

encrypted in the sub-session key from the Authenticator, if present,

or the session key key from the ticket-granting ticket. It is not

encrypted using the client's secret key. Furthermore, the client's

key's expiration date and the key version number fields are left out

since these values are stored along with the client's database

record, and that record is not needed to satisfy a request based on a

ticket-granting ticket. See section A.6 for pseudocode.

3.3.3.1. Encoding the transited field

If the identity of the server in the TGT that is presented to the KDC

as part of the authentication header is that of the ticket-granting

service, but the TGT was issued from another realm, the KDC will look

up the inter-realm key shared with that realm and use that key to

decrypt the ticket. If the ticket is valid, then the KDC will honor

the request, subject to the constraints outlined above in the section

describing the AS exchange. The realm part of the client's identity

will be taken from the ticket-granting ticket. The name of the realm

that issued the ticket-granting ticket will be added to the transited

field of the ticket to be issued. This is accomplished by reading

the transited field from the ticket-granting ticket (which is treated

as an unordered set of realm names), adding the new realm to the set,

then constructing and writing out its encoded (shorthand) form (this

may involve a rearrangement of the existing encoding).

Note that the ticket-granting service does not add the name of its

own realm. Instead, its responsibility is to add the name of the

previous realm. This prevents a malicious Kerberos server from

intentionally leaving out its own name (it could, however, omit other

realms' names).

The names of neither the local realm nor the principal's realm are to

be included in the transited field. They appear elsewhere in the

ticket and both are known to have taken part in authenticating the

principal. Since the endpoints are not included, both local and

single-hop inter-realm authentication result in a transited field

that is empty.

Because the name of each realm transited is added to this field,

it might potentially be very long. To decrease the length of this

field, its contents are encoded. The initially supported encoding is

optimized for the normal case of inter-realm communication: a

hierarchical arrangement of realms using either domain or X.500 style

realm names. This encoding (called DOMAIN-X500-COMPRESS) is now

described.

Realm names in the transited field are separated by a ",". The ",",

"\", trailing "."s, and leading spaces (" ") are special characters,

and if they are part of a realm name, they must be quoted in the

transited field by preceding them with a "\".

A realm name ending with a "." is interpreted as being prepended to

the previous realm. For example, we can encode traversal of EDU,

MIT.EDU, ATHENA.MIT.EDU, WASHINGTON.EDU, and CS.WASHINGTON.EDU as:

"EDU,MIT.,ATHENA.,WASHINGTON.EDU,CS.".

Note that if ATHENA.MIT.EDU, or CS.WASHINGTON.EDU were endpoints,

that they would not be included in this field, and we would have:

"EDU,MIT.,WASHINGTON.EDU"

A realm name beginning with a "/" is interpreted as being appended to

the previous realm (For the purpose of appending, the realm preceding

the first listed realm is considered to be the null realm ("")). If

it is to stand by itself, then it should be preceded by a space ("

"). For example, we can encode traversal of /COM/HP/APOLLO, /COM/HP,

/COM, and /COM/DEC as:

"/COM,/HP,/APOLLO, /COM/DEC".

Like the example above, if /COM/HP/APOLLO and /COM/DEC are endpoints,

they they would not be included in this field, and we would have:

"/COM,/HP"

A null subfield preceding or following a "," indicates that all

realms between the previous realm and the next realm have been

traversed (For the purpose of interpreting null subfields, the

client's realm is considered to precede those in the transited field,

and the server's realm is considered to follow them.). Thus, ","

means that all realms along the path between the client and the

server have been traversed. ",EDU, /COM," means that that all realms

from the client's realm up to EDU (in a domain style hierarchy) have

been traversed, and that everything from /COM down to the server's

realm in an X.500 style has also been traversed. This could occur if

the EDU realm in one hierarchy shares an inter-realm key directly

with the /COM realm in another hierarchy.

3.3.4. Receipt of KRB_TGS_REP message

When the KRB_TGS_REP is received by the client, it is processed in

the same manner as the KRB_AS_REP processing described above. The

primary difference is that the ciphertext part of the response must

be decrypted using the session key from the ticket-granting ticket

rather than the client's secret key. See section A.7 for pseudocode.

3.4. The KRB_SAFE Exchange

The KRB_SAFE message may be used by clients requiring the ability to

detect modifications of messages they exchange. It achieves this by

including a keyed collisionproof checksum of the user data and some

control information. The checksum is keyed with an encryption key

(usually the last key negotiated via subkeys, or the session key if

no negotiation has occured).

3.4.1. Generation of a KRB_SAFE message

When an application wishes to send a KRB_SAFE message, it collects

its data and the appropriate control information and computes a

checksum over them. The checksum algorithm should be some sort of

keyed one-way hash function (such as the RSA-MD5-DES checksum

algorithm specified in section 6.4.5, or the DES MAC), generated

using the sub-session key if present, or the session key. Different

algorithms may be selected by changing the checksum type in the

message. Unkeyed or non-collision-proof checksums are not suitable

for this use.

The control information for the KRB_SAFE message includes both a

timestamp and a sequence number. The designer of an application

using the KRB_SAFE message must choose at least one of the two

mechanisms. This choice should be based on the needs of the

application protocol.

Sequence numbers are useful when all messages sent will be received

by one's peer. Connection state is presently required to maintain

the session key, so maintaining the next sequence number should not

present an additional problem.

If the application protocol is expected to tolerate lost messages

without them being resent, the use of the timestamp is the

appropriate replay detection mechanism. Using timestamps is also the

appropriate mechanism for multi-cast protocols where all of one's

peers share a common sub-session key, but some messages will be sent

to a subset of one's peers.

After computing the checksum, the client then transmits the

information and checksum to the recipient in the message format

specified in section 5.6.1.

3.4.2. Receipt of KRB_SAFE message

When an application receives a KRB_SAFE message, it verifies it as

follows. If any error occurs, an error code is reported for use by

the application.

The message is first checked by verifying that the protocol version

and type fields match the current version and KRB_SAFE, respectively.

A mismatch generates a KRB_AP_ERR_BADVERSION or KRB_AP_ERR_MSG_TYPE

error. The application verifies that the checksum used is a

collisionproof keyed checksum, and if it is not, a

KRB_AP_ERR_INAPP_CKSUM error is generated. The recipient verifies

that the operating system's report of the sender's address matches

the sender's address in the message, and (if a recipient address is

specified or the recipient requires an address) that one of the

recipient's addresses appears as the recipient's address in the

message. A failed match for either case generates a

KRB_AP_ERR_BADADDR error. Then the timestamp and usec and/or the

sequence number fields are checked. If timestamp and usec are

expected and not present, or they are present but not current, the

KRB_AP_ERR_SKEW error is generated. If the server name, along with

the client name, time and microsecond fields from the Authenticator

match any recently-seen such tuples, the KRB_AP_ERR_REPEAT error is

generated. If an incorrect sequence number is included, or a

sequence number is expected but not present, the KRB_AP_ERR_BADORDER

error is generated. If neither a timestamp and usec or a sequence

number is present, a KRB_AP_ERR_MODIFIED error is generated.

Finally, the checksum is computed over the data and control

information, and if it doesn't match the received checksum, a

KRB_AP_ERR_MODIFIED error is generated.

If all the checks succeed, the application is assured that the

message was generated by its peer and was not modified in transit.

3.5. The KRB_PRIV Exchange

The KRB_PRIV message may be used by clients requiring confidentiality

and the ability to detect modifications of exchanged messages. It

achieves this by encrypting the messages and adding control

information.

3.5.1. Generation of a KRB_PRIV message

When an application wishes to send a KRB_PRIV message, it collects

its data and the appropriate control information (specified in

section 5.7.1) and encrypts them under an encryption key (usually the

last key negotiated via subkeys, or the session key if no negotiation

has occured). As part of the control information, the client must

choose to use either a timestamp or a sequence number (or both); see

the discussion in section 3.4.1 for guidelines on which to use.

After the user data and control information are encrypted, the client

transmits the ciphertext and some "envelope" information to the

recipient.

3.5.2. Receipt of KRB_PRIV message

When an application receives a KRB_PRIV message, it verifies it as

follows. If any error occurs, an error code is reported for use by

the application.

The message is first checked by verifying that the protocol version

and type fields match the current version and KRB_PRIV, respectively.

A mismatch generates a KRB_AP_ERR_BADVERSION or KRB_AP_ERR_MSG_TYPE

error. The application then decrypts the ciphertext and processes

the resultant plaintext. If decryption shows the data to have been

modified, a KRB_AP_ERR_BAD_INTEGRITY error is generated. The

recipient verifies that the operating system's report of the sender's

address matches the sender's address in the message, and (if a

recipient address is specified or the recipient requires an address)

that one of the recipient's addresses appears as the recipient's

address in the message. A failed match for either case generates a

KRB_AP_ERR_BADADDR error. Then the timestamp and usec and/or the

sequence number fields are checked. If timestamp and usec are

expected and not present, or they are present but not current, the

KRB_AP_ERR_SKEW error is generated. If the server name, along with

the client name, time and microsecond fields from the Authenticator

match any recently-seen such tuples, the KRB_AP_ERR_REPEAT error is

generated. If an incorrect sequence number is included, or a

sequence number is expected but not present, the KRB_AP_ERR_BADORDER

error is generated. If neither a timestamp and usec or a sequence

number is present, a KRB_AP_ERR_MODIFIED error is generated.

If all the checks succeed, the application can assume the message was

generated by its peer, and was securely transmitted (without

intruders able to see the unencrypted contents).

3.6. The KRB_CRED Exchange

The KRB_CRED message may be used by clients requiring the ability to

send Kerberos credentials from one host to another. It achieves this

by sending the tickets together with encrypted data containing the

session keys and other information associated with the tickets.

3.6.1. Generation of a KRB_CRED message

When an application wishes to send a KRB_CRED message it first (using

the KRB_TGS exchange) obtains credentials to be sent to the remote

host. It then constructs a KRB_CRED message using the ticket or

tickets so obtained, placing the session key needed to use each

ticket in the key field of the corresponding KrbCredInfo sequence of

the encrypted part of the the KRB_CRED message.

Other information associated with each ticket and obtained during the

KRB_TGS exchange is also placed in the corresponding KrbCredInfo

sequence in the encrypted part of the KRB_CRED message. The current

time and, if specifically required by the application the nonce, s-

address, and raddress fields, are placed in the encrypted part of the

KRB_CRED message which is then encrypted under an encryption key

previosuly exchanged in the KRB_AP exchange (usually the last key

negotiated via subkeys, or the session key if no negotiation has

occured).

3.6.2. Receipt of KRB_CRED message

When an application receives a KRB_CRED message, it verifies it. If

any error occurs, an error code is reported for use by the

application. The message is verified by checking that the protocol

version and type fields match the current version and KRB_CRED,

respectively. A mismatch generates a KRB_AP_ERR_BADVERSION or

KRB_AP_ERR_MSG_TYPE error. The application then decrypts the

ciphertext and processes the resultant plaintext. If decryption shows

the data to have been modified, a KRB_AP_ERR_BAD_INTEGRITY error is

generated.

If present or required, the recipient verifies that the operating

system's report of the sender's address matches the sender's address

in the message, and that one of the recipient's addresses appears as

the recipient's address in the message. A failed match for either

case generates a KRB_AP_ERR_BADADDR error. The timestamp and usec

fields (and the nonce field if required) are checked next. If the

timestamp and usec are not present, or they are present but not

current, the KRB_AP_ERR_SKEW error is generated.

If all the checks succeed, the application stores each of the new

tickets in its ticket cache together with the session key and other

information in the corresponding KrbCredInfo sequence from the

encrypted part of the KRB_CRED message.

4. The Kerberos Database

The Kerberos server must have access to a database containing the

principal identifiers and secret keys of principals to be

authenticated (The implementation of the Kerberos server need not

combine the database and the server on the same machine; it is

feasible to store the principal database in, say, a network name

service, as long as the entries stored therein are protected from

disclosure to and modification by unauthorized parties. However, we

recommend against such strategies, as they can make system management

and threat analysis quite complex.).

4.1. Database contents

A database entry should contain at least the following fields:

Field Value

name Principal's identifier

key Principal's secret key

p_kvno Principal's key version

max_life Maximum lifetime for Tickets

max_renewable_life Maximum total lifetime for renewable

Tickets

The name field is an encoding of the principal's identifier. The key

field contains an encryption key. This key is the principal's secret

key. (The key can be encrypted before storage under a Kerberos

"master key" to protect it in case the database is compromised but

the master key is not. In that case, an extra field must be added to

indicate the master key version used, see below.) The p_kvno field is

the key version number of the principal's secret key. The max_life

field contains the maximum allowable lifetime (endtime - starttime)

for any Ticket issued for this principal. The max_renewable_life

field contains the maximum allowable total lifetime for any renewable

Ticket issued for this principal. (See section 3.1 for a description

of how these lifetimes are used in determining the lifetime of a

given Ticket.)

A server may provide KDC service to several realms, as long as the

database representation provides a mechanism to distinguish between

principal records with identifiers which differ only in the realm

name.

When an application server's key changes, if the change is routine

(i.e., not the result of disclosure of the old key), the old key

should be retained by the server until all tickets that had been

issued using that key have expired. Because of this, it is possible

for several keys to be active for a single principal. Ciphertext

encrypted in a principal's key is always tagged with the version of

the key that was used for encryption, to help the recipient find the

proper key for decryption.

When more than one key is active for a particular principal, the

principal will have more than one record in the Kerberos database.

The keys and key version numbers will differ between the records (the

rest of the fields may or may not be the same). Whenever Kerberos

issues a ticket, or responds to a request for initial authentication,

the most recent key (known by the Kerberos server) will be used for

encryption. This is the key with the highest key version number.

4.2. Additional fields

Project Athena's KDC implementation uses additional fields in its

database:

Field Value

K_kvno Kerberos' key version

expiration Expiration date for entry

attributes Bit field of attributes

mod_date Timestamp of last modification

mod_name Modifying principal's identifier

The K_kvno field indicates the key version of the Kerberos master key

under which the principal's secret key is encrypted.

After an entry's expiration date has passed, the KDC will return an

error to any client attempting to gain tickets as or for the

principal. (A database may want to maintain two expiration dates:

one for the principal, and one for the principal's current key. This

allows password aging to work independently of the principal's

expiration date. However, due to the limited space in the responses,

the KDC must combine the key expiration and principal expiration date

into a single value called "key_exp", which is used as a hint to the

user to take administrative action.)

The attributes field is a bitfield used to govern the operations

involving the principal. This field might be useful in conjunction

with user registration procedures, for site-specific policy

implementations (Project Athena currently uses it for their user

registration process controlled by the system-wide database service,

Moira [7]), or to identify the "string to key" conversion algorithm

used for a principal's key. (See the discussion of the padata field

in section 5.4.2 for details on why this can be useful.) Other bits

are used to indicate that certain ticket options should not be

allowed in tickets encrypted under a principal's key (one bit each):

Disallow issuing postdated tickets, disallow issuing forwardable

tickets, disallow issuing tickets based on TGT authentication,

disallow issuing renewable tickets, disallow issuing proxiable

tickets, and disallow issuing tickets for which the principal is the

server.

The mod_date field contains the time of last modification of the

entry, and the mod_name field contains the name of the principal

which last modified the entry.

4.3. Frequently Changing Fields

Some KDC implementations may wish to maintain the last time that a

request was made by a particular principal. Information that might

be maintained includes the time of the last request, the time of the

last request for a ticket-granting ticket, the time of the last use

of a ticket-granting ticket, or other times. This information can

then be returned to the user in the last-req field (see section 5.2).

Other frequently changing information that can be maintained is the

latest expiration time for any tickets that have been issued using

each key. This field would be used to indicate how long old keys

must remain valid to allow the continued use of outstanding tickets.

4.4. Site Constants

The KDC implementation should have the following configurable

constants or options, to allow an administrator to make and enforce

policy decisions:

+ The minimum supported lifetime (used to determine whether the

KDC_ERR_NEVER_VALID error should be returned). This constant

should reflect reasonable expectations of round-trip time to the

KDC, encryption/decryption time, and processing time by the client

and target server, and it should allow for a minimum "useful"

lifetime.

+ The maximum allowable total (renewable) lifetime of a ticket

(renew_till - starttime).

+ The maximum allowable lifetime of a ticket (endtime - starttime).

+ Whether to allow the issue of tickets with empty address fields

(including the ability to specify that such tickets may only be

issued if the request specifies some authorization_data).

+ Whether proxiable, forwardable, renewable or post-datable tickets

are to be issued.

5. Message Specifications

The following sections describe the exact contents and encoding of

protocol messages and objects. The ASN.1 base definitions are

presented in the first subsection. The remaining subsections specify

the protocol objects (tickets and authenticators) and messages.

Specification of encryption and checksum techniques, and the fields

related to them, appear in section 6.

5.1. ASN.1 Distinguished Encoding Representation

All uses of ASN.1 in Kerberos shall use the Distinguished Encoding

Representation of the data elements as described in the X.509

specification, section 8.7 [8].

