印度的资本市场——投资者指南Capital Markets of India: An Investor's Guide
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作者： Alan R. Kanuk 著
出 版 社：
出版时间： 2007-9-1字数：版次： 1页数： 404印刷时间： 2007/09/01开本： 16开印次： 1纸张： 胶版纸I S B N ： 9780470137635包装： 精装编辑推荐
作者简介：Alan R. Kanuk has more than twelve years' experience in Southeast Asia and the United States as a senior executive manager. He was hired by the investment bank Bear, Stearns & Co. in 1980 and quickly rose to become a senior managing director—and later became a director of Bear Stearns Asia Ltd. Kanuk also served as deputy head of ING's Asian Equity business, where he managed trading and sales activities in nine Asian markets. In 1998, Kanuk founded a start-up business, ARKAccess,?to?create an electronic trading platform in Asia.?
内容简介
"Alan Kanuk's compilation of the Capital Markets of India: An Investor's Guide provides a much-needed and timely resource that will facilitate greater investment flows to India: one of the twenty-first century's greatest investment opportunities."
"Capital Markets of India is authoritative and readable and, most importantly, it is useful. I would encourage anyone, whether an individual or an institutional investor, who has existing securities investments in India or who is contemplating making such investments, to read Alan Kanuk's book."
"Currently one of the world's fastest growing economies and destined to become the most populous country in the world, India warrants investors' attention. Kanuk, drawing upon a rich and lengthy career, shows investors how to navigate the Indian markets. This book is essential reading for those who invest in India."
"With the Indian economy continuing on its rapid growth path, the country's capital market is also going through a metamorphosis. The domestic market capitalization has recently overtaken the GDP in value. The time is ripe for India watchers to take a closer look at the Indian capital market. Alan Kanuk's book on the subject is timely and well worth reading."
目录
List of Figures
List of Tables
Preface
Acknowledgments
About the Author
Chapter 1 India’s Capital Markets
Growth of Foreign Investment
Improved FII Interest and Access to the Public Markets
Rising Domestic Investment Demand
Market Risks
Summary
Chapter 2 Foreign Portfolio Investment in India
Foreign Investment
Tax Considerations for FIIs
Repatriation of Investment Funds
Challenges for US Hedge Fund FIIs
Financial Instruments Available to FIIs
Investment Limits
Brokerage Fees
FII Application Procedures
Trading and Settlement-Related Issues
Summary of FII Investment
Chapter 3 Foreign Direct Investment
Ministries and Departments Administering FDI
Foreign Investment through Global Depository Receipts (Euro Issues)
Approval Process for FDI
Industrial Sector Preference
Summary
Chapter 4 Safety and Integrity
The Regulator and Market Safeguards
The Securities Exchange Board of India (SEBI)
Market Safety and Safeguards
Disclosure and Transparency Rules
Exchange Surveillance
Stock Exchange Risk Systems
Market-Embedded Safeguards to Control Abnormal Stock and Market Behavior
Margin Controls
Additional Risk Controls for Derivatives
Stock Exchange Central Counterparty Role
Guarantee Funds
Inspection of Brokers’ Books
Summary
Chapter 5 The Equity Market
The Stock Exchanges, Trading and Settlement
India’s Stock Exchanges
Exchange Trading Rudiments
Exchange Trading Systems
Trading Features of the Exchanges
Exchange Settlement Systems
Approved Clearing Banks
Exchange Clearing Houses
Custodians
Depositories
Settlement Preparation for Short Selling
Summary
Chapter 6 Derivatives
BSE Derivatives
NSE Derivative Products
Summary
Chapter 7 The India Debt Market
Indian Debt Market Fundamentals
Market Infrastructure
Market Structure
Debt Trading
Clearing and Settlement
Risk Management
Brokerage Rates
Reference Rates
Summary
Chapter 8 Indices: General Market and Sector-Specific*
BSE-Sponsored Indices
NSE-Sponsored Indices
Appendix A: Facts and Figures About India
Appendix B: India’s Unique Numbering System
Appendix C: The Indian Time Zone
Appendix D: BSE and NSE Derivatives Underlying Stock Details
Appendix E: Economic Statistics
Appendix F: Order Types
Appendix G: NSE and BSE Equity Classifications
Appendix H: Exchange Trading and Clearing Holidays
Appendix I: Index Constituents
Appendix J: Calculation of NSE Option Base Prices
Appendix K: ADR/GDR vs Ordinary Share Arbitrage – An Example
Appendix L: Major Financial Institutions in India
Appendix M: Contact Information for Important Financial Service Institutions
Notes
Acronyms and Abbreviations
Glossary
Index
