点此进入淘宝搜索页搜索　　參考價格: 点此进入淘宝搜索页搜索
　　分類: 图书,进口原版书,经管与理财 Business & Investing ,

作者： Anne M. Marchetti 著

出 版 社： 吉林长白山

出版时间： 2005-12-1字数：版次： 1页数： 274印刷时间： 2006/05/01开本：印次：纸张： 胶版纸I S B N ： 9780471726265包装： 精装内容简介

Designed to lead financial managers from initial compliance with the Sarbanes-Oxley Act, through ongoing maintenance and monitoring, Beyond Sarbanes-Oxley Compliance helps readers seize this opportunity to revitalize their business practice, drive greater performance, and transform their finance organization into a key contributor to the business. Focusing on the present and future financial road ahead, Beyond Sarbanes-Oxley Compliance explores how to implement enterprise risk management processes that comply with Sarbanes-Oxley 302/404/409 requirements, ways to build on initial compliance activities that will improve financial management processes and profitability, compliance and quarterly close checklists, timelines, and table summaries to help readers achieve their goals, and much more.

目录

PART ONE: INITIAL COMPLIANCE

1. Sarbanes-Oxley Act Overview

2. Overview of Sarbanes-Oxley Sections 302, 404, and 409

3. Determining Organizational Readiness

4. The "Path" Approach to Compliance

PART TWO: ONGOING MAINTENANCE AND MONITORING

5. Change Management

6. Ongoing Compliance Activities

7. Audit Function Considerations

8. Other On-Going Compliance Issues

PART THREE: BEYOND COMPLIANCE

9. Process Improvement Considerations

10. International Financial Reporting Standards

11. Non US Based Companies and Sarbanes-Oxley Compliance

12. Financial Services Compliance Initiatives

Appendix A: Sarbanes-Oxley Section 302

Appendix B: Sarbanes-Oxley Section 404

Appendix C: Sarbanes-Oxley Section 409

Appendix D Evaluation Questions to Understand the Current State of Control Processes

Appendix E: Internal Control Over Financial Reporting

Appendix F: Evaluating Control Deficiencies

Appendix G: Sample Documentation

Appendix H: AS2 Control Testing Provisions

Appendix I: Responsibilities of Internal Auditing

Appendix J: Actual Internal Control Disclosures

Index.

 

 

免责声明：本文为网络用户发布，其观点仅代表作者个人观点，与本站无关，本站仅提供信息存储服务。文中陈述内容未经本站证实，其真实性、完整性、及时性本站不作任何保证或承诺，请读者仅作参考，并请自行核实相关内容。