5.2. ASN.1 Base Definitions

The following ASN.1 base definitions are used in the rest of this

section. Note that since the underscore character (_) is not

permitted in ASN.1 names, the hyphen (-) is used in its place for the

purposes of ASN.1 names.

Realm ::= GeneralString

PrincipalName ::= SEQUENCE {

name-type[0] INTEGER,

name-string[1] SEQUENCE OF GeneralString

}

Kerberos realms are encoded as GeneralStrings. Realms shall not

contain a character with the code 0 (the ASCII NUL). Most realms

will usually consist of several components separated by periods (.),

in the style of Internet Domain Names, or separated by slashes (/) in

the style of X.500 names. Acceptable forms for realm names are

specified in section 7. A PrincipalName is a typed sequence of

components consisting of the following sub-fields:

name-type This field specifies the type of name that follows.

Pre-defined values for this field are

specified in section 7.2. The name-type should be

treated as a hint. Ignoring the name type, no two

names can be the same (i.e., at least one of the

components, or the realm, must be different).

This constraint may be eliminated in the future.

name-string This field encodes a sequence of components that

form a name, each component encoded as a General

String. Taken together, a PrincipalName and a Realm

form a principal identifier. Most PrincipalNames

will have only a few components (typically one or two).

KerberosTime ::= GeneralizedTime

-- Specifying UTC time zone (Z)

The timestamps used in Kerberos are encoded as GeneralizedTimes. An

encoding shall specify the UTC time zone (Z) and shall not include

any fractional portions of the seconds. It further shall not include

any separators. Example: The only valid format for UTC time 6

minutes, 27 seconds after 9 pm on 6 November 1985 is 19851106210627Z.

HostAddress ::= SEQUENCE {

addr-type[0] INTEGER,

address[1] OCTET STRING

}

HostAddresses ::= SEQUENCE OF SEQUENCE {

addr-type[0] INTEGER,

address[1] OCTET STRING

}

The host adddress encodings consists of two fields:

addr-type This field specifies the type of address that

follows. Pre-defined values for this field are

specified in section 8.1.

address This field encodes a single address of type addr-type.

The two forms differ slightly. HostAddress contains exactly one

address; HostAddresses contains a sequence of possibly many

addresses.

AuthorizationData ::= SEQUENCE OF SEQUENCE {

ad-type[0] INTEGER,

ad-data[1] OCTET STRING

}

ad-data This field contains authorization data to be

interpreted according to the value of the

corresponding ad-type field.

ad-type This field specifies the format for the ad-data

subfield. All negative values are reserved for

local use. Non-negative values are reserved for

registered use.

APOptions ::= BIT STRING {

reserved(0),

use-session-key(1),

mutual-required(2)

}

TicketFlags ::= BIT STRING {

reserved(0),

forwardable(1),

forwarded(2),

proxiable(3),

proxy(4),

may-postdate(5),

postdated(6),

invalid(7),

renewable(8),

initial(9),

pre-authent(10),

hw-authent(11)

}

KDCOptions ::= BIT STRING {

reserved(0),

forwardable(1),

forwarded(2),

proxiable(3),

proxy(4),

allow-postdate(5),

postdated(6),

unused7(7),

renewable(8),

unused9(9),

unused10(10),

unused11(11),

renewable-ok(27),

enc-tkt-in-skey(28),

renew(30),

validate(31)

}

LastReq ::= SEQUENCE OF SEQUENCE {

lr-type[0] INTEGER,

lr-value[1] KerberosTime

}

lr-type This field indicates how the following lr-value

field is to be interpreted. Negative values indicate

that the information pertains only to the

responding server. Non-negative values pertain to

all servers for the realm.

If the lr-type field is zero (0), then no information

is conveyed by the lr-value subfield. If the

absolute value of the lr-type field is one (1),

then the lr-value subfield is the time of last

initial request for a TGT. If it is two (2), then

the lr-value subfield is the time of last initial

request. If it is three (3), then the lr-value

subfield is the time of issue for the newest

ticket-granting ticket used. If it is four (4),

then the lr-value subfield is the time of the last

renewal. If it is five (5), then the lr-value

subfield is the time of last request (of any

type).

lr-value This field contains the time of the last request.

The time must be interpreted according to the contents

of the accompanying lr-type subfield.

See section 6 for the definitions of Checksum, ChecksumType,

EncryptedData, EncryptionKey, EncryptionType, and KeyType.

5.3. Tickets and Authenticators

This section describes the format and encryption parameters for

tickets and authenticators. When a ticket or authenticator is

included in a protocol message it is treated as an opaque object.

5.3.1. Tickets

A ticket is a record that helps a client authenticate to a service.

A Ticket contains the following information:

Ticket ::= [APPLICATION 1] SEQUENCE {

tkt-vno[0] INTEGER,

realm[1] Realm,

sname[2] PrincipalName,

enc-part[3] EncryptedData

}

-- Encrypted part of ticket

EncTicketPart ::= [APPLICATION 3] SEQUENCE {

flags[0] TicketFlags,

key[1] EncryptionKey,

crealm[2] Realm,

cname[3] PrincipalName,

transited[4] TransitedEncoding,

authtime[5] KerberosTime,

starttime[6] KerberosTime OPTIONAL,

endtime[7] KerberosTime,

renew-till[8] KerberosTime OPTIONAL,

caddr[9] HostAddresses OPTIONAL,

authorization-data[10] AuthorizationData OPTIONAL

}

-- encoded Transited field

TransitedEncoding ::= SEQUENCE {

tr-type[0] INTEGER, -- must be registered

contents[1] OCTET STRING

}

The encoding of EncTicketPart is encrypted in the key shared by

Kerberos and the end server (the server's secret key). See section 6

for the format of the ciphertext.

tkt-vno This field specifies the version number for the ticket

format. This document describes version number 5.

realm This field specifies the realm that issued a ticket. It

also serves to identify the realm part of the server's

principal identifier. Since a Kerberos server can only

issue tickets for servers within its realm, the two will

always be identical.

sname This field specifies the name part of the server's

identity.

enc-part This field holds the encrypted encoding of the

EncTicketPart sequence.

flags This field indicates which of various options were used or

requested when the ticket was issued. It is a bit-field,

where the selected options are indicated by the bit being

set (1), and the unselected options and reserved fields

being reset (0). Bit 0 is the most significant bit. The

encoding of the bits is specified in section 5.2. The

flags are described in more detail above in section 2. The

meanings of the flags are:

Bit(s) Name Description

0 RESERVED Reserved for future expansion of this

field.

1 FORWARDABLE The FORWARDABLE flag is normally only

interpreted by the TGS, and can be

ignored by end servers. When set,

this flag tells the ticket-granting

server that it is OK to issue a new

ticket- granting ticket with a

different network address based on

the presented ticket.

2 FORWARDED When set, this flag indicates that

the ticket has either been forwarded

or was issued based on authentication

involving a forwarded ticket-granting

ticket.

3 PROXIABLE The PROXIABLE flag is normally only

interpreted by the TGS, and can be

ignored by end servers. The PROXIABLE

flag has an interpretation identical

to that of the FORWARDABLE flag,

except that the PROXIABLE flag tells

the ticket-granting server that only

non- ticket-granting tickets may be

issued with different network

addresses.

4 PROXY When set, this flag indicates that a

ticket is a proxy.

5 MAY-POSTDATE The MAY-POSTDATE flag is normally

only interpreted by the TGS, and can

be ignored by end servers. This flag

tells the ticket-granting server that

a post- dated ticket may be issued

based on this ticket-granting ticket.

6 POSTDATED This flag indicates that this ticket

has been postdated. The end-service

can check the authtime field to see

when the original authentication

occurred.

7 INVALID This flag indicates that a ticket is

invalid, and it must be validated by

the KDC before use. Application

servers must reject tickets which

have this flag set.

8 RENEWABLE The RENEWABLE flag is normally only

interpreted by the TGS, and can

usually be ignored by end servers

(some particularly careful servers

may wish to disallow renewable

tickets). A renewable ticket can be

used to obtain a replacement ticket

that expires at a later date.

9 INITIAL This flag indicates that this ticket

was issued using the AS protocol, and

not issued based on a ticket-granting

ticket.

10 PRE-AUTHENT This flag indicates that during

initial authentication, the client

was authenticated by the KDC before a

ticket was issued. The strength of

the preauthentication method is not

indicated, but is acceptable to the

KDC.

11 HW-AUTHENT This flag indicates that the protocol

employed for initial authentication

required the use of hardware expected

to be possessed solely by the named

client. The hardware authentication

method is selected by the KDC and the

strength of the method is not

indicated.

12-31 RESERVED Reserved for future use.

key This field exists in the ticket and the KDC response and is

used to pass the session key from Kerberos to the

application server and the client. The field's encoding is

described in section 6.2.

crealm This field contains the name of the realm in which the

client is registered and in which initial authentication

took place.

cname This field contains the name part of the client's principal

identifier.

transited This field lists the names of the Kerberos realms that took

part in authenticating the user to whom this ticket was

issued. It does not specify the order in which the realms

were transited. See section 3.3.3.1 for details on how

this field encodes the traversed realms.

authtime This field indicates the time of initial authentication for

the named principal. It is the time of issue for the

original ticket on which this ticket is based. It is

included in the ticket to provide additional information to

the end service, and to provide the necessary information

for implementation of a `hot list' service at the KDC. An

end service that is particularly paranoid could refuse to

accept tickets for which the initial authentication

occurred "too far" in the past.

This field is also returned as part of the response from

the KDC. When returned as part of the response to initial

authentication (KRB_AS_REP), this is the current time on

the Kerberos server (It is NOT recommended that this time

value be used to adjust the workstation's clock since the

workstation cannot reliably determine that such a

KRB_AS_REP actually came from the proper KDC in a timely

manner.).

starttime This field in the ticket specifies the time after which the

ticket is valid. Together with endtime, this field

specifies the life of the ticket. If it is absent from

the ticket, its value should be treated as that of the

authtime field.

endtime This field contains the time after which the ticket will

not be honored (its expiration time). Note that individual

services may place their own limits on the life of a ticket

and may reject tickets which have not yet expired. As

such, this is really an upper bound on the expiration time

for the ticket.

renew-till This field is only present in tickets that have the

RENEWABLE flag set in the flags field. It indicates the

maximum endtime that may be included in a renewal. It can

be thought of as the absolute expiration time for the

ticket, including all renewals.

caddr This field in a ticket contains zero (if omitted) or more

(if present) host addresses. These are the addresses from

which the ticket can be used. If there are no addresses,

the ticket can be used from any location. The decision

by the KDC to issue or by the end server to accept zero-

address tickets is a policy decision and is left to the

Kerberos and end-service administrators; they may refuse to

issue or accept such tickets. The suggested and default

policy, however, is that such tickets will only be issued

or accepted when additional information that can be used to

restrict the use of the ticket is included in the

authorization_data field. Such a ticket is a capability.

Network addresses are included in the ticket to make it

harder for an attacker to use stolen credentials. Because

the session key is not sent over the network in cleartext,

credentials can't be stolen simply by listening to the

network; an attacker has to gain access to the session key

(perhaps through operating system security breaches or a

careless user's unattended session) to make use of stolen

tickets.

It is important to note that the network address from which

a connection is received cannot be reliably determined.

Even if it could be, an attacker who has compromised the

client's workstation could use the credentials from there.

Including the network addresses only makes it more

difficult, not impossible, for an attacker to walk off with

stolen credentials and then use them from a "safe"

location.

authorization-data The authorization-data field is used to pass

authorization data from the principal on whose behalf a

ticket was issued to the application service. If no

authorization data is included, this field will be left

out. The data in this field are specific to the end

service. It is expected that the field will contain the

names of service specific objects, and the rights to those

objects. The format for this field is described in section

5.2. Although Kerberos is not concerned with the format of

the contents of the subfields, it does carry type

information (ad-type).

By using the authorization_data field, a principal is able

to issue a proxy that is valid for a specific purpose. For

example, a client wishing to print a file can obtain a file

server proxy to be passed to the print server. By

specifying the name of the file in the authorization_data

field, the file server knows that the print server can only

use the client's rights when accessing the particular file

to be printed.

It is interesting to note that if one specifies the

authorization-data field of a proxy and leaves the host

addresses blank, the resulting ticket and session key can

be treated as a capability. See [9] for some suggested

uses of this field.

The authorization-data field is optional and does not have

to be included in a ticket.

5.3.2. Authenticators

An authenticator is a record sent with a ticket to a server to

certify the client's knowledge of the encryption key in the ticket,

to help the server detect replays, and to help choose a "true session

key" to use with the particular session. The encoding is encrypted

in the ticket's session key shared by the client and the server:

-- Unencrypted authenticator

Authenticator ::= [APPLICATION 2] SEQUENCE {

authenticator-vno[0] INTEGER,

crealm[1] Realm,

cname[2] PrincipalName,

cksum[3] Checksum OPTIONAL,

cusec[4] INTEGER,

ctime[5] KerberosTime,

subkey[6] EncryptionKey OPTIONAL,

seq-number[7] INTEGER OPTIONAL,

authorization-data[8] AuthorizationData OPTIONAL

}

authenticator-vno This field specifies the version number for the

format of the authenticator. This document specifies

version 5.

crealm and cname These fields are the same as those described for the

ticket in section 5.3.1.

cksum This field contains a checksum of the the application data

that accompanies the KRB_AP_REQ.

cusec This field contains the microsecond part of the client's

timestamp. Its value (before encryption) ranges from 0 to

999999. It often appears along with ctime. The two fields

are used together to specify a reasonably accurate

timestamp.

ctime This field contains the current time on the client's host.

subkey This field contains the client's choice for an encryption

key which is to be used to protect this specific

application session. Unless an application specifies

otherwise, if this field is left out the session key from

the ticket will be used.

seq-number This optional field includes the initial sequence number

to be used by the KRB_PRIV or KRB_SAFE messages when

sequence numbers are used to detect replays (It may also be

used by application specific messages). When included in

the authenticator this field specifies the initial sequence

number for messages from the client to the server. When

included in the AP-REP message, the initial sequence number

is that for messages from the server to the client. When

used in KRB_PRIV or KRB_SAFE messages, it is incremented by

one after each message is sent.

For sequence numbers to adequately support the detection of

replays they should be non-repeating, even across

connection boundaries. The initial sequence number should

be random and uniformly distributed across the full space

of possible sequence numbers, so that it cannot be guessed

by an attacker and so that it and the successive sequence

numbers do not repeat other sequences.

authorization-data This field is the same as described for the ticket

in section 5.3.1. It is optional and will only appear when

additional restrictions are to be placed on the use of a

ticket, beyond those carried in the ticket itself.

5.4. Specifications for the AS and TGS exchanges

This section specifies the format of the messages used in exchange

between the client and the Kerberos server. The format of possible

error messages appears in section 5.9.1.

5.4.1. KRB_KDC_REQ definition

The KRB_KDC_REQ message has no type of its own. Instead, its type is

one of KRB_AS_REQ or KRB_TGS_REQ depending on whether the request is

for an initial ticket or an additional ticket. In either case, the

message is sent from the client to the Authentication Server to

request credentials for a service.

The message fields are:

AS-REQ ::= [APPLICATION 10] KDC-REQ

TGS-REQ ::= [APPLICATION 12] KDC-REQ

KDC-REQ ::= SEQUENCE {

pvno[1] INTEGER,

msg-type[2] INTEGER,

padata[3] SEQUENCE OF PA-DATA OPTIONAL,

req-body[4] KDC-REQ-BODY

}

PA-DATA ::= SEQUENCE {

padata-type[1] INTEGER,

padata-value[2] OCTET STRING,

-- might be encoded AP-REQ

}

KDC-REQ-BODY ::= SEQUENCE {

kdc-options[0] KDCOptions,

cname[1] PrincipalName OPTIONAL,

-- Used only in AS-REQ

realm[2] Realm, -- Server's realm

-- Also client's in AS-REQ

sname[3] PrincipalName OPTIONAL,

from[4] KerberosTime OPTIONAL,

till[5] KerberosTime,

rtime[6] KerberosTime OPTIONAL,

nonce[7] INTEGER,

etype[8] SEQUENCE OF INTEGER, -- EncryptionType,

-- in preference order

addresses[9] HostAddresses OPTIONAL,

enc-authorization-data[10] EncryptedData OPTIONAL,

-- Encrypted AuthorizationData encoding

additional-tickets[11] SEQUENCE OF Ticket OPTIONAL

}

The fields in this message are:

pvno This field is included in each message, and specifies the

protocol version number. This document specifies protocol

version 5.

msg-type This field indicates the type of a protocol message. It

will almost always be the same as the application

identifier associated with a message. It is included to

make the identifier more readily accessible to the

application. For the KDC-REQ message, this type will be

KRB_AS_REQ or KRB_TGS_REQ.

padata The padata (pre-authentication data) field contains a of

authentication information which may be needed before

credentials can be issued or decrypted. In the case of

requests for additional tickets (KRB_TGS_REQ), this field

will include an element with padata-type of PA-TGS-REQ and

data of an authentication header (ticket-granting ticket

and authenticator). The checksum in the authenticator

(which must be collisionproof) is to be computed over the

KDC-REQ-BODY encoding. In most requests for initial

authentication (KRB_AS_REQ) and most replies (KDC-REP), the

padata field will be left out.

This field may also contain information needed by certain

extensions to the Kerberos protocol. For example, it might

be used to initially verify the identity of a client before

any response is returned. This is accomplished with a

padata field with padata-type equal to PA-ENC-TIMESTAMP and

padata-value defined as follows:

padata-type ::= PA-ENC-TIMESTAMP

padata-value ::= EncryptedData -- PA-ENC-TS-ENC

PA-ENC-TS-ENC ::= SEQUENCE {

patimestamp[0] KerberosTime, -- client's time

pausec[1] INTEGER OPTIONAL

}

with patimestamp containing the client's time and pausec

containing the microseconds which may be omitted if a

client will not generate more than one request per second.

The ciphertext (padata-value) consists of the PA-ENC-TS-ENC

sequence, encrypted using the client's secret key.

The padata field can also contain information needed to

help the KDC or the client select the key needed for

generating or decrypting the response. This form of the

padata is useful for supporting the use of certain

"smartcards" with Kerberos. The details of such extensions

are beyond the scope of this specification. See [10] for

additional uses of this field.

padata-type The padata-type element of the padata field indicates the

way that the padata-value element is to be interpreted.

Negative values of padata-type are reserved for

unregistered use; non-negative values are used for a

registered interpretation of the element type.

req-body This field is a placeholder delimiting the extent of the

remaining fields. If a checksum is to be calculated over

the request, it is calculated over an encoding of the KDC-

REQ-BODY sequence which is enclosed within the req-body

field.

kdc-options This field appears in the KRB_AS_REQ and KRB_TGS_REQ

requests to the KDC and indicates the flags that the client

wants set on the tickets as well as other information that

is to modify the behavior of the KDC. Where appropriate,

the name of an option may be the same as the flag that is

set by that option. Although in most case, the bit in the

options field will be the same as that in the flags field,

this is not guaranteed, so it is not acceptable to simply

copy the options field to the flags field. There are

various checks that must be made before honoring an option

anyway.

The kdc_options field is a bit-field, where the selected

options are indicated by the bit being set (1), and the

unselected options and reserved fields being reset (0).

The encoding of the bits is specified in section 5.2. The

options are described in more detail above in section 2.

The meanings of the options are:

Bit(s) Name Description

0 RESERVED Reserved for future expansion of this

field.

1 FORWARDABLE The FORWARDABLE option indicates that

the ticket to be issued is to have its

forwardable flag set. It may only be

set on the initial request, or in a

subsequent request if the ticket-

granting ticket on which it is based

is also forwardable.

2 FORWARDED The FORWARDED option is only specified

in a request to the ticket-granting

server and will only be honored if the

ticket-granting ticket in the request

has its FORWARDABLE bit set. This

option indicates that this is a

request for forwarding. The

address(es) of the host from which the

resulting ticket is to be valid are

included in the addresses field of the

request.

3 PROXIABLE The PROXIABLE option indicates that

the ticket to be issued is to have its

proxiable flag set. It may only be set

on the initial request, or in a

subsequent request if the ticket-

granting ticket on which it is based

is also proxiable.

4 PROXY The PROXY option indicates that this

is a request for a proxy. This option

will only be honored if the ticket-

granting ticket in the request has its

PROXIABLE bit set. The address(es) of

the host from which the resulting

ticket is to be valid are included in

the addresses field of the request.

5 ALLOW-POSTDATE The ALLOW-POSTDATE option indicates

that the ticket to be issued is to

have its MAY-POSTDATE flag set. It

may only be set on the initial

request, or in a subsequent request if

the ticket-granting ticket on which it

is based also has its MAY-POSTDATE

flag set.

6 POSTDATED The POSTDATED option indicates that

this is a request for a postdated

ticket. This option will only be

honored if the ticket-granting ticket

on which it is based has its MAY-

POSTDATE flag set. The resulting

ticket will also have its INVALID flag

set, and that flag may be reset by a

subsequent request to the KDC after

the starttime in the ticket has been

reached.

7 UNUSED This option is presently unused.

8 RENEWABLE The RENEWABLE option indicates that

the ticket to be issued is to have its

RENEWABLE flag set. It may only be

set on the initial request, or when

the ticket-granting ticket on which

the request is based is also

renewable. If this option is

requested, then the rtime field in the

request contains the desired absolute

expiration time for the ticket.

9-26 RESERVED Reserved for future use.

27 RENEWABLE-OK The RENEWABLE-OK option indicates that

a renewable ticket will be acceptable

if a ticket with the requested life

cannot otherwise be provided. If a

ticket with the requested life cannot

be provided, then a renewable ticket

may be issued with a renew-till equal

to the the requested endtime. The

value of the renew-till field may

still be limited by local limits, or

limits selected by the individual

principal or server.

28 ENC-TKT-IN-SKEY This option is used only by the

ticket-granting service. The ENC-

TKT-IN-SKEY option indicates that the

ticket for the end server is to be

encrypted in the session key from the

additional ticket-granting ticket

provided.

29 RESERVED Reserved for future use.

30 RENEW This option is used only by the

ticket-granting service. The RENEW

option indicates that the present

request is for a renewal. The ticket

provided is encrypted in the secret

key for the server on which it is

valid. This option will only be

honored if the ticket to be renewed

has its RENEWABLE flag set and if the

time in its renew till field has not

passed. The ticket to be renewed is

passed in the padata field as part of

the authentication header.

31 VALIDATE This option is used only by the

ticket-granting service. The VALIDATE

option indicates that the request is

to validate a postdated ticket. It

will only be honored if the ticket

presented is postdated, presently has

its INVALID flag set, and would be

otherwise usable at this time. A

ticket cannot be validated before its

starttime. The ticket presented for

validation is encrypted in the key of

the server for which it is valid and

is passed in the padata field as part

of the authentication header.

cname and sname These fields are the same as those described for the

ticket in section 5.3.1. sname may only be absent when the

ENC-TKT-IN-SKEY option is specified. If absent, the name

of the server is taken from the name of the client in the

ticket passed as additional-tickets.

enc-authorization-data The enc-authorization-data, if present (and it

can only be present in the TGS_REQ form), is an encoding of

the desired authorization-data encrypted under the sub-

session key if present in the Authenticator, or

alternatively from the session key in the ticket-granting

ticket, both from the padata field in the KRB_AP_REQ.

realm This field specifies the realm part of the server's

principal identifier. In the AS exchange, this is also the

realm part of the client's principal identifier.

from This field is included in the KRB_AS_REQ and KRB_TGS_REQ

ticket requests when the requested ticket is to be

postdated. It specifies the desired start time for the

requested ticket.

till This field contains the expiration date requested by the

client in a ticket request.

rtime This field is the requested renew-till time sent from a

client to the KDC in a ticket request. It is optional.

nonce This field is part of the KDC request and response. It it

intended to hold a random number generated by the client.

If the same number is included in the encrypted response

from the KDC, it provides evidence that the response is

fresh and has not been replayed by an attacker. Nonces

must never be re-used. Ideally, it should be gen erated

randomly, but if the correct time is known, it may suffice

(Note, however, that if the time is used as the nonce, one

must make sure that the workstation time is monotonically

increasing. If the time is ever reset backwards, there is

a small, but finite, probability that a nonce will be

reused.).

etype This field specifies the desired encryption algorithm to be

used in the response.

addresses This field is included in the initial request for tickets,

and optionally included in requests for additional tickets

from the ticket-granting server. It specifies the

addresses from which the requested ticket is to be valid.

Normally it includes the addresses for the client's host.

If a proxy is requested, this field will contain other

addresses. The contents of this field are usually copied

by the KDC into the caddr field of the resulting ticket.

additional-tickets Additional tickets may be optionally included in a

request to the ticket-granting server. If the ENC-TKT-IN-

SKEY option has been specified, then the session key from

the additional ticket will be used in place of the server's

key to encrypt the new ticket. If more than one option

which requires additional tickets has been specified, then

the additional tickets are used in the order specified by

the ordering of the options bits (see kdc-options, above).

The application code will be either ten (10) or twelve (12) depending

on whether the request is for an initial ticket (AS-REQ) or for an

additional ticket (TGS-REQ).

The optional fields (addresses, authorization-data and additional-

tickets) are only included if necessary to perform the operation

specified in the kdc-options field.

It should be noted that in KRB_TGS_REQ, the protocol version number

appears twice and two different message types appear: the KRB_TGS_REQ

message contains these fields as does the authentication header

(KRB_AP_REQ) that is passed in the padata field.

5.4.2. KRB_KDC_REP definition

The KRB_KDC_REP message format is used for the reply from the KDC for

either an initial (AS) request or a subsequent (TGS) request. There

is no message type for KRB_KDC_REP. Instead, the type will be either

KRB_AS_REP or KRB_TGS_REP. The key used to encrypt the ciphertext

part of the reply depends on the message type. For KRB_AS_REP, the

ciphertext is encrypted in the client's secret key, and the client's

key version number is included in the key version number for the

encrypted data. For KRB_TGS_REP, the ciphertext is encrypted in the

sub-session key from the Authenticator, or if absent, the session key

from the ticket-granting ticket used in the request. In that case,

no version number will be present in the EncryptedData sequence.

The KRB_KDC_REP message contains the following fields:

AS-REP ::= [APPLICATION 11] KDC-REP

TGS-REP ::= [APPLICATION 13] KDC-REP

KDC-REP ::= SEQUENCE {

pvno[0] INTEGER,

msg-type[1] INTEGER,

padata[2] SEQUENCE OF PA-DATA OPTIONAL,

crealm[3] Realm,

cname[4] PrincipalName,

ticket[5] Ticket,

enc-part[6] EncryptedData

}

EncASRepPart ::= [APPLICATION 25[25]] EncKDCRepPart

EncTGSRepPart ::= [APPLICATION 26] EncKDCRepPart

EncKDCRepPart ::= SEQUENCE {

key[0] EncryptionKey,

last-req[1] LastReq,

nonce[2] INTEGER,

key-expiration[3] KerberosTime OPTIONAL,

flags[4] TicketFlags,

authtime[5] KerberosTime,

starttime[6] KerberosTime OPTIONAL,

endtime[7] KerberosTime,

renew-till[8] KerberosTime OPTIONAL,

srealm[9] Realm,

sname[10] PrincipalName,

caddr[11] HostAddresses OPTIONAL

}

NOTE: In EncASRepPart, the application code in the encrypted

part of a message provides an additional check that

the message was decrypted properly.

pvno and msg-type These fields are described above in section 5.4.1.

msg-type is either KRB_AS_REP or KRB_TGS_REP.

padata This field is described in detail in section 5.4.1. One

possible use for this field is to encode an alternate

"mix-in" string to be used with a string-to-key algorithm

(such as is described in section 6.3.2). This ability is

useful to ease transitions if a realm name needs to change

(e.g., when a company is acquired); in such a case all

existing password-derived entries in the KDC database would

be flagged as needing a special mix-in string until the

next password change.

crealm, cname, srealm and sname These fields are the same as those

described for the ticket in section 5.3.1.

ticket The newly-issued ticket, from section 5.3.1.

enc-part This field is a place holder for the ciphertext and related

information that forms the encrypted part of a message.

The description of the encrypted part of the message

follows each appearance of this field. The encrypted part

is encoded as described in section 6.1.

key This field is the same as described for the ticket in

section 5.3.1.

last-req This field is returned by the KDC and specifies the time(s)

of the last request by a principal. Depending on what

information is available, this might be the last time that

a request for a ticket-granting ticket was made, or the

last time that a request based on a ticket-granting ticket

was successful. It also might cover all servers for a

realm, or just the particular server. Some implementations

may display this information to the user to aid in

discovering unauthorized use of one's identity. It is

similar in spirit to the last login time displayed when

logging into timesharing systems.

nonce This field is described above in section 5.4.1.

key-expiration The key-expiration field is part of the response from

the KDC and specifies the time that the client's secret key

is due to expire. The expiration might be the result of

password aging or an account expiration. This field will

usually be left out of the TGS reply since the response to

the TGS request is encrypted in a session key and no client

information need be retrieved from the KDC database. It is

up to the application client (usually the login program) to

take appropriate action (such as notifying the user) if the

expira tion time is imminent.

flags, authtime, starttime, endtime, renew-till and caddr These

fields are duplicates of those found in the encrypted

portion of the attached ticket (see section 5.3.1),

provided so the client may verify they match the intended

request and to assist in proper ticket caching. If the

message is of type KRB_TGS_REP, the caddr field will only

be filled in if the request was for a proxy or forwarded

ticket, or if the user is substituting a subset of the

addresses from the ticket granting ticket. If the client-

requested addresses are not present or not used, then the

addresses contained in the ticket will be the same as those

included in the ticket-granting ticket.

5.5. Client/Server (CS) message specifications

This section specifies the format of the messages used for the

authentication of the client to the application server.

5.5.1. KRB_AP_REQ definition

The KRB_AP_REQ message contains the Kerberos protocol version number,

the message type KRB_AP_REQ, an options field to indicate any options

in use, and the ticket and authenticator themselves. The KRB_AP_REQ

message is often referred to as the "authentication header".

AP-REQ ::= [APPLICATION 14] SEQUENCE {

pvno[0] INTEGER,

msg-type[1] INTEGER,

ap-options[2] APOptions,

ticket[3] Ticket,

authenticator[4] EncryptedData

}

APOptions ::= BIT STRING {

reserved(0),

use-session-key(1),

mutual-required(2)

}

pvno and msg-type These fields are described above in section 5.4.1.

msg-type is KRB_AP_REQ.

ap-options This field appears in the application request (KRB_AP_REQ)

and affects the way the request is processed. It is a

bit-field, where the selected options are indicated by the

bit being set (1), and the unselected options and reserved

fields being reset (0). The encoding of the bits is

specified in section 5.2. The meanings of the options are:

Bit(s) Name Description

0 RESERVED Reserved for future expansion of

this field.

1 USE-SESSION-KEYThe USE-SESSION-KEY option indicates

that the ticket the client is

presenting to a server is encrypted in

the session key from the server's

ticket-granting ticket. When this

option is not specified, the ticket is

encrypted in the server's secret key.

2 MUTUAL-REQUIREDThe MUTUAL-REQUIRED option tells the

server that the client requires mutual

authentication, and that it must

respond with a KRB_AP_REP message.

3-31 RESERVED Reserved for future use.

ticket This field is a ticket authenticating the client to the

server.

authenticator This contains the authenticator, which includes the

client's choice of a subkey. Its encoding is described in

section 5.3.2.

5.5.2. KRB_AP_REP definition

The KRB_AP_REP message contains the Kerberos protocol version number,

the message type, and an encrypted timestamp. The message is sent in

in response to an application request (KRB_AP_REQ) where the mutual

authentication option has been selected in the ap-options field.

AP-REP ::= [APPLICATION 15] SEQUENCE {

pvno[0] INTEGER,

msg-type[1] INTEGER,

enc-part[2] EncryptedData

}

EncAPRepPart ::= [APPLICATION 27] SEQUENCE {

ctime[0] KerberosTime,

cusec[1] INTEGER,

subkey[2] EncryptionKey OPTIONAL,

seq-number[3] INTEGER OPTIONAL

}

NOTE: in EncAPRepPart, the application code in the encrypted part of

a message provides an additional check that the message was decrypted

properly.

The encoded EncAPRepPart is encrypted in the shared session key of

the ticket. The optional subkey field can be used in an

application-arranged negotiation to choose a per association session

key.

pvno and msg-type These fields are described above in section 5.4.1.

msg-type is KRB_AP_REP.

enc-part This field is described above in section 5.4.2.

ctime This field contains the current time on the client's host.

cusec This field contains the microsecond part of the client's

timestamp.

subkey This field contains an encryption key which is to be used

to protect this specific application session. See section

3.2.6 for specifics on how this field is used to negotiate

a key. Unless an application specifies otherwise, if this

field is left out, the sub-session key from the

authenticator, or if also left out, the session key from

the ticket will be used.

5.5.3. Error message reply

If an error occurs while processing the application request, the

KRB_ERROR message will be sent in response. See section 5.9.1 for

the format of the error message. The cname and crealm fields may be

left out if the server cannot determine their appropriate values from

the corresponding KRB_AP_REQ message. If the authenticator was

decipherable, the ctime and cusec fields will contain the values from

it.

5.6. KRB_SAFE message specification

This section specifies the format of a message that can be used by

either side (client or server) of an application to send a tamper-

proof message to its peer. It presumes that a session key has

previously been exchanged (for example, by using the

KRB_AP_REQ/KRB_AP_REP messages).

5.6.1. KRB_SAFE definition

The KRB_SAFE message contains user data along with a collision-proof

checksum keyed with the session key. The message fields are:

KRB-SAFE ::= [APPLICATION 20] SEQUENCE {

pvno[0] INTEGER,

msg-type[1] INTEGER,

safe-body[2] KRB-SAFE-BODY,

cksum[3] Checksum

}

KRB-SAFE-BODY ::= SEQUENCE {

user-data[0] OCTET STRING,

timestamp[1] KerberosTime OPTIONAL,

usec[2] INTEGER OPTIONAL,

seq-number[3] INTEGER OPTIONAL,

s-address[4] HostAddress,

r-address[5] HostAddress OPTIONAL

}

pvno and msg-type These fields are described above in section 5.4.1.

msg-type is KRB_SAFE.

safe-body This field is a placeholder for the body of the KRB-SAFE

message. It is to be encoded separately and then have the

checksum computed over it, for use in the cksum field.

cksum This field contains the checksum of the application data.

Checksum details are described in section 6.4. The

checksum is computed over the encoding of the KRB-SAFE-BODY

sequence.

user-data This field is part of the KRB_SAFE and KRB_PRIV messages

and contain the application specific data that is being

passed from the sender to the recipient.

timestamp This field is part of the KRB_SAFE and KRB_PRIV messages.

Its contents are the current time as known by the sender of

the message. By checking the timestamp, the recipient of

the message is able to make sure that it was recently

generated, and is not a replay.

usec This field is part of the KRB_SAFE and KRB_PRIV headers.

It contains the microsecond part of the timestamp.

seq-number This field is described above in section 5.3.2.

s-address This field specifies the address in use by the sender of

the message.

r-address This field specifies the address in use by the recipient of

the message. It may be omitted for some uses (such as

broadcast protocols), but the recipient may arbitrarily

reject such messages. This field along with s-address can

be used to help detect messages which have been incorrectly

or maliciously delivered to the wrong recipient.

5.7. KRB_PRIV message specification

This section specifies the format of a message that can be used by

either side (client or server) of an application to securely and

privately send a message to its peer. It presumes that a session key

has previously been exchanged (for example, by using the

KRB_AP_REQ/KRB_AP_REP messages).

5.7.1. KRB_PRIV definition

The KRB_PRIV message contains user data encrypted in the Session Key.

The message fields are:

KRB-PRIV ::= [APPLICATION 21] SEQUENCE {

pvno[0] INTEGER,

msg-type[1] INTEGER,

enc-part[3] EncryptedData

}

EncKrbPrivPart ::= [APPLICATION 28] SEQUENCE {

user-data[0] OCTET STRING,

timestamp[1] KerberosTime OPTIONAL,

usec[2] INTEGER OPTIONAL,

seq-number[3] INTEGER OPTIONAL,

s-address[4] HostAddress, -- sender's addr

r-address[5] HostAddress OPTIONAL

-- recip's addr

}

NOTE: In EncKrbPrivPart, the application code in the encrypted part

of a message provides an additional check that the message was

decrypted properly.

pvno and msg-type These fields are described above in section 5.4.1.

msg-type is KRB_PRIV.

enc-part This field holds an encoding of the EncKrbPrivPart sequence

encrypted under the session key (If supported by the

encryption method in use, an initialization vector may be

passed to the encryption procedure, in order to achieve

proper cipher chaining. The initialization vector might

come from the last block of the ciphertext from the

previous KRB_PRIV message, but it is the application's

choice whether or not to use such an initialization vector.

If left out, the default initialization vector for the

encryption algorithm will be used.). This encrypted

encoding is used for the enc-part field of the KRB-PRIV

message. See section 6 for the format of the ciphertext.

user-data, timestamp, usec, s-address and r-address These fields are

described above in section 5.6.1.

seq-number This field is described above in section 5.3.2.

5.8. KRB_CRED message specification

This section specifies the format of a message that can be used to

send Kerberos credentials from one principal to another. It is

presented here to encourage a common mechanism to be used by

applications when forwarding tickets or providing proxies to

subordinate servers. It presumes that a session key has already been

exchanged perhaps by using the KRB_AP_REQ/KRB_AP_REP messages.

5.8.1. KRB_CRED definition

The KRB_CRED message contains a sequence of tickets to be sent and

information needed to use the tickets, including the session key from

each. The information needed to use the tickets is encryped under an

encryption key previously exchanged. The message fields are:

KRB-CRED ::= [APPLICATION 22] SEQUENCE {

pvno[0] INTEGER,

msg-type[1] INTEGER, -- KRB_CRED

tickets[2] SEQUENCE OF Ticket,

enc-part[3] EncryptedData

}

EncKrbCredPart ::= [APPLICATION 29] SEQUENCE {

ticket-info[0] SEQUENCE OF KrbCredInfo,

nonce[1] INTEGER OPTIONAL,

timestamp[2] KerberosTime OPTIONAL,

usec[3] INTEGER OPTIONAL,

s-address[4] HostAddress OPTIONAL,

r-address[5] HostAddress OPTIONAL

}

KrbCredInfo ::= SEQUENCE {

key[0] EncryptionKey,

prealm[1] Realm OPTIONAL,

pname[2] PrincipalName OPTIONAL,

flags[3] TicketFlags OPTIONAL,

authtime[4] KerberosTime OPTIONAL,

starttime[5] KerberosTime OPTIONAL,

endtime[6] KerberosTime OPTIONAL

renew-till[7] KerberosTime OPTIONAL,

srealm[8] Realm OPTIONAL,

sname[9] PrincipalName OPTIONAL,

caddr[10] HostAddresses OPTIONAL

}

pvno and msg-type These fields are described above in section 5.4.1.

msg-type is KRB_CRED.

tickets

These are the tickets obtained from the KDC specifically

for use by the intended recipient. Successive tickets are

paired with the corresponding KrbCredInfo sequence from the

enc-part of the KRB-CRED message.

enc-part This field holds an encoding of the EncKrbCredPart sequence

encrypted under the session key shared between the sender

and the intended recipient. This encrypted encoding is

used for the enc-part field of the KRB-CRED message. See

section 6 for the format of the ciphertext.

nonce If practical, an application may require the inclusion of a

nonce generated by the recipient of the message. If the

same value is included as the nonce in the message, it

provides evidence that the message is fresh and has not

been replayed by an attacker. A nonce must never be re-

used; it should be generated randomly by the recipient of

the message and provided to the sender of the mes sage in

an application specific manner.

timestamp and usec These fields specify the time that the KRB-CRED

message was generated. The time is used to provide

assurance that the message is fresh.

s-address and r-address These fields are described above in section

5.6.1. They are used optionally to provide additional

assurance of the integrity of the KRB-CRED message.

key This field exists in the corresponding ticket passed by the

KRB-CRED message and is used to pass the session key from

the sender to the intended recipient. The field's encoding

is described in section 6.2.

The following fields are optional. If present, they can be

associated with the credentials in the remote ticket file. If left

out, then it is assumed that the recipient of the credentials already

knows their value.

prealm and pname The name and realm of the delegated principal

identity.

flags, authtime, starttime, endtime, renew-till, srealm, sname,

and caddr These fields contain the values of the

corresponding fields from the ticket found in the ticket

field. Descriptions of the fields are identical to the

descriptions in the KDC-REP message.

5.9. Error message specification

This section specifies the format for the KRB_ERROR message. The

fields included in the message are intended to return as much

information as possible about an error. It is not expected that all

the information required by the fields will be available for all

types of errors. If the appropriate information is not available

when the message is composed, the corresponding field will be left

out of the message.

Note that since the KRB_ERROR message is not protected by any

encryption, it is quite possible for an intruder to synthesize or

modify such a message. In particular, this means that the client

should not use any fields in this message for security-critical

purposes, such as setting a system clock or generating a fresh

authenticator. The message can be useful, however, for advising a

user on the reason for some failure.

5.9.1. KRB_ERROR definition

The KRB_ERROR message consists of the following fields:

KRB-ERROR ::= [APPLICATION 30] SEQUENCE {

pvno[0] INTEGER,

msg-type[1] INTEGER,

ctime[2] KerberosTime OPTIONAL,

cusec[3] INTEGER OPTIONAL,

stime[4] KerberosTime,

susec[5] INTEGER,

error-code[6] INTEGER,

crealm[7] Realm OPTIONAL,

cname[8] PrincipalName OPTIONAL,

realm[9] Realm, -- Correct realm

sname[10] PrincipalName, -- Correct name

e-text[11] GeneralString OPTIONAL,

e-data[12] OCTET STRING OPTIONAL

}

pvno and msg-type These fields are described above in section 5.4.1.

msg-type is KRB_ERROR.

ctime This field is described above in section 5.4.1.

cusec This field is described above in section 5.5.2.

stime This field contains the current time on the server. It is

of type KerberosTime.

susec This field contains the microsecond part of the server's

timestamp. Its value ranges from 0 to 999. It appears

along with stime. The two fields are used in conjunction to

specify a reasonably accurate timestamp.

error-code This field contains the error code returned by Kerberos or

the server when a request fails. To interpret the value of

this field see the list of error codes in section 8.

Implementations are encouraged to provide for national

language support in the display of error messages.

crealm, cname, srealm and sname These fields are described above in

section 5.3.1.

e-text This field contains additional text to help explain the

error code associated with the failed request (for example,

it might include a principal name which was unknown).

e-data This field contains additional data about the error for use

by the application to help it recover from or handle the

error. If the errorcode is KDC_ERR_PREAUTH_REQUIRED, then

the e-data field will contain an encoding of a sequence of

padata fields, each corresponding to an acceptable pre-

authentication method and optionally containing data for

the method:

METHOD-DATA ::= SEQUENCE of PA-DATA

If the error-code is KRB_AP_ERR_METHOD, then the e-data field will

contain an encoding of the following sequence:

METHOD-DATA ::= SEQUENCE {

method-type[0] INTEGER,

method-data[1] OCTET STRING OPTIONAL

}

method-type will indicate the required alternate method; method-data

will contain any required additional information.

6. Encryption and Checksum Specifications

The Kerberos protocols described in this document are designed to use

stream encryption ciphers, which can be simulated using commonly

available block encryption ciphers, such as the Data Encryption

Standard [11], in conjunction with block chaining and checksum

methods [12]. Encryption is used to prove the identities of the

network entities participating in message exchanges. The Key

Distribution Center for each realm is trusted by all principals

registered in that realm to store a secret key in confidence. Proof

of knowledge of this secret key is used to verify the authenticity of

a principal.

The KDC uses the principal's secret key (in the AS exchange) or a

shared session key (in the TGS exchange) to encrypt responses to

ticket requests; the ability to obtain the secret key or session key

implies the knowledge of the appropriate keys and the identity of the

KDC. The ability of a principal to decrypt the KDC response and

present a Ticket and a properly formed Authenticator (generated with

the session key from the KDC response) to a service verifies the

identity of the principal; likewise the ability of the service to

extract the session key from the Ticket and prove its knowledge

thereof in a response verifies the identity of the service.

The Kerberos protocols generally assume that the encryption used is

secure from cryptanalysis; however, in some cases, the order of

fields in the encrypted portions of messages are arranged to minimize

the effects of poorly chosen keys. It is still important to choose

good keys. If keys are derived from user-typed passwords, those

passwords need to be well chosen to make brute force attacks more

difficult. Poorly chosen keys still make easy targets for intruders.

The following sections specify the encryption and checksum mechanisms

currently defined for Kerberos. The encodings, chaining, and padding

requirements for each are described. For encryption methods, it is

often desirable to place random information (often referred to as a

confounder) at the start of the message. The requirements for a

confounder are specified with each encryption mechanism.

Some encryption systems use a block-chaining method to improve the

the security characteristics of the ciphertext. However, these

chaining methods often don't provide an integrity check upon

decryption. Such systems (such as DES in CBC mode) must be augmented

with a checksum of the plaintext which can be verified at decryption

and used to detect any tampering or damage. Such checksums should be

good at detecting burst errors in the input. If any damage is

detected, the decryption routine is expected to return an error

indicating the failure of an integrity check. Each encryption type is

expected to provide and verify an appropriate checksum. The

specification of each encryption method sets out its checksum

requirements.

Finally, where a key is to be derived from a user's password, an

algorithm for converting the password to a key of the appropriate

type is included. It is desirable for the string to key function to

be one-way, and for the mapping to be different in different realms.

This is important because users who are registered in more than one

realm will often use the same password in each, and it is desirable

that an attacker compromising the Kerberos server in one realm not

obtain or derive the user's key in another.

For a discussion of the integrity characteristics of the candidate

encryption and checksum methods considered for Kerberos, the the

reader is referred to [13].

6.1. Encryption Specifications

The following ASN.1 definition describes all encrypted messages. The

enc-part field which appears in the unencrypted part of messages in

section 5 is a sequence consisting of an encryption type, an optional

key version number, and the ciphertext.

EncryptedData ::= SEQUENCE {

etype[0] INTEGER, -- EncryptionType

kvno[1] INTEGER OPTIONAL,

cipher[2] OCTET STRING -- ciphertext

}

etype This field identifies which encryption algorithm was used

to encipher the cipher. Detailed specifications for

selected encryption types appear later in this section.

kvno This field contains the version number of the key under

which data is encrypted. It is only present in messages

encrypted under long lasting keys, such as principals'

secret keys.

cipher This field contains the enciphered text, encoded as an

OCTET STRING.

The cipher field is generated by applying the specified encryption

algorithm to data composed of the message and algorithm-specific

inputs. Encryption mechanisms defined for use with Kerberos must

take sufficient measures to guarantee the integrity of the plaintext,

and we recommend they also take measures to protect against

precomputed dictionary attacks. If the encryption algorithm is not

itself capable of doing so, the protections can often be enhanced by

adding a checksum and a confounder.

The suggested format for the data to be encrypted includes a

confounder, a checksum, the encoded plaintext, and any necessary

padding. The msg-seq field contains the part of the protocol message

described in section 5 which is to be encrypted. The confounder,

checksum, and padding are all untagged and untyped, and their length

is exactly sufficient to hold the appropriate item. The type and

length is implicit and specified by the particular encryption type

being used (etype). The format for the data to be encrypted is

described in the following diagram:

+-----------+----------+-------------+-----+

confounder check msg-seq pad

+-----------+----------+-------------+-----+

The format cannot be described in ASN.1, but for those who prefer an

ASN.1-like notation:

CipherText ::= ENCRYPTED SEQUENCE {

confounder[0] UNTAGGED OCTET STRING(conf_length) OPTIONAL,

check[1] UNTAGGED OCTET STRING(checksum_length) OPTIONAL,

msg-seq[2] MsgSequence,

pad UNTAGGED OCTET STRING(pad_length) OPTIONAL

}

In the above specification, UNTAGGED OCTET STRING(length) is the

notation for an octet string with its tag and length removed. It is

not a valid ASN.1 type. The tag bits and length must be removed from

the confounder since the purpose of the confounder is so that the

message starts with random data, but the tag and its length are

fixed. For other fields, the length and tag would be redundant if

they were included because they are specified by the encryption type.

One generates a random confounder of the appropriate length, placing

it in confounder; zeroes out check; calculates the appropriate

checksum over confounder, check, and msg-seq, placing the result in

check; adds the necessary padding; then encrypts using the specified

encryption type and the appropriate key.

Unless otherwise specified, a definition of an encryption algorithm

that specifies a checksum, a length for the confounder field, or an

octet boundary for padding uses this ciphertext format (The ordering

of the fields in the CipherText is important. Additionally, messages

encoded in this format must include a length as part of the msg-seq

field. This allows the recipient to verify that the message has not

been truncated. Without a length, an attacker could use a chosen

plaintext attack to generate a message which could be truncated,

while leaving the checksum intact. Note that if the msg-seq is an

encoding of an ASN.1 SEQUENCE or OCTET STRING, then the length is

part of that encoding.). Those fields which are not specified will be

omitted.

In the interest of allowing all implementations using a particular

encryption type to communicate with all others using that type, the

specification of an encryption type defines any checksum that is

needed as part of the encryption process. If an alternative checksum

is to be used, a new encryption type must be defined.

Some cryptosystems require additional information beyond the key and

the data to be encrypted. For example, DES, when used in cipher-

block-chaining mode, requires an initialization vector. If required,

the description for each encryption type must specify the source of

such additional information.

6.2. Encryption Keys

The sequence below shows the encoding of an encryption key:

EncryptionKey ::= SEQUENCE {

keytype[0] INTEGER,

keyvalue[1] OCTET STRING

}

keytype This field specifies the type of encryption key that

follows in the keyvalue field. It will almost always

correspond to the encryption algorithm used to generate the

EncryptedData, though more than one algorithm may use the

same type of key (the mapping is many to one). This might

happen, for example, if the encryption algorithm uses an

alternate checksum algorithm for an integrity check, or a

different chaining mechanism.

keyvalue This field contains the key itself, encoded as an octet

string.

All negative values for the encryption key type are reserved for

local use. All non-negative values are reserved for officially

assigned type fields and interpretations.

6.3. Encryption Systems

6.3.1. The NULL Encryption System (null)

If no encryption is in use, the encryption system is said to be the

NULL encryption system. In the NULL encryption system there is no

checksum, confounder or padding. The ciphertext is simply the

plaintext. The NULL Key is used by the null encryption system and is

zero octets in length, with keytype zero (0).

6.3.2. DES in CBC mode with a CRC-32 checksum (des-cbc-crc)

The des-cbc-crc encryption mode encrypts information under the Data

Encryption Standard [11] using the cipher block chaining mode [12].

A CRC-32 checksum (described in ISO 3309 [14]) is applied to the

confounder and message sequence (msg-seq) and placed in the cksum

field. DES blocks are 8 bytes. As a result, the data to be

encrypted (the concatenation of confounder, checksum, and message)

must be padded to an 8 byte boundary before encryption. The details

of the encryption of this data are identical to those for the des-

cbc-md5 encryption mode.

Note that, since the CRC-32 checksum is not collisionproof, an

attacker could use a probabilistic chosenplaintext attack to generate

a valid message even if a confounder is used [13]. The use of

collision-proof checksums is recommended for environments where such

attacks represent a significant threat. The use of the CRC-32 as the

checksum for ticket or authenticator is no longer mandated as an

interoperability requirement for Kerberos Version 5 Specification 1

(See section 9.1 for specific details).

6.3.3. DES in CBC mode with an MD4 checksum (des-cbc-md4)

The des-cbc-md4 encryption mode encrypts information under the Data

Encryption Standard [11] using the cipher block chaining mode [12].

An MD4 checksum (described in [15]) is applied to the confounder and

message sequence (msg-seq) and placed in the cksum field. DES blocks

are 8 bytes. As a result, the data to be encrypted (the

concatenation of confounder, checksum, and message) must be padded to

an 8 byte boundary before encryption. The details of the encryption

of this data are identical to those for the descbc-md5 encryption

mode.

6.3.4. DES in CBC mode with an MD5 checksum (des-cbc-md5)

The des-cbc-md5 encryption mode encrypts information under the Data

Encryption Standard [11] using the cipher block chaining mode [12].

An MD5 checksum (described in [16]) is applied to the confounder and

message sequence (msg-seq) and placed in the cksum field. DES blocks

are 8 bytes. As a result, the data to be encrypted (the

concatenation of confounder, checksum, and message) must be padded to

an 8 byte boundary before encryption.

Plaintext and DES ciphtertext are encoded as 8-octet blocks which are

concatenated to make the 64-bit inputs for the DES algorithms. The

first octet supplies the 8 most significant bits (with the octet's

MSbit used as the DES input block's MSbit, etc.), the second octet

the next 8 bits, ..., and the eighth octet supplies the 8 least

significant bits.

Encryption under DES using cipher block chaining requires an

additional input in the form of an initialization vector. Unless

otherwise specified, zero should be used as the initialization

vector. Kerberos' use of DES requires an 8-octet confounder.

The DES specifications identify some "weak" and "semiweak" keys;

those keys shall not be used for encrypting messages for use in

Kerberos. Additionally, because of the way that keys are derived for

the encryption of checksums, keys shall not be used that yield "weak"

or "semi-weak" keys when eXclusive-ORed with the constant

F0F0F0F0F0F0F0F0.

A DES key is 8 octets of data, with keytype one (1). This consists

of 56 bits of key, and 8 parity bits (one per octet). The key is

encoded as a series of 8 octets written in MSB-first order. The bits

within the key are also encoded in MSB order. For example, if the

encryption key is:

(B1,B2,...,B7,P1,B8,...,B14,P2,B15,...,B49,P7,B50,...,B56,P8) where

B1,B2,...,B56 are the key bits in MSB order, and P1,P2,...,P8 are the

parity bits, the first octet of the key would be B1,B2,...,B7,P1

(with B1 as the MSbit). [See the FIPS 81 introduction for

reference.]

To generate a DES key from a text string (password), the text string

normally must have the realm and each component of the principal's

name appended(In some cases, it may be necessary to use a different

"mix-in" string for compatibility reasons; see the discussion of

padata in section 5.4.2.), then padded with ASCII nulls to an 8 byte

boundary. This string is then fan-folded and eXclusive-ORed with

itself to form an 8 byte DES key. The parity is corrected on the

key, and it is used to generate a DES CBC checksum on the initial

string (with the realm and name appended). Next, parity is corrected

on the CBC checksum. If the result matches a "weak" or "semiweak"

key as described in the DES specification, it is eXclusive-ORed with

the constant 00000000000000F0. Finally, the result is returned as

the key. Pseudocode follows:

string_to_key(string,realm,name) {

odd = 1;

s = string + realm;

for(each component in name) {

s = s + component;

}

tempkey = NULL;

pad(s); /* with nulls to 8 byte boundary */

for(8byteblock in s) {

if(odd == 0) {

odd = 1;

reverse(8byteblock)

}

else odd = 0;

tempkey = tempkey XOR 8byteblock;

}

fixparity(tempkey);

key = DES-CBC-check(s,tempkey);

fixparity(key);

if(is_weak_key_key(key))

key = key XOR 0xF0;

return(key);

}

6.4. Checksums

The following is the ASN.1 definition used for a checksum:

Checksum ::= SEQUENCE {

cksumtype[0] INTEGER,

checksum[1] OCTET STRING

}

cksumtype This field indicates the algorithm used to generate the

accompanying checksum.

checksum This field contains the checksum itself, encoded

as an octet string.

Detailed specification of selected checksum types appear later in

this section. Negative values for the checksum type are reserved for

local use. All non-negative values are reserved for officially

assigned type fields and interpretations.

Checksums used by Kerberos can be classified by two properties:

whether they are collision-proof, and whether they are keyed. It is

infeasible to find two plaintexts which generate the same checksum

value for a collision-proof checksum. A key is required to perturb

or initialize the algorithm in a keyed checksum. To prevent

message-stream modification by an active attacker, unkeyed checksums

should only be used when the checksum and message will be

subsequently encrypted (e.g., the checksums defined as part of the

encryption algorithms covered earlier in this section). Collision-

proof checksums can be made tamper-proof as well if the checksum

value is encrypted before inclusion in a message. In such cases, the

composition of the checksum and the encryption algorithm must be

considered a separate checksum algorithm (e.g., RSA-MD5 encrypted

using DES is a new checksum algorithm of type RSA-MD5-DES). For most

keyed checksums, as well as for the encrypted forms of collisionproof

checksums, Kerberos prepends a confounder before the checksum is

calculated.

6.4.1. The CRC-32 Checksum (crc32)

The CRC-32 checksum calculates a checksum based on a cyclic

redundancy check as described in ISO 3309 [14]. The resulting

checksum is four (4) octets in length. The CRC-32 is neither keyed

nor collision-proof. The use of this checksum is not recommended.

An attacker using a probabilistic chosen-plaintext attack as

described in [13] might be able to generate an alternative message

that satisfies the checksum. The use of collision-proof checksums is

recommended for environments where such attacks represent a

significant threat.

6.4.2. The RSA MD4 Checksum (rsa-md4)

The RSA-MD4 checksum calculates a checksum using the RSA MD4

algorithm [15]. The algorithm takes as input an input message of

arbitrary length and produces as output a 128-bit (16 octet)

checksum. RSA-MD4 is believed to be collision-proof.

6.4.3. RSA MD4 Cryptographic Checksum Using DES (rsa-md4des)

The RSA-MD4-DES checksum calculates a keyed collisionproof checksum

by prepending an 8 octet confounder before the text, applying the RSA

MD4 checksum algorithm, and encrypting the confounder and the

checksum using DES in cipher-block-chaining (CBC) mode using a

variant of the key, where the variant is computed by eXclusive-ORing

the key with the constant F0F0F0F0F0F0F0F0 (A variant of the key is

used to limit the use of a key to a particular function, separating

the functions of generating a checksum from other encryption

performed using the session key. The constant F0F0F0F0F0F0F0F0 was

chosen because it maintains key parity. The properties of DES

precluded the use of the complement. The same constant is used for

similar purpose in the Message Integrity Check in the Privacy

Enhanced Mail standard.). The initialization vector should be zero.

The resulting checksum is 24 octets long (8 octets of which are

redundant). This checksum is tamper-proof and believed to be

collision-proof.

The DES specifications identify some "weak keys"; those keys shall

not be used for generating RSA-MD4 checksums for use in Kerberos.

The format for the checksum is described in the following diagram:

+--+--+--+--+--+--+--+--

des-cbc(confounder

+--+--+--+--+--+--+--+--

+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+

rsa-md4(confounder+msg),key=var(key),iv=0)

+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+

The format cannot be described in ASN.1, but for those who prefer an

ASN.1-like notation:

rsa-md4-des-checksum ::= ENCRYPTED UNTAGGED SEQUENCE {

confounder[0] UNTAGGED OCTET STRING(8),

check[1] UNTAGGED OCTET STRING(16)

}

6.4.4. The RSA MD5 Checksum (rsa-md5)

The RSA-MD5 checksum calculates a checksum using the RSA MD5

algorithm [16]. The algorithm takes as input an input message of

arbitrary length and produces as output a 128-bit (16 octet)

checksum. RSA-MD5 is believed to be collision-proof.

6.4.5. RSA MD5 Cryptographic Checksum Using DES (rsa-md5des)

The RSA-MD5-DES checksum calculates a keyed collisionproof checksum

by prepending an 8 octet confounder before the text, applying the RSA

MD5 checksum algorithm, and encrypting the confounder and the

checksum using DES in cipher-block-chaining (CBC) mode using a

variant of the key, where the variant is computed by eXclusive-ORing

the key with the constant F0F0F0F0F0F0F0F0. The initialization

vector should be zero. The resulting checksum is 24 octets long (8

octets of which are redundant). This checksum is tamper-proof and

believed to be collision-proof.

The DES specifications identify some "weak keys"; those keys shall

not be used for encrypting RSA-MD5 checksums for use in Kerberos.

The format for the checksum is described in the following diagram:

+--+--+--+--+--+--+--+--

des-cbc(confounder

+--+--+--+--+--+--+--+--

+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+

rsa-md5(confounder+msg),key=var(key),iv=0)

+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+

The format cannot be described in ASN.1, but for those who prefer an

ASN.1-like notation:

rsa-md5-des-checksum ::= ENCRYPTED UNTAGGED SEQUENCE {

confounder[0] UNTAGGED OCTET STRING(8),

check[1] UNTAGGED OCTET STRING(16)

}

6.4.6. DES cipher-block chained checksum (des-mac)

The DES-MAC checksum is computed by prepending an 8 octet confounder

to the plaintext, performing a DES CBC-mode encryption on the result

using the key and an initialization vector of zero, taking the last

block of the ciphertext, prepending the same confounder and

encrypting the pair using DES in cipher-block-chaining (CBC) mode

using a a variant of the key, where the variant is computed by

eXclusive-ORing the key with the constant F0F0F0F0F0F0F0F0. The

initialization vector should be zero. The resulting checksum is 128

bits (16 octets) long, 64 bits of which are redundant. This checksum

is tamper-proof and collision-proof.

The format for the checksum is described in the following diagram:

+--+--+--+--+--+--+--+--

des-cbc(confounder

+--+--+--+--+--+--+--+--

+-----+-----+-----+-----+-----+-----+-----+-----+

des-mac(conf+msg,iv=0,key),key=var(key),iv=0)

+-----+-----+-----+-----+-----+-----+-----+-----+

The format cannot be described in ASN.1, but for those who prefer an

ASN.1-like notation:

des-mac-checksum ::= ENCRYPTED UNTAGGED SEQUENCE {

confounder[0] UNTAGGED OCTET STRING(8),

check[1] UNTAGGED OCTET STRING(8)

}

The DES specifications identify some "weak" and "semiweak" keys;

those keys shall not be used for generating DES-MAC checksums for use

in Kerberos, nor shall a key be used whose veriant is "weak" or

"semi-weak".

6.4.7. RSA MD4 Cryptographic Checksum Using DES alternative

(rsa-md4-des-k)

The RSA-MD4-DES-K checksum calculates a keyed collision-proof

checksum by applying the RSA MD4 checksum algorithm and encrypting

the results using DES in cipherblock-chaining (CBC) mode using a DES

key as both key and initialization vector. The resulting checksum is

16 octets long. This checksum is tamper-proof and believed to be

collision-proof. Note that this checksum type is the old method for

encoding the RSA-MD4-DES checksum and it is no longer recommended.

6.4.8. DES cipher-block chained checksum alternative (desmac-k)

The DES-MAC-K checksum is computed by performing a DES CBC-mode

encryption of the plaintext, and using the last block of the

ciphertext as the checksum value. It is keyed with an encryption key

and an initialization vector; any uses which do not specify an

additional initialization vector will use the key as both key and

initialization vector. The resulting checksum is 64 bits (8 octets)

long. This checksum is tamper-proof and collision-proof. Note that

this checksum type is the old method for encoding the DESMAC checksum

and it is no longer recommended.

The DES specifications identify some "weak keys"; those keys shall

not be used for generating DES-MAC checksums for use in Kerberos.

7. Naming Constraints

7.1. Realm Names

Although realm names are encoded as GeneralStrings and although a

realm can technically select any name it chooses, interoperability

across realm boundaries requires agreement on how realm names are to

be assigned, and what information they imply.

To enforce these conventions, each realm must conform to the

conventions itself, and it must require that any realms with which

inter-realm keys are shared also conform to the conventions and

require the same from its neighbors.

There are presently four styles of realm names: domain, X500, other,

and reserved. Examples of each style follow:

domain: host.subdomain.domain (example)

X500: C=US/O=OSF (example)

other: NAMETYPE:rest/of.name=without-restrictions (example)

reserved: reserved, but will not conflict with above

Domain names must look like domain names: they consist of components

separated by periods (.) and they contain neither colons (:) nor

slashes (/).

X.500 names contain an equal (=) and cannot contain a colon (:)

before the equal. The realm names for X.500 names will be string

representations of the names with components separated by slashes.

Leading and trailing slashes will not be included.

Names that fall into the other category must begin with a prefix that

contains no equal (=) or period (.) and the prefix must be followed

by a colon (:) and the rest of the name. All prefixes must be

assigned before they may be used. Presently none are assigned.

The reserved category includes strings which do not fall into the

first three categories. All names in this category are reserved. It

is unlikely that names will be assigned to this category unless there

is a very strong argument for not using the "other" category.

These rules guarantee that there will be no conflicts between the

various name styles. The following additional constraints apply to

the assignment of realm names in the domain and X.500 categories: the

name of a realm for the domain or X.500 formats must either be used

by the organization owning (to whom it was assigned) an Internet

domain name or X.500 name, or in the case that no such names are

registered, authority to use a realm name may be derived from the

authority of the parent realm. For example, if there is no domain

name for E40.MIT.EDU, then the administrator of the MIT.EDU realm can

authorize the creation of a realm with that name.

This is acceptable because the organization to which the parent is

assigned is presumably the organization authorized to assign names to

its children in the X.500 and domain name systems as well. If the

parent assigns a realm name without also registering it in the domain

name or X.500 hierarchy, it is the parent's responsibility to make

sure that there will not in the future exists a name identical to the

realm name of the child unless it is assigned to the same entity as

the realm name.

7.2. Principal Names

As was the case for realm names, conventions are needed to ensure

that all agree on what information is implied by a principal name.

The name-type field that is part of the principal name indicates the

kind of information implied by the name. The name-type should be

treated as a hint. Ignoring the name type, no two names can be the

same (i.e., at least one of the components, or the realm, must be

different). This constraint may be eliminated in the future. The

following name types are defined:

name-type value meaning

NT-UNKNOWN 0 Name type not known

NT-PRINCIPAL 1 Just the name of the principal as in

DCE, or for users

NT-SRV-INST 2 Service and other unique instance (krbtgt)

NT-SRV-HST 3 Service with host name as instance

(telnet, rcommands)

NT-SRV-XHST 4 Service with host as remaining components

NT-UID 5 Unique ID

When a name implies no information other than its uniqueness at a

particular time the name type PRINCIPAL should be used. The

principal name type should be used for users, and it might also be

used for a unique server. If the name is a unique machine generated

ID that is guaranteed never to be reassigned then the name type of

UID should be used (note that it is generally a bad idea to reassign

names of any type since stale entries might remain in access control

lists).

If the first component of a name identifies a service and the

remaining components identify an instance of the service in a server

specified manner, then the name type of SRV-INST should be used. An

example of this name type is the Kerberos ticket-granting ticket

which has a first component of krbtgt and a second component

identifying the realm for which the ticket is valid.

If instance is a single component following the service name and the

instance identifies the host on which the server is running, then the

name type SRV-HST should be used. This type is typically used for

Internet services such as telnet and the Berkeley R commands. If the

separate components of the host name appear as successive components

following the name of the service, then the name type SRVXHST should

be used. This type might be used to identify servers on hosts with

X.500 names where the slash (/) might otherwise be ambiguous.

A name type of UNKNOWN should be used when the form of the name is

not known. When comparing names, a name of type UNKNOWN will match

principals authenticated with names of any type. A principal

authenticated with a name of type UNKNOWN, however, will only match

other names of type UNKNOWN.

Names of any type with an initial component of "krbtgt" are reserved

for the Kerberos ticket granting service. See section 8.2.3 for the

form of such names.

7.2.1. Name of server principals

The principal identifier for a server on a host will generally be

composed of two parts: (1) the realm of the KDC with which the server

is registered, and (2) a two-component name of type NT-SRV-HST if the

host name is an Internet domain name or a multi-component name of

type NT-SRV-XHST if the name of the host is of a form such as X.500

that allows slash (/) separators. The first component of the two- or

multi-component name will identify the service and the latter

components will identify the host. Where the name of the host is not

case sensitive (for example, with Internet domain names) the name of

the host must be lower case. For services such as telnet and the

Berkeley R commands which run with system privileges, the first

component will be the string "host" instead of a service specific

identifier.

8. Constants and other defined values

8.1. Host address types

All negative values for the host address type are reserved for local

use. All non-negative values are reserved for officially assigned

type fields and interpretations.

The values of the types for the following addresses are chosen to

match the defined address family constants in the Berkeley Standard

Distributions of Unix. They can be found in <sys/socket.h> with

symbolic names AF_xxx (where xxx is an abbreviation of the address

family name).

Internet addresses

Internet addresses are 32-bit (4-octet) quantities, encoded in MSB

order. The type of internet addresses is two (2).

CHAOSnet addresses

CHAOSnet addresses are 16-bit (2-octet) quantities, encoded in MSB

order. The type of CHAOSnet addresses is five (5).

ISO addresses

ISO addresses are variable-length. The type of ISO addresses is

seven (7).

Xerox Network Services (XNS) addresses

XNS addresses are 48-bit (6-octet) quantities, encoded in MSB

order. The type of XNS addresses is six (6).

AppleTalk Datagram Delivery Protocol (DDP) addresses

AppleTalk DDP addresses consist of an 8-bit node number and a 16-

bit network number. The first octet of the address is the node

number; the remaining two octets encode the network number in MSB

order. The type of AppleTalk DDP addresses is sixteen (16).

DECnet Phase IV addresses

DECnet Phase IV addresses are 16-bit addresses, encoded in LSB

order. The type of DECnet Phase IV addresses is twelve (12).

8.2. KDC messages

8.2.1. IP transport

When contacting a Kerberos server (KDC) for a KRB_KDC_REQ request

using IP transport, the client shall send a UDP datagram containing

only an encoding of the request to port 88 (decimal) at the KDC's IP

address; the KDC will respond with a reply datagram containing only

an encoding of the reply message (either a KRB_ERROR or a

KRB_KDC_REP) to the sending port at the sender's IP address.

8.2.2. OSI transport

During authentication of an OSI client to and OSI server, the mutual

authentication of an OSI server to an OSI client, the transfer of

credentials from an OSI client to an OSI server, or during exchange

of private or integrity checked messages, Kerberos protocol messages

may be treated as opaque objects and the type of the authentication

mechanism will be:

OBJECT IDENTIFIER ::= {iso (1), org(3), dod(5),internet(1),

security(5), kerberosv5(2)}

Depending on the situation, the opaque object will be an

authentication header (KRB_AP_REQ), an authentication reply

(KRB_AP_REP), a safe message (KRB_SAFE), a private message

(KRB_PRIV), or a credentials message (KRB_CRED). The opaque data

contains an application code as specified in the ASN.1 description

for each message. The application code may be used by Kerberos to

determine the message type.

8.2.3. Name of the TGS

The principal identifier of the ticket-granting service shall be

composed of three parts: (1) the realm of the KDC issuing the TGS

ticket (2) a two-part name of type NT-SRVINST, with the first part

"krbtgt" and the second part the name of the realm which will accept

the ticket-granting ticket. For example, a ticket-granting ticket

issued by the ATHENA.MIT.EDU realm to be used to get tickets from the

ATHENA.MIT.EDU KDC has a principal identifier of "ATHENA.MIT.EDU"

(realm), ("krbtgt", "ATHENA.MIT.EDU") (name). A ticket-granting

ticket issued by the ATHENA.MIT.EDU realm to be used to get tickets

from the MIT.EDU realm has a principal identifier of "ATHENA.MIT.EDU"

(realm), ("krbtgt", "MIT.EDU") (name).

8.3. Protocol constants and associated values

The following tables list constants used in the protocol and defines

their meanings.

---------------+-----------+----------+----------------+---------------

Encryption typeetype valueblock sizeminimum pad sizeconfounder size

---------------+-----------+----------+----------------+---------------

NULL 0 1 0 0

des-cbc-crc 1 8 4 8

des-cbc-md4 2 8 0 8

des-cbc-md5 3 8 0 8

-------------------------------+-------------------+-------------

Checksum type sumtype value checksum size

-------------------------------+-------------------+-------------

CRC32 1 4

rsa-md4 2 16

rsa-md4-des 3 24

des-mac 4 16

des-mac-k 5 8

rsa-md4-des-k 6 16

rsa-md5 7 16

rsa-md5-des 8 24

-------------------------------+-----------------

padata type padata-type value

-------------------------------+-----------------

PA-TGS-REQ 1

PA-ENC-TIMESTAMP 2

PA-PW-SALT 3

-------------------------------+-------------

authorization data type ad-type value

-------------------------------+-------------

reserved values 0-63

OSF-DCE 64

SESAME 65

-------------------------------+-----------------

alternate authentication type method-type value

-------------------------------+-----------------

reserved values 0-63

ATT-CHALLENGE-RESPONSE 64

-------------------------------+-------------

transited encoding type tr-type value

-------------------------------+-------------

DOMAIN-X500-COMPRESS 1

reserved values all others

--------------+-------+-----------------------------------------

Label Value Meaning or MIT code

--------------+-------+-----------------------------------------

pvno 5 current Kerberos protocol version number

message types

KRB_AS_REQ 10 Request for initial authentication

KRB_AS_REP 11 Response to KRB_AS_REQ request

KRB_TGS_REQ 12 Request for authentication based on TGT

KRB_TGS_REP 13 Response to KRB_TGS_REQ request

KRB_AP_REQ 14 application request to server

KRB_AP_REP 15 Response to KRB_AP_REQ_MUTUAL

KRB_SAFE 20 Safe (checksummed) application message

KRB_PRIV 21 Private (encrypted) application message

KRB_CRED 22 Private (encrypted) message to forward

credentials

KRB_ERROR 30 Error response

name types

KRB_NT_UNKNOWN 0 Name type not known

KRB_NT_PRINCIPAL 1 Just the name of the principal as in DCE, or

for users

KRB_NT_SRV_INST 2 Service and other unique instance (krbtgt)

KRB_NT_SRV_HST 3 Service with host name as instance (telnet,

rcommands)

KRB_NT_SRV_XHST 4 Service with host as remaining components

KRB_NT_UID 5 Unique ID

error codes

KDC_ERR_NONE 0 No error

KDC_ERR_NAME_EXP 1 Client's entry in database has

expired

KDC_ERR_SERVICE_EXP 2 Server's entry in database has

expired

KDC_ERR_BAD_PVNO 3 Requested protocol version number

not supported

KDC_ERR_C_OLD_MAST_KVNO 4 Client's key encrypted in old

master key

KDC_ERR_S_OLD_MAST_KVNO 5 Server's key encrypted in old

master key

KDC_ERR_C_PRINCIPAL_UNKNOWN 6 Client not found in Kerberos database

KDC_ERR_S_PRINCIPAL_UNKNOWN 7 Server not found in Kerberos database

KDC_ERR_PRINCIPAL_NOT_UNIQUE 8 Multiple principal entries in

database

KDC_ERR_NULL_KEY 9 The client or server has a null key

KDC_ERR_CANNOT_POSTDATE 10 Ticket not eligible for postdating

KDC_ERR_NEVER_VALID 11 Requested start time is later than

end time

KDC_ERR_POLICY 12 KDC policy rejects request

KDC_ERR_BADOPTION 13 KDC cannot accommodate requested

option

KDC_ERR_ETYPE_NOSUPP 14 KDC has no support for encryption

type

KDC_ERR_SUMTYPE_NOSUPP 15 KDC has no support for checksum type

KDC_ERR_PADATA_TYPE_NOSUPP 16 KDC has no support for padata type

KDC_ERR_TRTYPE_NOSUPP 17 KDC has no support for transited type

KDC_ERR_CLIENT_REVOKED 18 Clients credentials have been revoked

KDC_ERR_SERVICE_REVOKED 19 Credentials for server have been

revoked

KDC_ERR_TGT_REVOKED 20 TGT has been revoked

KDC_ERR_CLIENT_NOTYET 21 Client not yet valid - try again

later

KDC_ERR_SERVICE_NOTYET 22 Server not yet valid - try again

later

KDC_ERR_KEY_EXPIRED 23 Password has expired - change

password to reset

KDC_ERR_PREAUTH_FAILED 24 Pre-authentication information

was invalid

KDC_ERR_PREAUTH_REQUIRED 25 Additional pre-authentication

required*

KRB_AP_ERR_BAD_INTEGRITY 31 Integrity check on decrypted field

failed

KRB_AP_ERR_TKT_EXPIRED 32 Ticket expired

KRB_AP_ERR_TKT_NYV 33 Ticket not yet valid

KRB_AP_ERR_REPEAT 34 Request is a replay

KRB_AP_ERR_NOT_US 35 The ticket isn't for us

KRB_AP_ERR_BADMATCH 36 Ticket and authenticator don't match

KRB_AP_ERR_SKEW 37 Clock skew too great

KRB_AP_ERR_BADADDR 38 Incorrect net address

KRB_AP_ERR_BADVERSION 39 Protocol version mismatch

KRB_AP_ERR_MSG_TYPE 40 Invalid msg type

KRB_AP_ERR_MODIFIED 41 Message stream modified

KRB_AP_ERR_BADORDER 42 Message out of order

KRB_AP_ERR_BADKEYVER 44 Specified version of key is not

available

KRB_AP_ERR_NOKEY 45 Service key not available

KRB_AP_ERR_MUT_FAIL 46 Mutual authentication failed

KRB_AP_ERR_BADDIRECTION 47 Incorrect message direction

KRB_AP_ERR_METHOD 48 Alternative authentication method

required*

KRB_AP_ERR_BADSEQ 49 Incorrect sequence number in message

KRB_AP_ERR_INAPP_CKSUM 50 Inappropriate type of checksum in

message

KRB_ERR_GENERIC 60 Generic error (description in e-text)

KRB_ERR_FIELD_TOOLONG 61 Field is too long for this

implementation

*This error carries additional information in the e-data field. The

contents of the e-data field for this message is described in section

5.9.1.

9. Interoperability requirements

Version 5 of the Kerberos protocol supports a myriad of options.

Among these are multiple encryption and checksum types, alternative

encoding schemes for the transited field, optional mechanisms for

pre-authentication, the handling of tickets with no addresses,

options for mutual authentication, user to user authentication,

support for proxies, forwarding, postdating, and renewing tickets,

the format of realm names, and the handling of authorization data.

In order to ensure the interoperability of realms, it is necessary to

define a minimal configuration which must be supported by all

implementations. This minimal configuration is subject to change as

technology does. For example, if at some later date it is discovered

that one of the required encryption or checksum algorithms is not

secure, it will be replaced.

9.1. Specification 1

This section defines the first specification of these options.

Implementations which are configured in this way can be said to

support Kerberos Version 5 Specification 1 (5.1).

Encryption and checksum methods

The following encryption and checksum mechanisms must be supported.

Implementations may support other mechanisms as well, but the

additional mechanisms may only be used when communicating with

principals known to also support them: Encryption: DES-CBC-MD5

Checksums: CRC-32, DES-MAC, DES-MAC-K, and DES-MD5

Realm Names

All implementations must understand hierarchical realms in both the

Internet Domain and the X.500 style. When a ticket granting ticket

for an unknown realm is requested, the KDC must be able to determine

the names of the intermediate realms between the KDCs realm and the

requested realm.

Transited field encoding

DOMAIN-X500-COMPRESS (described in section 3.3.3.1) must be

supported. Alternative encodings may be supported, but they may be

used only when that encoding is supported by ALL intermediate realms.

Pre-authentication methods

The TGS-REQ method must be supported. The TGS-REQ method is not used

on the initial request. The PA-ENC-TIMESTAMP method must be supported

by clients but whether it is enabled by default may be determined on

a realm by realm basis. If not used in the initial request and the

error KDC_ERR_PREAUTH_REQUIRED is returned specifying PA-ENCTIMESTAMP

as an acceptable method, the client should retry the initial request

using the PA-ENC-TIMESTAMP preauthentication method. Servers need not

support the PAENC-TIMESTAMP method, but if not supported the server

should ignore the presence of PA-ENC-TIMESTAMP pre-authentication in

a request.

Mutual authentication

Mutual authentication (via the KRB_AP_REP message) must be supported.

Ticket addresses and flags

All KDC's must pass on tickets that carry no addresses (i.e., if a

TGT contains no addresses, the KDC will return derivative tickets),

but each realm may set its own policy for issuing such tickets, and

each application server will set its own policy with respect to

accepting them. By default, servers should not accept them.

Proxies and forwarded tickets must be supported. Individual realms

and application servers can set their own policy on when such tickets

will be accepted.

All implementations must recognize renewable and postdated tickets,

but need not actually implement them. If these options are not

supported, the starttime and endtime in the ticket shall specify a

ticket's entire useful life. When a postdated ticket is decoded by a

server, all implementations shall make the presence of the postdated

flag visible to the calling server.

User-to-user authentication

Support for user to user authentication (via the ENC-TKTIN-SKEY KDC

option) must be provided by implementations, but individual realms

may decide as a matter of policy to reject such requests on a per-

principal or realm-wide basis.

Authorization data

Implementations must pass all authorization data subfields from

ticket-granting tickets to any derivative tickets unless directed to

suppress a subfield as part of the definition of that registered

subfield type (it is never incorrect to pass on a subfield, and no

registered subfield types presently specify suppression at the KDC).

Implementations must make the contents of any authorization data

subfields available to the server when a ticket is used.

Implementations are not required to allow clients to specify the

contents of the authorization data fields.

9.2. Recommended KDC values

Following is a list of recommended values for a KDC implementation,

based on the list of suggested configuration constants (see section

4.4).

minimum lifetime 5 minutes

maximum renewable lifetime 1 week

maximum ticket lifetime 1 day

empty addresses only when suitable restrictions appear

in authorization data

proxiable, etc. Allowed.

10. Acknowledgments

Early versions of this document, describing version 4 of the

protocol, were written by Jennifer Steiner (formerly at Project

Athena); these drafts provided an Excellent starting point for this

current version 5 specification. Many people in the Internet

community have contributed ideas and suggested protocol changes for

version 5. Notable contributions came from Ted Anderson, Steve

Bellovin and Michael Merritt [17], Daniel Bernstein, Mike Burrows,

Donald Davis, Ravi Ganesan, Morrie Gasser, Virgil Gligor, Bill

Griffeth, Mark Lillibridge, Mark Lomas, Steve Lunt, Piers McMahon,

Joe Pato, William Sommerfeld, Stuart Stubblebine, Ralph Swick, Ted

T'so, and Stanley Zanarotti. Many others commented and helped shape

this specification into its current form.

11. References

[1] Miller, S., Neuman, C., Schiller, J., and J. Saltzer, "Section

E.2.1: Kerberos Authentication and Authorization System",

M.I.T. Project Athena, Cambridge, Massachusetts, December 21,

1987.

[2] Steiner, J., Neuman, C., and J. Schiller, "Kerberos: An

Authentication Service for Open Network Systems", pp. 191-202 in

Usenix Conference Proceedings, Dallas, Texas, February, 1988.

[3] Needham, R., and M. Schroeder, "Using Encryption for

Authentication in Large Networks of Computers", Communications

of the ACM, Vol. 21 (12), pp. 993-999, December 1978.

[4] Denning, D., and G. Sacco, "Time stamps in Key Distribution

Protocols", Communications of the ACM, Vol. 24 (8), pp. 533-536,

August 1981.

[5] Kohl, J., Neuman, C., and T. Ts'o, "The Evolution of the

Kerberos Authentication Service", in an IEEE Computer Society

Text soon to be published, June 1992.

[6] Davis, D., and R. Swick, "Workstation Services and Kerberos

Authentication at Project Athena", Technical Memorandum TM-424,

MIT Laboratory for Computer Science, February 1990.

[7] Levine, P., Gretzinger, M, Diaz, J., Sommerfeld, W., and K.

Raeburn, "Section E.1: Service Management System, M.I.T.

Project Athena, Cambridge, Mas sachusetts (1987).

[8] CCITT, Recommendation X.509: The Directory Authentication

Framework, December 1988.

[9] Neuman, C., "Proxy-Based Authorization and Accounting for

Distributed Systems," in Proceedings of the 13th International

Conference on Distributed Computing Systems", Pittsburgh, PA,

May 1993.

[10] Pato, J., "Using Pre-Authentication to Avoid Password Guessing

Attacks", Open Software Foundation DCE Request for Comments 26,

December 1992.

[11] National Bureau of Standards, U.S. Department of Commerce, "Data

Encryption Standard", Federal Information Processing Standards

Publication 46, Washington, DC (1977).

[12] National Bureau of Standards, U.S. Department of Commerce, "DES

Modes of Operation", Federal Information Processing Standards

Publication 81, Springfield, VA, December 1980.

[13] Stubblebine S., and V. Gligor, "On Message Integrity in

Cryptographic Protocols", in Proceedings of the IEEE Symposium

on Research in Security and Privacy, Oakland, California, May

1992.

[14] International Organization for Standardization, "ISO Information

Processing Systems - Data Communication High-Level Data Link

Control Procedure - Frame Structure", IS 3309, October 1984, 3rd

Edition.

[15] Rivest, R., "The MD4 Message Digest Algorithm", RFC1320, MIT

Laboratory for Computer Science, April 1992.

[16] Rivest, R., "The MD5 Message Digest Algorithm", RFC1321, MIT

Laboratory for Computer Science, April 1992.

[17] Bellovin S., and M. Merritt, "Limitations of the Kerberos

Authentication System", Computer Communications Review, Vol.

20(5), pp. 119-132, October 1990.

12. Security Considerations

Security issues are discussed throughout this memo.

13. Authors' Addresses

John Kohl

Digital Equipment Corporation

110 Spit Brook Road, M/S ZKO3-3/U14

Nashua, NH 03062

Phone: 603-881-2481

EMail: jtkohl@zk3.dec.com

B. Clifford Neuman

USC/Information Sciences Institute

4676 Admiralty Way #1001

Marina del Rey, CA 90292-6695

Phone: 310-822-1511

EMail: bcn@isi.edu

A. Pseudo-code for protocol processing

This appendix provides pseudo-code describing how the messages are to

be constructed and interpreted by clients and servers.

A.1. KRB_AS_REQ generation

request.pvno := protocol version; /* pvno = 5 */

request.msg-type := message type; /* type = KRB_AS_REQ */

if(pa_enc_timestamp_required) then

request.padata.padata-type = PA-ENC-TIMESTAMP;

get system_time;

padata-body.patimestamp,pausec = system_time;

encrypt padata-body into request.padata.padata-value

using client.key; /* derived from password */

endif

body.kdc-options := users's preferences;

body.cname := user's name;

body.realm := user's realm;

body.sname := service's name; /* usually "krbtgt",

"localrealm" */

if (body.kdc-options.POSTDATED is set) then

body.from := requested starting time;

else

omit body.from;

endif

body.till := requested end time;

if (body.kdc-options.RENEWABLE is set) then

body.rtime := requested final renewal time;

endif

body.nonce := random_nonce();

body.etype := requested etypes;

if (user supplied addresses) then

body.addresses := user's addresses;

else

omit body.addresses;

endif

omit body.enc-authorization-data;

request.req-body := body;

kerberos := lookup(name of local kerberos server (or servers));

send(packet,kerberos);

wait(for response);

if (timed_out) then

retry or use alternate server;

endif

A.2. KRB_AS_REQ verification and KRB_AS_REP generation

decode message into req;

client := lookup(req.cname,req.realm);

server := lookup(req.sname,req.realm);

get system_time;

kdc_time := system_time.seconds;

if (!client) then

/* no client in Database */

error_out(KDC_ERR_C_PRINCIPAL_UNKNOWN);

endif

if (!server) then

/* no server in Database */

error_out(KDC_ERR_S_PRINCIPAL_UNKNOWN);

endif

if(client.pa_enc_timestamp_required and

pa_enc_timestamp not present) then

error_out(KDC_ERR_PREAUTH_REQUIRED(PA_ENC_TIMESTAMP));

endif

if(pa_enc_timestamp present) then

decrypt req.padata-value into decrypted_enc_timestamp

using client.key;

using auth_hdr.authenticator.subkey;

if (decrypt_error()) then

error_out(KRB_AP_ERR_BAD_INTEGRITY);

if(decrypted_enc_timestamp is not within allowable

skew) then error_out(KDC_ERR_PREAUTH_FAILED);

endif

if(decrypted_enc_timestamp and usec is replay)

error_out(KDC_ERR_PREAUTH_FAILED);

endif

add decrypted_enc_timestamp and usec to replay cache;

endif

use_etype := first supported etype in req.etypes;

if (no support for req.etypes) then

error_out(KDC_ERR_ETYPE_NOSUPP);

endif

new_tkt.vno := ticket version; /* = 5 */

new_tkt.sname := req.sname;

new_tkt.srealm := req.srealm;

reset all flags in new_tkt.flags;

/* It should be noted that local policy may affect the */

/* processing of any of these flags. For example, some */

/* realms may refuse to issue renewable tickets */

if (req.kdc-options.FORWARDABLE is set) then

set new_tkt.flags.FORWARDABLE;

endif

if (req.kdc-options.PROXIABLE is set) then

set new_tkt.flags.PROXIABLE;

endif

if (req.kdc-options.ALLOW-POSTDATE is set) then

set new_tkt.flags.ALLOW-POSTDATE;

endif

if ((req.kdc-options.RENEW is set) or

(req.kdc-options.VALIDATE is set) or

(req.kdc-options.PROXY is set) or

(req.kdc-options.FORWARDED is set) or

(req.kdc-options.ENC-TKT-IN-SKEY is set)) then

error_out(KDC_ERR_BADOPTION);

endif

new_tkt.session := random_session_key();

new_tkt.cname := req.cname;

new_tkt.crealm := req.crealm;

new_tkt.transited := empty_transited_field();

new_tkt.authtime := kdc_time;

if (req.kdc-options.POSTDATED is set) then

if (against_postdate_policy(req.from)) then

error_out(KDC_ERR_POLICY);

endif

set new_tkt.flags.INVALID;

new_tkt.starttime := req.from;

else

omit new_tkt.starttime; /* treated as authtime when

omitted */

endif

if (req.till = 0) then

till := infinity;

else

till := req.till;

endif

new_tkt.endtime := min(till,

new_tkt.starttime+client.max_life,

new_tkt.starttime+server.max_life,

new_tkt.starttime+max_life_for_realm);

if ((req.kdc-options.RENEWABLE-OK is set) and

(new_tkt.endtime < req.till)) then

/* we set the RENEWABLE option for later processing */

set req.kdc-options.RENEWABLE;

req.rtime := req.till;

endif

if (req.rtime = 0) then

rtime := infinity;

else

rtime := req.rtime;

endif

if (req.kdc-options.RENEWABLE is set) then

set new_tkt.flags.RENEWABLE;

new_tkt.renew-till := min(rtime,

new_tkt.starttime+client.max_rlife,

new_tkt.starttime+server.max_rlife,

new_tkt.starttime+max_rlife_for_realm);

else

omit new_tkt.renew-till; /* only present if RENEWABLE */

endif

if (req.addresses) then

new_tkt.caddr := req.addresses;

else

omit new_tkt.caddr;

endif

new_tkt.authorization_data := empty_authorization_data();

encode to-be-encrypted part of ticket into OCTET STRING;

new_tkt.enc-part := encrypt OCTET STRING

using etype_for_key(server.key), server.key, server.p_kvno;

/* Start processing the response */

resp.pvno := 5;

resp.msg-type := KRB_AS_REP;

resp.cname := req.cname;

resp.crealm := req.realm;

resp.ticket := new_tkt;

resp.key := new_tkt.session;

resp.last-req := fetch_last_request_info(client);

resp.nonce := req.nonce;

resp.key-expiration := client.expiration;

resp.flags := new_tkt.flags;

resp.authtime := new_tkt.authtime;

resp.starttime := new_tkt.starttime;

resp.endtime := new_tkt.endtime;

if (new_tkt.flags.RENEWABLE) then

resp.renew-till := new_tkt.renew-till;

endif

resp.realm := new_tkt.realm;

resp.sname := new_tkt.sname;

resp.caddr := new_tkt.caddr;

encode body of reply into OCTET STRING;

resp.enc-part := encrypt OCTET STRING

using use_etype, client.key, client.p_kvno;

send(resp);

A.3. KRB_AS_REP verification

decode response into resp;

if (resp.msg-type = KRB_ERROR) then

if(error = KDC_ERR_PREAUTH_REQUIRED(PA_ENC_TIMESTAMP))

then set pa_enc_timestamp_required;

goto KRB_AS_REQ;

endif

process_error(resp);

return;

endif

/* On error, discard the response, and zero the session key */

/* from the response immediately */

key = get_decryption_key(resp.enc-part.kvno, resp.enc-part.etype,

resp.padata);

unencrypted part of resp := decode of decrypt of resp.enc-part

using resp.enc-part.etype and key;

zero(key);

if (common_as_rep_tgs_rep_checks fail) then

destroy resp.key;

return error;

endif

if near(resp.princ_exp) then

print(warning message);

endif

save_for_later(ticket,session,client,server,times,flags);

A.4. KRB_AS_REP and KRB_TGS_REP common checks

if (decryption_error() or

(req.cname != resp.cname) or

(req.realm != resp.crealm) or

(req.sname != resp.sname) or

(req.realm != resp.realm) or

(req.nonce != resp.nonce) or

(req.addresses != resp.caddr)) then

destroy resp.key;

return KRB_AP_ERR_MODIFIED;

endif

/* make sure no flags are set that shouldn't be, and that */

/* all that should be are set */

if (!check_flags_for_compatability(req.kdc-options,resp.flags))

then destroy resp.key;

return KRB_AP_ERR_MODIFIED;

endif

if ((req.from = 0) and

(resp.starttime is not within allowable skew)) then

destroy resp.key;

return KRB_AP_ERR_SKEW;

endif

if ((req.from != 0) and (req.from != resp.starttime)) then

destroy resp.key;

return KRB_AP_ERR_MODIFIED;

endif

if ((req.till != 0) and (resp.endtime > req.till)) then

destroy resp.key;

return KRB_AP_ERR_MODIFIED;

endif

if ((req.kdc-options.RENEWABLE is set) and

(req.rtime != 0) and (resp.renew-till > req.rtime)) then

destroy resp.key;

return KRB_AP_ERR_MODIFIED;

endif

if ((req.kdc-options.RENEWABLE-OK is set) and

(resp.flags.RENEWABLE) and

(req.till != 0) and

(resp.renew-till > req.till)) then

destroy resp.key;

return KRB_AP_ERR_MODIFIED;

endif

A.5. KRB_TGS_REQ generation

/* Note that make_application_request might have to */

/* recursivly call this routine to get the appropriate */

/* ticket-granting ticket */

request.pvno := protocol version; /* pvno = 5 */

request.msg-type := message type; /* type = KRB_TGS_REQ */

body.kdc-options := users's preferences;

/* If the TGT is not for the realm of the end-server */

/* then the sname will be for a TGT for the end-realm */

/* and the realm of the requested ticket (body.realm) */

/* will be that of the TGS to which the TGT we are */

/* sending applies */

body.sname := service's name;

body.realm := service's realm;

if (body.kdc-options.POSTDATED is set) then

body.from := requested starting time;

else

omit body.from;

endif

body.till := requested end time;

if (body.kdc-options.RENEWABLE is set) then

body.rtime := requested final renewal time;

endif

body.nonce := random_nonce();

body.etype := requested etypes;

if (user supplied addresses) then

body.addresses := user's addresses;

else

omit body.addresses;

endif

body.enc-authorization-data := user-supplied data;

if (body.kdc-options.ENC-TKT-IN-SKEY) then

body.additional-tickets_ticket := second TGT;

endif

request.req-body := body;

check := generate_checksum (req.body,checksumtype);

request.padata[0].padata-type := PA-TGS-REQ;

request.padata[0].padata-value := create a KRB_AP_REQ using

the TGT and checksum

/* add in any other padata as required/supplied */

kerberos := lookup(name of local kerberose server (or servers));

send(packet,kerberos);

wait(for response);

if (timed_out) then

retry or use alternate server;

endif

A.6. KRB_TGS_REQ verification and KRB_TGS_REP generation

/* note that reading the application request requires first

determining the server for which a ticket was issued, and

choosing the correct key for decryption. The name of the

server appears in the plaintext part of the ticket. */

if (no KRB_AP_REQ in req.padata) then

error_out(KDC_ERR_PADATA_TYPE_NOSUPP);

endif

verify KRB_AP_REQ in req.padata;

/* Note that the realm in which the Kerberos server is

operating is determined by the instance from the

ticket-granting ticket. The realm in the ticket-granting

ticket is the realm under which the ticket granting ticket was

issued. It is possible for a single Kerberos server to

support more than one realm. */

auth_hdr := KRB_AP_REQ;

tgt := auth_hdr.ticket;

if (tgt.sname is not a TGT for local realm and is not

req.sname) then error_out(KRB_AP_ERR_NOT_US);

realm := realm_tgt_is_for(tgt);

decode remainder of request;

if (auth_hdr.authenticator.cksum is missing) then

error_out(KRB_AP_ERR_INAPP_CKSUM);

endif

if (auth_hdr.authenticator.cksum type is not supported) then

error_out(KDC_ERR_SUMTYPE_NOSUPP);

endif

if (auth_hdr.authenticator.cksum is not both collision-proof

and keyed) then

error_out(KRB_AP_ERR_INAPP_CKSUM);

endif

set computed_checksum := checksum(req);

if (computed_checksum != auth_hdr.authenticatory.cksum) then

error_out(KRB_AP_ERR_MODIFIED);

endif

server := lookup(req.sname,realm);

if (!server) then

if (is_foreign_tgt_name(server)) then

server := best_intermediate_tgs(server);

else

/* no server in Database */

error_out(KDC_ERR_S_PRINCIPAL_UNKNOWN);

endif

endif

session := generate_random_session_key();

use_etype := first supported etype in req.etypes;

if (no support for req.etypes) then

error_out(KDC_ERR_ETYPE_NOSUPP);

endif

new_tkt.vno := ticket version; /* = 5 */

new_tkt.sname := req.sname;

new_tkt.srealm := realm;

reset all flags in new_tkt.flags;

/* It should be noted that local policy may affect the */

/* processing of any of these flags. For example, some */

/* realms may refuse to issue renewable tickets */

new_tkt.caddr := tgt.caddr;

resp.caddr := NULL; /* We only include this if they change */

if (req.kdc-options.FORWARDABLE is set) then

if (tgt.flags.FORWARDABLE is reset) then

error_out(KDC_ERR_BADOPTION);

endif

set new_tkt.flags.FORWARDABLE;

endif

if (req.kdc-options.FORWARDED is set) then

if (tgt.flags.FORWARDABLE is reset) then

error_out(KDC_ERR_BADOPTION);

endif

set new_tkt.flags.FORWARDED;

new_tkt.caddr := req.addresses;

resp.caddr := req.addresses;

endif

if (tgt.flags.FORWARDED is set) then

set new_tkt.flags.FORWARDED;

endif

if (req.kdc-options.PROXIABLE is set) then

if (tgt.flags.PROXIABLE is reset)

error_out(KDC_ERR_BADOPTION);

endif

set new_tkt.flags.PROXIABLE;

endif

if (req.kdc-options.PROXY is set) then

if (tgt.flags.PROXIABLE is reset) then

error_out(KDC_ERR_BADOPTION);

endif

set new_tkt.flags.PROXY;

new_tkt.caddr := req.addresses;

resp.caddr := req.addresses;

endif

if (req.kdc-options.POSTDATE is set) then

if (tgt.flags.POSTDATE is reset)

error_out(KDC_ERR_BADOPTION);

endif

set new_tkt.flags.POSTDATE;

endif

if (req.kdc-options.POSTDATED is set) then

if (tgt.flags.POSTDATE is reset) then

error_out(KDC_ERR_BADOPTION);

endif

set new_tkt.flags.POSTDATED;

set new_tkt.flags.INVALID;

if (against_postdate_policy(req.from)) then

error_out(KDC_ERR_POLICY);

endif

new_tkt.starttime := req.from;

endif

if (req.kdc-options.VALIDATE is set) then

if (tgt.flags.INVALID is reset) then

error_out(KDC_ERR_POLICY);

endif

if (tgt.starttime > kdc_time) then

error_out(KRB_AP_ERR_NYV);

endif

if (check_hot_list(tgt)) then

error_out(KRB_AP_ERR_REPEAT);

endif

tkt := tgt;

reset new_tkt.flags.INVALID;

endif

if (req.kdc-options.(any flag except ENC-TKT-IN-SKEY, RENEW,

and those already processed) is set) then

error_out(KDC_ERR_BADOPTION);

endif

new_tkt.authtime := tgt.authtime;

if (req.kdc-options.RENEW is set) then

/* Note that if the endtime has already passed, the ticket */

/* would have been rejected in the initial authentication */

/* stage, so there is no need to check again here */

if (tgt.flags.RENEWABLE is reset) then

error_out(KDC_ERR_BADOPTION);

endif

if (tgt.renew-till >= kdc_time) then

error_out(KRB_AP_ERR_TKT_EXPIRED);

endif

tkt := tgt;

new_tkt.starttime := kdc_time;

old_life := tgt.endttime - tgt.starttime;

new_tkt.endtime := min(tgt.renew-till,

new_tkt.starttime + old_life);

else

new_tkt.starttime := kdc_time;

if (req.till = 0) then

till := infinity;

else

till := req.till;

endif

new_tkt.endtime := min(till,

new_tkt.starttime+client.max_life,

new_tkt.starttime+server.max_life,

new_tkt.starttime+max_life_for_realm,

tgt.endtime);

if ((req.kdc-options.RENEWABLE-OK is set) and

(new_tkt.endtime < req.till) and

(tgt.flags.RENEWABLE is set) then

/* we set the RENEWABLE option for later */

/* processing */

set req.kdc-options.RENEWABLE;

req.rtime := min(req.till, tgt.renew-till);

endif

endif

if (req.rtime = 0) then

rtime := infinity;

else

rtime := req.rtime;

endif

if ((req.kdc-options.RENEWABLE is set) and

(tgt.flags.RENEWABLE is set)) then

set new_tkt.flags.RENEWABLE;

new_tkt.renew-till := min(rtime,

new_tkt.starttime+client.max_rlife,

new_tkt.starttime+server.max_rlife,

new_tkt.starttime+max_rlife_for_realm,

tgt.renew-till);

else

new_tkt.renew-till := OMIT;

/* leave the renew-till field out */

endif

if (req.enc-authorization-data is present) then

decrypt req.enc-authorization-data

into decrypted_authorization_data

using auth_hdr.authenticator.subkey;

if (decrypt_error()) then

error_out(KRB_AP_ERR_BAD_INTEGRITY);

endif

endif

new_tkt.authorization_data :=

req.auth_hdr.ticket.authorization_data +

decrypted_authorization_data;

new_tkt.key := session;

new_tkt.crealm := tgt.crealm;

new_tkt.cname := req.auth_hdr.ticket.cname;

if (realm_tgt_is_for(tgt) := tgt.realm) then

/* tgt issued by local realm */

new_tkt.transited := tgt.transited;

else

/* was issued for this realm by some other realm */

if (tgt.transited.tr-type not supported) then

error_out(KDC_ERR_TRTYPE_NOSUPP);

endif

new_tkt.transited

:= compress_transited(tgt.transited + tgt.realm)

endif

encode encrypted part of new_tkt into OCTET STRING;

if (req.kdc-options.ENC-TKT-IN-SKEY is set) then

if (server not specified) then

server = req.second_ticket.client;

endif

if ((req.second_ticket is not a TGT) or

(req.second_ticket.client != server)) then

error_out(KDC_ERR_POLICY);

endif

new_tkt.enc-part := encrypt OCTET STRING using

using etype_for_key(second-ticket.key),

second-ticket.key;

else

new_tkt.enc-part := encrypt OCTET STRING

using etype_for_key(server.key), server.key,

server.p_kvno;

endif

resp.pvno := 5;

resp.msg-type := KRB_TGS_REP;

resp.crealm := tgt.crealm;

resp.cname := tgt.cname;

resp.ticket := new_tkt;

resp.key := session;

resp.nonce := req.nonce;

resp.last-req := fetch_last_request_info(client);

resp.flags := new_tkt.flags;

resp.authtime := new_tkt.authtime;

resp.starttime := new_tkt.starttime;

resp.endtime := new_tkt.endtime;

omit resp.key-expiration;

resp.sname := new_tkt.sname;

resp.realm := new_tkt.realm;

if (new_tkt.flags.RENEWABLE) then

resp.renew-till := new_tkt.renew-till;

endif

encode body of reply into OCTET STRING;

if (req.padata.authenticator.subkey)

resp.enc-part := encrypt OCTET STRING using use_etype,

req.padata.authenticator.subkey;

else resp.enc-part := encrypt OCTET STRING

using use_etype, tgt.key;

send(resp);

A.7. KRB_TGS_REP verification

decode response into resp;

if (resp.msg-type = KRB_ERROR) then

process_error(resp);

return;

endif

/* On error, discard the response, and zero the session key from

the response immediately */

if (req.padata.authenticator.subkey)

unencrypted part of resp :=

decode of decrypt of resp.enc-part

using resp.enc-part.etype and subkey;

else unencrypted part of resp :=

decode of decrypt of resp.enc-part

using resp.enc-part.etype and tgt's session key;

if (common_as_rep_tgs_rep_checks fail) then

destroy resp.key;

return error;

endif

check authorization_data as necessary;

save_for_later(ticket,session,client,server,times,flags);

A.8. Authenticator generation

body.authenticator-vno := authenticator vno; /* = 5 */

body.cname, body.crealm := client name;

if (supplying checksum) then

body.cksum := checksum;

endif

get system_time;

body.ctime, body.cusec := system_time;

if (selecting sub-session key) then

select sub-session key;

body.subkey := sub-session key;

endif

if (using sequence numbers) then

select initial sequence number;

body.seq-number := initial sequence;

endif

A.9. KRB_AP_REQ generation

obtain ticket and session_key from cache;

packet.pvno := protocol version; /* 5 */

packet.msg-type := message type; /* KRB_AP_REQ */

if (desired(MUTUAL_AUTHENTICATION)) then

set packet.ap-options.MUTUAL-REQUIRED;

else

reset packet.ap-options.MUTUAL-REQUIRED;

endif

if (using session key for ticket) then

set packet.ap-options.USE-SESSION-KEY;

else

reset packet.ap-options.USE-SESSION-KEY;

endif

packet.ticket := ticket; /* ticket */

generate authenticator;

encode authenticator into OCTET STRING;

encrypt OCTET STRING into packet.authenticator

using session_key;

A.10. KRB_AP_REQ verification

receive packet;

if (packet.pvno != 5) then

either process using other protocol spec

or error_out(KRB_AP_ERR_BADVERSION);

endif

if (packet.msg-type != KRB_AP_REQ) then

error_out(KRB_AP_ERR_MSG_TYPE);

endif

if (packet.ticket.tkt_vno != 5) then

either process using other protocol spec

or error_out(KRB_AP_ERR_BADVERSION);

endif

if (packet.ap_options.USE-SESSION-KEY is set) then

retrieve session key from ticket-granting ticket for

packet.ticket.{sname,srealm,enc-part.etype};

else

retrieve service key for

packet.ticket.{sname,srealm,enc-part.etype,enc-part.skvno};

endif

if (no_key_available) then

if (cannot_find_specified_skvno) then

error_out(KRB_AP_ERR_BADKEYVER);

else

error_out(KRB_AP_ERR_NOKEY);

endif

endif

decrypt packet.ticket.enc-part into decr_ticket

using retrieved key;

if (decryption_error()) then

error_out(KRB_AP_ERR_BAD_INTEGRITY);

endif

decrypt packet.authenticator into decr_authenticator

using decr_ticket.key;

if (decryption_error()) then

error_out(KRB_AP_ERR_BAD_INTEGRITY);

endif

if (decr_authenticator.{cname,crealm} !=

decr_ticket.{cname,crealm}) then

error_out(KRB_AP_ERR_BADMATCH);

endif

if (decr_ticket.caddr is present) then

if (sender_address(packet) is not in decr_ticket.caddr)

then error_out(KRB_AP_ERR_BADADDR);

endif

elseif (application requires addresses) then

error_out(KRB_AP_ERR_BADADDR);

endif

if (not in_clock_skew(decr_authenticator.ctime,

decr_authenticator.cusec)) then

error_out(KRB_AP_ERR_SKEW);

endif

if (repeated(decr_authenticator.{ctime,cusec,cname,crealm}))

then error_out(KRB_AP_ERR_REPEAT);

endif

save_identifier(decr_authenticator.{ctime,cusec,cname,crealm});

get system_time;

if ((decr_ticket.starttime-system_time > CLOCK_SKEW) or

(decr_ticket.flags.INVALID is set)) then

/* it hasn't yet become valid */

error_out(KRB_AP_ERR_TKT_NYV);

endif

if (system_time-decr_ticket.endtime > CLOCK_SKEW) then

error_out(KRB_AP_ERR_TKT_EXPIRED);

endif

/* caller must check decr_ticket.flags for any pertinent */

/* details */

return(OK, decr_ticket, packet.ap_options.MUTUAL-REQUIRED);

A.11. KRB_AP_REP generation

packet.pvno := protocol version; /* 5 */

packet.msg-type := message type; /* KRB_AP_REP */

body.ctime := packet.ctime;

body.cusec := packet.cusec;

if (selecting sub-session key) then

select sub-session key;

body.subkey := sub-session key;

endif

if (using sequence numbers) then

select initial sequence number;

body.seq-number := initial sequence;

endif

encode body into OCTET STRING;

select encryption type;

encrypt OCTET STRING into packet.enc-part;

A.12. KRB_AP_REP verification

receive packet;

if (packet.pvno != 5) then

either process using other protocol spec

or error_out(KRB_AP_ERR_BADVERSION);

endif

if (packet.msg-type != KRB_AP_REP) then

error_out(KRB_AP_ERR_MSG_TYPE);

endif

cleartext := decrypt(packet.enc-part)

using ticket's session key;

if (decryption_error()) then

error_out(KRB_AP_ERR_BAD_INTEGRITY);

endif

if (cleartext.ctime != authenticator.ctime) then

error_out(KRB_AP_ERR_MUT_FAIL);

endif

if (cleartext.cusec != authenticator.cusec) then

error_out(KRB_AP_ERR_MUT_FAIL);

endif

if (cleartext.subkey is present) then

save cleartext.subkey for future use;

endif

if (cleartext.seq-number is present) then

save cleartext.seq-number for future verifications;

endif

return(AUTHENTICATION_SUCCEEDED);

A.13. KRB_SAFE generation

collect user data in buffer;

/* assemble packet: */

packet.pvno := protocol version; /* 5 */

packet.msg-type := message type; /* KRB_SAFE */

body.user-data := buffer; /* DATA */

if (using timestamp) then

get system_time;

body.timestamp, body.usec := system_time;

endif

if (using sequence numbers) then

body.seq-number := sequence number;

endif

body.s-address := sender host addresses;

if (only one recipient) then

body.r-address := recipient host address;

endif

checksum.cksumtype := checksum type;

compute checksum over body;

checksum.checksum := checksum value; /* checksum.checksum */

packet.cksum := checksum;

packet.safe-body := body;

A.14. KRB_SAFE verification

receive packet;

if (packet.pvno != 5) then

either process using other protocol spec

or error_out(KRB_AP_ERR_BADVERSION);

endif

if (packet.msg-type != KRB_SAFE) then

error_out(KRB_AP_ERR_MSG_TYPE);

endif

if (packet.checksum.cksumtype is not both collision-proof

and keyed) then

error_out(KRB_AP_ERR_INAPP_CKSUM);

endif

if (safe_priv_common_checks_ok(packet)) then

set computed_checksum := checksum(packet.body);

if (computed_checksum != packet.checksum) then

error_out(KRB_AP_ERR_MODIFIED);

endif

return (packet, PACKET_IS_GENUINE);

else

return common_checks_error;

endif

A.15. KRB_SAFE and KRB_PRIV common checks

if (packet.s-address != O/S_sender(packet)) then

/* O/S report of sender not who claims to have sent it */

error_out(KRB_AP_ERR_BADADDR);

endif

if ((packet.r-address is present) and

(packet.r-address != local_host_address)) then

/* was not sent to proper place */

error_out(KRB_AP_ERR_BADADDR);

endif

if (((packet.timestamp is present) and

(not in_clock_skew(packet.timestamp,packet.usec))) or

(packet.timestamp is not present and timestamp expected))

then error_out(KRB_AP_ERR_SKEW);

endif

if (repeated(packet.timestamp,packet.usec,packet.s-address))

then error_out(KRB_AP_ERR_REPEAT);

endif

if (((packet.seq-number is present) and

((not in_sequence(packet.seq-number)))) or

(packet.seq-number is not present and sequence expected))

then error_out(KRB_AP_ERR_BADORDER);

endif

if (packet.timestamp not present and

packet.seq-number not present) then

error_out(KRB_AP_ERR_MODIFIED);

endif

save_identifier(packet.{timestamp,usec,s-address},

sender_principal(packet));

return PACKET_IS_OK;

A.16. KRB_PRIV generation

collect user data in buffer;

/* assemble packet: */

packet.pvno := protocol version; /* 5 */

packet.msg-type := message type; /* KRB_PRIV */

packet.enc-part.etype := encryption type;

body.user-data := buffer;

if (using timestamp) then

get system_time;

body.timestamp, body.usec := system_time;

endif

if (using sequence numbers) then

body.seq-number := sequence number;

endif

body.s-address := sender host addresses;

if (only one recipient) then

body.r-address := recipient host address;

endif

encode body into OCTET STRING;

select encryption type;

encrypt OCTET STRING into packet.enc-part.cipher;

A.17. KRB_PRIV verification

receive packet;

if (packet.pvno != 5) then

either process using other protocol spec

or error_out(KRB_AP_ERR_BADVERSION);

endif

if (packet.msg-type != KRB_PRIV) then

error_out(KRB_AP_ERR_MSG_TYPE);

endif

cleartext := decrypt(packet.enc-part) using negotiated key;

if (decryption_error()) then

error_out(KRB_AP_ERR_BAD_INTEGRITY);

endif

if (safe_priv_common_checks_ok(cleartext)) then

return(cleartext.DATA, PACKET_IS_GENUINE_AND_UNMODIFIED);

else

return common_checks_error;

endif

A.18. KRB_CRED generation

invoke KRB_TGS; /* obtain tickets to be provided to peer */

/* assemble packet: */

packet.pvno := protocol version; /* 5 */

packet.msg-type := message type; /* KRB_CRED */

for (tickets[n] in tickets to be forwarded) do

packet.tickets[n] = tickets[n].ticket;

done

packet.enc-part.etype := encryption type;

for (ticket[n] in tickets to be forwarded) do

body.ticket-info[n].key = tickets[n].session;

body.ticket-info[n].prealm = tickets[n].crealm;

body.ticket-info[n].pname = tickets[n].cname;

body.ticket-info[n].flags = tickets[n].flags;

body.ticket-info[n].authtime = tickets[n].authtime;

body.ticket-info[n].starttime = tickets[n].starttime;

body.ticket-info[n].endtime = tickets[n].endtime;

body.ticket-info[n].renew-till = tickets[n].renew-till;

body.ticket-info[n].srealm = tickets[n].srealm;

body.ticket-info[n].sname = tickets[n].sname;

body.ticket-info[n].caddr = tickets[n].caddr;

done

get system_time;

body.timestamp, body.usec := system_time;

if (using nonce) then

body.nonce := nonce;

endif

if (using s-address) then

body.s-address := sender host addresses;

endif

if (limited recipients) then

body.r-address := recipient host address;

endif

encode body into OCTET STRING;

select encryption type;

encrypt OCTET STRING into packet.enc-part.cipher

using negotiated encryption key;

A.19. KRB_CRED verification

receive packet;

if (packet.pvno != 5) then

either process using other protocol spec

or error_out(KRB_AP_ERR_BADVERSION);

endif

if (packet.msg-type != KRB_CRED) then

error_out(KRB_AP_ERR_MSG_TYPE);

endif

cleartext := decrypt(packet.enc-part) using negotiated key;

if (decryption_error()) then

error_out(KRB_AP_ERR_BAD_INTEGRITY);

endif

if ((packet.r-address is present or required) and

(packet.s-address != O/S_sender(packet)) then

/* O/S report of sender not who claims to have sent it */

error_out(KRB_AP_ERR_BADADDR);

endif

if ((packet.r-address is present) and

(packet.r-address != local_host_address)) then

/* was not sent to proper place */

error_out(KRB_AP_ERR_BADADDR);

endif

if (not in_clock_skew(packet.timestamp,packet.usec)) then

error_out(KRB_AP_ERR_SKEW);

endif

if (repeated(packet.timestamp,packet.usec,packet.s-address))

then error_out(KRB_AP_ERR_REPEAT);

endif

if (packet.nonce is required or present) and

(packet.nonce != expected-nonce) then

error_out(KRB_AP_ERR_MODIFIED);

endif

for (ticket[n] in tickets that were forwarded) do

save_for_later(ticket[n],key[n],principal[n],

server[n],times[n],flags[n]);

return

A.20. KRB_ERROR generation

/* assemble packet: */

packet.pvno := protocol version; /* 5 */

packet.msg-type := message type; /* KRB_ERROR */

get system_time;

packet.stime, packet.susec := system_time;

packet.realm, packet.sname := server name;

if (client time available) then

packet.ctime, packet.cusec := client_time;

endif

packet.error-code := error code;

if (client name available) then

packet.cname, packet.crealm := client name;

endif

if (error text available) then

packet.e-text := error text;

endif

if (error data available) then

packet.e-data := error data;

endif

 
 
 
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